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Eula Mariela

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Ólafur Arnalds - Ljósið (Official Music Video) from Erased Tapes on Vimeo.

Steven Pinker, sobre el lenguaje y el pensamiento

In an exclusive preview of his book The Stuff of Thought, Steven Pinker looks at language and how it expresses what goes on in our minds -- and how the words we choose communicate much more than we realize
 
En un adelanto en exclusiva de su libro "The Stuff of thought" Steven Pinker examina el lenguaje, cómo expresa lo que sucede en nuestras mentes y cómo las palabras que elegimos comunican mucho más de lo que nos damos cuenta.
 
 

 

La tabla rasa: la negación moderna de la naturaleza humana

El libro "La tabla rasa: la negación moderna de la naturaleza humana" de Steven Pinker sostiene que todos los humanos nacemos con rasgos innatos. Aquí, Pinker habla de su tesis y de por qué a algunos le resultó increíblemente perturbador.

 Steven Pinker's book The Blank Slate argues that all humans are born with some innate traits. Here, Pinker talks about his thesis, and why some people found it incredibly upsetting.

 

Can Foreign Language Learning Strategies Turn Into Crutches?

A Pilot Study on the Use of Strategies by Successful and Unsuccessful Language Learners
 
Tammy Gregersen
Ricardo Vera Martínez
Pamela Pino Rojas
Leyla Espinoza Alvarado
Universidad de Atacama
Chile
 
 

RESUMEN
Los aprendices exitosos de una lengua extranjera se caracterizan por saber cómo usar las estrategias de aprendizaje de manera efectiva, incluyendo la habilidad de ajustarlas a medida que aumenta su dominio lingüístico. Este estudio formula la pregunta de si las estrategias de aprendizaje de una lengua usadas en forma eficiente en los niveles iniciales pueden llegar a convertirse en estorbos en los niveles superiores de dominio lingüístico. Con este objetivo, se les aplicó el Inventario de Estrategias para el Aprendizaje de Lenguas (SILL) a seis alumnos principiantes y seis avanzados (tres estimados exitosos y tres no exitosos, de cada nivel), con el objetivo de medir su uso de las estrategias de aprendizaje de una lengua extranjera. Comparando los niveles de dominio lingüístico y la variable de si el participante era exitoso o no, se reunió evidencia tentativa que sugiere que las estrategias de aprendizaje que una vez fueron efectivas en los niveles inferiores de dominio en una lengua extranjera pueden llegar a convertirse en obstáculos en los niveles superiores.

ABSTRACT
Successful foreign language learners are characterized by knowing how to use language learning strategies effectively, including the ability to change them as their language proficiency increases. This pilot study asks the question as to whether language learning strategies that were used effectively at the beginning levels of language acquisition can convert into crutches at higher levels. To this end, six beginning students and six advanced students (three successful and three unsuccessful at each level) took the Strategy Inventory for Language Learning to measure their foreign language learning strategy use. By comparing the levels of proficiency and the variable of whether the participant was successful or unsuccessful, preliminary evidence was gathered that suggests that language learning strategies that were once effective at lower levels of proficiency can become stumbling blocks at higher levels.

 
INTRODUCTION
The results of several "good language learner" studies suggest that successful foreign language (FL) learners use a variety of strategies to assist them in gaining command over new language skills (O'Malley, 1987). The selection of appropriate language learning strategies enable students to take responsibility for their own learning by enhancing learner autonomy, independence, and self-direction, necessary attributes for life-long learning (Oxford and Nyikos, 1989). By understanding the strategies that successful FL learners use, less competent learners should be able to improve their skills in a foreign language through training in strategies evidenced among those who are more successful.
 
However, if one of the characteristics of successful FL learners is that they use strategies more effectively, what language learning strategies are poor language learners using that impedes their progress? Knowing this would also help teachers to use language learning strategy training to help deficient students avoid ineffective strategies as well as incorporate those that aid in gaining proficiency.
Ellis (1994:555) concluded that "the strategies that learners elect to use reflect their general stage of L2 development." Oxford and Nyikos (1989:291) concur, saying, "Better language learners generally use strategies appropriate to their own stage of learning..." That is to say, that effective strategy use changes as the demands of language proficiency dictate. Although language learning strategies are perceived as positive tools, it may be that at a certain point, strategies cease to be an aid and contrarily turn into a crutch. For example, Oxford (1990) defines "switching to the mother tongue" as a compensation strategy that helps students overcome gaps in their language knowledge in order to keep a conversation moving. Although this strategy may be acceptable for a beginning student, it needs to be diminished as proficiency increases as to not hold the learner back in his FL acquisition process.
Thus, the research question that needs an answer is: What are the language learning strategies that less successful FL learners are using, and are these affected by the learner's FL proficiency level? In other words, is it possible that strategies used by beginning FL students are maintained even as their proficiency levels increase and demand the incorporation of others?
The purpose of this pilot study was to gather data that could give some tentative answers to these questions and suggest possible tendencies in terms of how language learning strategies evolve in successful and unsuccessful foreign language learners. These preliminary suggestions can then be used to guide researchers in future studies concerning the relationship between effective FL learning strategy use and levels of FL proficiency.
Strategy Definitions
Learning strategies are "techniques, approaches, or deliberate actions that students take in order to facilitate the learning and recall of both linguistic and content area information" (Wenden, 1987:6). Oxford (1990) considers that "any specific action taken by the learner to make learning easier, faster, more enjoyable, more self-directed, more effective, and more transferable to new situations" is a language learning strategy.
Oxford (1990) divides strategies into two major types, direct and indirect. She defines direct strategies as those requiring mental processing of the language. However, the three groups that compose direct strategies do this processing differently and for different purposes. For example, memory strategies, such as grouping or using imagery, have a highly specific function, which is to help students store and retrieve new information. Cognitive strategies, on the other hand, such as summarizing or reasoning deductively, enable learners to understand and produce new language by many different means. Finally, compensation strategies like guessing or using synonyms, allow learners to use the language despite their often-large gaps in knowledge.
 
The second group of strategies discussed by Oxford (1990) is indirect strategies. These are called "indirect" because they support and manage language learning without directly involving the target language. They are divided into metacognitive, affective, and social strategies. Metacogntive strategies, like centering your learning and evaluating and monitoring, are "actions which go beyond purely cognitive devices, and which provide a way for learners to coordinate their own learning process" (p. 136). Affective strategies, however, such as lowering your anxiety, encouraging yourself, and taking your emotional temperature, deal with emotion, attitudes, motivations, and values. Finally, the third indirect strategy group defined by Oxford involves social strategies, like asking questions, cooperating peers and proficient users of the target language, and empathizing with others.
What Successful Language Learners Do
Outside of the language learning field, research comparing experts to novices indicates that experts use more systematic and useful problem-solving and native-language reading comprehension strategies. A similar finding occurs with more successful language learners as compared to less successful ones. Better language learners generally use strategies appropriate to their own stage of learning, personality, age, purpose for learning the language and type of language (Oxford and Nyikos, 1989).
Ellis (1994) summarizes the results of various "good language learner studies" into five major aspects of successful language learning. The first aspect of successful language learning is a concern for language form. Researchers found that good language learners treat language as a system by making effective crosslingual comparisons, analyzing the target language, and using reference books. Good language learners also pay attention to meaning, searching for it in the L2 data they are exposed to and trying to engage in real communication by seeking out opportunities for natural language use. Thirdly, good language learners show active involvement in language learning. Rather than developing dependence upon the teacher, they take charge of their own learning by identifying and pursuing goals and by trying to introduce new topics into conversations. The fourth characteristic concerned their metacognitive awareness of the learning process. Successful FL learners are thoughtful and aware of themselves, make conscious decisions and follow their own preferred learning style. These are the learners who have the ability to talk effectively about their language learning because they have a well-developed metalanguage with which to do it. Finally, Ellis concluded that successful learners are flexible and appropriately use learning strategies, demonstrating the ability to choose those that were appropriate for particular tasks.
O'Malley and Chamot (1990) also undertook investigations comparing effective and ineffective students in their use of language learning strategies. More effective students used a greater variety of strategies in all the strategy groups, and used them in ways that helped the students complete the language task successfully. Less effective students not only had fewer strategy types in their repertoires but also frequently used strategies that were inappropriate to the task or that did not lead to successful task completion.
 
Studying good FL learners provides insight into how strategies affect language learning and what kinds of behavior are associated with successful language acquisition. By comparing the strategies used by successful and unsuccessful FL learners, it may be possible to not only teach those strategies that are effective, but also avoid those that impede progress, particularly those strategies that are effective at the beginning levels of language acquisition but transform into stumbling blocks at higher levels of proficiency.
Strategies as Crutches
Cohen (1998:8) expressed the following:
"Since strategies themselves have sometimes been referred to as 'good', 'effective', or 'successful' and the converse, it needs to be pointed out that with some exceptions, strategies themselves are not inherently good or bad, but have the potential to be used effectivelywhether by the same learner from one instance within one task to another instance within that same task, from one task to another, or by different learners dealing with the same task. Perhaps if enough learners in a given group successfully use a given strategy in a given task, then claims could be made for the effectiveness of that strategy in that instance for that group. Otherwise, it is safest to refer to what often amounts to a panoply of potentially useful strategies for any given task."
Furthermore, various researchers have suggested (Ellis, 1994; Oxford and Nyikos, 1989) that one trait of good language learners is that they are able to cater their foreign language learning strategy use to their proficiency level demands. What happens when strategy use does not evolve with linguistic ability? Can a strategy that was once effective at one level of FL proficiency, become a crutch at another level of proficiency?
For example, one could speculate that compensation strategies, particularly those that help in overcoming limitations in speaking and writing, could have the potential to hold a learner back in the FL acquisition process. While it may be important in the early stages of acquisition to keep a conversation going by switching to the mother tongue, avoiding communication, coining words, or using circumlocution, a learner may become dependent upon these strategies, thus stunting later progress in the target language. This may also be true for a few of the cognitive strategies. For example, Oxford (1990), in her list of cognitive strategies, included "translating" and "transferring" which she defined as "using one language as the basis for understanding or producing another" and "directly applying knowledge of words, concepts, or structures from one language to another," respectively. Again, developing a dependency on the first language in order to comprehend or produce the target language may be a strategy that ultimately slows down FL acquisition.
Although necessary at lower levels of proficiency, these strategies may become crutches at higher levels.
 
These potential problems are the focus of this study. The purpose is to gather preliminary evidence to discover whether poor language learners have the tendency to use different FL strategies than their good language learner counterparts, and whether the use of these strategies changes over time.
METHODOLOGY
Participants
The sample population for this study was taken from students in the first and fourth years of English Education and Licensure from the University of Atacama in Copiapó, Chile. The three most successful and the three least successful from each group were selected to participate in the study, making a total of 12 FL learners. First and fourth year students were chosen in order to discover whether strategy use changed over time.
To determine which students were the "most successful" and "least successful," two professors from each level who had had these students in their classes were asked to determine which three students were the best language learners and which three students were the poorest language learners, by using criteria based upon oral and written exams. Teachers in the first year agreed on whom were the most and least successful students 85% of the time, while fourth year teachers agreed 92% of the time.
Measuring Instrument
Students' language learning strategy use was measured by the Strategy Inventory for Language Learning (SILL) developed by Oxford (1990). With answers ranging from "never or almost never" to "always or almost always," this 50-item Likert-type survey indicates how often the learner tends to use language learning strategies in general, as well as a breakdown by parts that indicates which strategies the learner tends to use most often. It is a structured, self-report questionnaire that takes about 30 minutes to complete. Using simplified English, this instrument was especially created for student learning English as a foreign language.
Tables One and Two show breakdowns of the SILL results by strategy category of the first and fourth year students. Partial and total scores are given for both good and poor language learners.
RESULTS
 
 
TABLE 1: SILL RESULTS-Good and Poor First Year Learners
First Year Learners
 
 
 
TABLE 2: SILL RESULTS-Good and Poor Fourth Year Learners
 
Fourth Year Learners
 
 
 
INTERPRETATION OF RESULTS
 
Because the purpose of this pilot study was to gather initial data that might suggest behavioral patterns concerning strategy use in successful and unsuccessful FL learners, the number of the students who participated in the sample population is small. Therefore, the following interpretations must be perceived as tentative evidence that can guide future studies in the evolution of FL learning strategies.
Part A on Table One reflects the memory strategy use of good and poor learners in their first year of English language studies. The average score of the good language learner in the first year (33) surpassed that of the poor language learner (26). Table Two, however, shows that this tendency was reversed: the average memory strategy score for the good language learner in the fourth year (25) was lower than the average score for the fourth year poor language learner (28). That is to say, while the good language learners in this study decreased their use of memory strategies as proficiency increased (from 33 to 25), the poor language learners increased their use (from 26 to 28).
To explain why this occurred, it is necessary to understand that the role of memory strategies is the storage and retrieval of new information. "These strategies help learners store in memory the important things they hear or read in the new language, thus enlarging their knowledge base. These strategies also enable learners to retrieve information from memory when they need to use it for comprehension or production" (Oxford 1990:58). While good language learners use these strategies at the outset of their language learning endeavors to build up their knowledge bases, particularly as concerns lexical and syntactic skills, these strategies become less useful as FL proficiency increases and other strategies take over. The detrimental effects of over-using memory strategies in later stages of language acquisition, is reflected in the scores of poor fourth year language students. The data in Tables one and Two suggest that the poor learners who were sampled in this study use more memory strategies in the fourth year than they did in the first. Dependence on memory strategies places more emphasis on learning than on acquiring. That is to say, rather than using a subconscious process that is similar to the ways children acquire their first language, foreign language learners who are dependent upon memory strategies use a conscious process that results more in "knowing about" language.
Part B on Tables One and Two reflect the response of the first and fourth year good and poor language learners to the questions concerning cognitive strategies on the SILL. These strategies include practicing, receiving and sending messages, analyzing and reasoning, and creating structure for input and output. Although very different one from another, cognitive strategies are connected by the common function of manipulating or transforming the target language on the part of the learner. Concurring with previous studies (O'Malley et al., 1985), the results shown on Tables One and Two demonstrate that cognitive strategies are the most popular strategies with language learners. Although the good language learners use far more cognitive strategies than poor language learners do in both first and fourth years, the average scores for poor language learners in the cognitive strategy category were higher than any other strategy type.
As to how learners use cognitive strategies as proficiency increases, only a slight difference was noted between the good language learners in first year (47) with the good language learners in fourth year (48). The same tendency was seen among the poor language learners, as first year students scored an average of 40, and fourth year students responded with an average of 41. In other words, while good language learners use more cognitive strategies than their poor learner counterparts, not much change is noted between their use in lower and higher levels of proficiency.
 
Compensation strategies are targeted in Part C on Tables One and Two. These scores reflect how the good and poor language learners in first and fourth year responded to items on the SILL concerning strategies about guessing intelligently and overcoming limitations in speaking and writing. Oxford (1990) comments that good language learners will make educated guesses when confronted with unknown expressions, whereas less adept learners will most likely turn toward the dictionary or adopt other behavior like tuning out or panicking, actions that impede progress toward FL proficiency. Oxford claims that beginners are not the only ones who employ guessing in that advanced learners use it when they have not heard something well enough. Compensation strategies can also be used in production to make up for a lack of appropriate vocabulary and grammatical knowledge. Less proficient language learners need these compensatory production strategies more than their more advanced counterparts because they run into knowledge gaps more often than people who are skilled in the language do.
The participants' responses in Tables One and Two demonstrate congruence with Oxford's (1990) description of compensation strategy use. Good and poor language learners both scored an average of 17, showing that both types of learners use compensation strategies equally at the outset of the language learning process. As proficiency increases, however, the good language learners, who do not suffer from linguistic roadblocks as much as poor learners, maintain the same level of use (17) while poor language learners reported that they use them more (19). This suggests that compensation strategies, when used in moderation, help language learners to keep on using the language thus obtaining more practice, but that their over-use, particularly as proficiency increases, may hinder the FL acquisition process. Thus, what begins as an important strategy to keep communication flowing, may convert into a crutch at higher levels of proficiency.
Part D on Tables One and Two reflect the responses of good and poor first and fourth year language students concerning their use of metacognitive strategies. Good language learner participants responded that they used metacognitive strategies more than poor language learners did, in both first and fourth year. Although good and poor language learners demonstrated an increase between first and fourth year, the jump was greater for good learners (from an average score of 31 to 34) than poor language learners (from 29 to 31). This suggests that metacognitive strategies, which help learners coordinate their learning process through planning, organizing, and evaluation, are essential to successful FL learning at all stages of the language acquisition process. Good language learners maintain and even increase these strategies as proficiency increases.
 
Affective strategies, those that help learners manage their emotions, are the focus of Part E in Tables One and Two. According to Ehrman (1996:137), "Every imaginable feeling accompanies learning, especially learning that can be as closely related to who we are as language learning is. There can be positive feelings such as joy, enthusiasm, satisfaction, warmth." She also mentions the less pleasant feelings that are associated with learning difficulties: frustration, anger, anxiety, lack of self-confidence. That is why Oxford (1990:140) claims, "The affective side of the learner is probably one of the strongest influences on language learning success or failure...Negative feelings can stunt progress, even for the rare learner who fully understands all the technical aspects of how to learn a new language. On the other hand, positive emotions and attitudes can make language learning far more effective and enjoyable." These commentaries make the results of Part E very surprising.
 
If good language learners are those who are suppose to know how to control their emotions and attitudes about learning, how is it that the poor learners in the first year scored higher (19) than the good learners (18) on the affective strategies part of the SILL, and that the average score for the 4th year good and poor learners was the same (17)? One of the reasons as to why this occurred may be found in the way the questions were asked in the survey. Half of questions on the affective part of the survey were written so that the respondent had to recognize affective obstacles in order to use affective strategies. For example, to respond positively to "I try to relax whenever I feel afraid of using English", the respondent first needed to affirm that he is apprehensive using English. Similarly, responding positively to, "I encourage myself to speak English even when I am afraid of making a mistake," obliges the student to first recognize that he fears being incorrect. Finally, if the statement, "I notice if I a tense or nervous when I am studying or using English" is answered positively on the SILL, the FL learner affirmed the presence of a pre-existing negative affective state. Thus, the possibility exists that good language learners did not score high on this section of the survey because they did not need to resort to affective strategies due to the inexistence of affective problems.
Part F on Tables One and Two reflects the SILL responses of the participants concerning their use of social strategies. While the fourth year good language learners surpassed the first year good language learners by one point, the opposite tendency occurred with the poor language learners. Instead of increasing their use of social strategies, fourth year poor students scored three points lower than the first year poor students. This implies that as proficiency increases, good language learners feel the confidence and recognize the importance of interacting with others in order to improve FL performance. Poor learners, however, suffering from the inability to communicate correctly and fluently, may be depending too much upon other types of strategies, and avoiding contexts in which they are expected to socially interact. While good language learners use social strategies to become even better, less effective learners draw back from social participation, evading much needed communicative practice and thus stunting their FL acquisition progress.
CONCLUSIONS
 
This study began with questions concerning how FL learning strategy use differed between good and poor language learners and whether these strategies changed over time. By surveying the most and the least effective language learners at the beginning level and the advanced level of the FL acquisition process, preliminary evidence was gathered that suggests that not only does FL learning strategy use differ between good and poor learners, but that it also changes in different ways over time.
Using Oxford's (1990) paradigm of language learning strategies and the Strategy Inventory for Language Learning that she developed to measure strategy use, results of the collected data suggest that good language learners increase their use of cognitive, metacognitive, and social strategies, and decrease their use of memory and affective strategies. Compensation strategies were maintained evenly. Poor learners, on the other hand, augmented their use of memory, cognitive, compensation, and metacognitive strategies, while diminishing their use of affective and social strategies.
The implications of these findings point to the idea that some strategies that were effective at lower levels of proficiency can become crutches as proficiency increases. This was particularly the case in memory strategies, where good first year students reported using them more often than good fourth year learners, while poor fourth year students confirmed that they used them more than poor first year learners.
Pedagogically, one can interpret this to mean that training in language learning strategies must consider the issue of proficiency levels and how advanced students must be aware that certain strategies may not be as effective as they once were. Strategy training must be carried out with attention focused on when a strategy should be replaced by a more adequate one.
These findings also suggest that one must tread with caution when measuring FL learning strategy use. If researchers are claiming that good language learners use more strategies than poor language learners do, what strategies are they referring to? Evidence gathered in this study implies that strategy use increases in certain categories and decreases in others. If strategy use is perceived as a total of all categories, this will also include the FL learners' use of memory strategies and other strategies such as translation, inventing words, and switching to the mother tongue that may impede FL progress at higher levels of proficiency, thus skewing the results of any relationship between strategy use and habits of good language learners.
Further research is necessary to discover what strategies are effective at certain levels of proficiency. When should memory strategies diminish and social strategies flourish? (i.e., When is it most beneficial for a language learner to set aside vocabulary lists and instead look for oral interaction?) When should language learners put aside the use of compensation strategies to rely more heavily on cognitive strategies? (I.e., Instead of inventing a word or switching to the mother tongue, would it be more advantageous as proficiency increases to implement more analysis and reason?) With the initial indicators revealed in this study, it would also be interesting to see if these results are confirmed in larger populations and in longitudinal fashion.
 
 
BIBLIOGRAPHY
 
Cohen, A. (1998) Strategies in learning and using a second language. London: Longman.
Ehrman, M. (1996) Understanding second language learning difficulties. London: Sage Publications.
Ellis, R. (1994) The study of second language acquisition. Oxford: Oxford University Press.
O'Malley, J.M. & A. Chamot (1990) Learning in second language acquisition. Cambridge: Cambridge University Press
O'Malley, J.M. (1987) The effects of training in the use of learning strategies on acquiring English as a second language. In A. Wenden & J. Rubin (Eds), Learning strategies in langauge learning (pp. 133-144). London: Cambridge University Press.
O'Malley, J.M., A. Chamot, G. Stewner-Manzanares, R. Russo & L. Kupper (1985). Learning strategy applications with students of English as a second language. TESOL Quarterly, 19, 3, 557-584
Oxford, R. (1990) Language learning strategies: What every teacher should know. New York: Heinle & Heinle Publishers.
Oxford, R. & M. Nyikos (1989) Variables affecting choice of language learning strategies by university students. The Modern Language Journal, 73, 3, 291-300.
Rubin, J. (1987) Learner strategies: Theoretical assumptions, research, history and typology. In A. Wenden & J. Rubin (Eds), Learning strategies in language learning (pp.15-30). London: Cambridge University Press.
Wenden, A. (1987) Conceptual background and utility. In A. Wenden & J. Rubin (Eds), Learning strategies in language learning (pp. 3-13). London: Cambridge University Press.

UN MISMO IDIOMA...

 
Si uno tiene frío en México, pide una chamarra. En Bogotá resuelve el problema con una chaqueta. En Buenos Aires haría falta una campera, pero no porque hace frío sino porque está fresco.
 
Y ojalá los problemas de comunicación entre nosotros -que hablamos el mismo idioma- terminaran ahí.
 
Por increíble que parezca, en Venezuela hay que morderle la concha al mamón para poder disfrutar de una fruta tropical. Es decir, hay que romperle la cáscara o la corteza con los dientes, para chupar la pulpa dulcísima adherida a la semilla.
 
Más increíble todavía: en México la cajeta se vende en frascos cuidadosamente alineados en los supermercados. Y tiene especial prestigio la que viene de Celaya, en Guanajuato. Dicen que no por nada ese estado es la cuna de la Independencia. Lo que pasa es que la cajeta –en México- no es otra cosa que el arequipe de los andinos o el dulce de leche de los conosureños.
 
¿Cómo –pregunto yo- es que los peruanos de mi generación fueron críados viendo el mexicano Chavo del Ocho, las argentinas soñaron con los besos del venezolano Fernando Carrillo, los mexicanos adoran tanto a la argentina Libertad Lamarque, si este idioma a veces parece una cosa de locos?
 
Si cuando vamos al cine comemos pipoca en Bolivia, crispetas en Colombia, pochoclo en Argentina, palomitas en México, cotufas en Venezuela, maíz pira en Centroamérica y –si la memoria no me traiciona- gallitos en Ecuador.
 
Si cuando hay, por ejemplo, una recepción de lujo en un local como este decimos que es una reunión de pitucos, conchetos, sifrinos, aniñados, fresas, hailones, pijos o gomelos, según el país de donde vengamos. O cuando vamos a salir de viaje le medimos el aire a las llantas, los cauchos, los neumáticos, las cubiertas o las ruedas.
 
Y si un día recorremos los canales de televisión del continente nos encontramos con que en Guadalajara “unos guaruras se fueron de reventón”, en Buenos Aires hay “un chabón que no se banca a la mina” y en Maracaibo “matraquean a los gandoleros con placas chimbas”.
 
¿Cómo es posible que nos entendamos si ni siquiera nos hemos puesto de acuerdo en el nombre de esta lengua que todos hablamos? ¿Castellano o Español? Tranquilos, no se preocupen, necesitaríamos otro Congreso y mucho más de tres días para llegar -no a una conclusión- sino apenas a un arreglo amistoso.
 
Para explicar el milagro de nuestra comunicación, los académicos  nos hablarían de la raíz común y de los códigos compartidos y de la génesis de las palabras y de muchas otras cosas que yo sinceramente no conozco.
 
Este milagro de la comunicación se convierte en un asunto de magia blanca cuando uno comprueba en carne propia que no tiene más que utilizar las mismas palabras que balbuceó desde la infancia para negociar la tarifa de un taxi en Arequipa, pedir de comer en Medellín, alquilar una bicicleta en Cochabamba, enamorar a una muchacha de Cumaná, tomarse una cerveza en Ciudad Juárez y agarrar un autobús en Alicante.
 
Pero los problemas existen. Y se multiplican cuando en una redacción –como la del Servicio Latinoamericano de la BBC- conviven por lo menos 10 nacionalidades de hispanohablantes –o castellanohablantes, perdón- que tienen la obligación de comunicar rápido y bien lo que está pasando en el mundo a más de 500 millones de personas.
 
Y peor aún cuando pensamos que los países donde más se consulta BBC Mundo -nuestra página de internet- y donde más se escuchan nuestros programas de radio es  en Estados Unidos, México, Argentina y España, en ese orden.
 
No es una tarea sencilla y a veces hemos metido la pata. Por lo menos estoy casi seguro de que la expresión meter la pata se entiende en todos estos países.
 
Ni siquiera hemos logrado un acuerdo en los nombres de los géneros periodísticos. Cunado un editor propone un reportaje, el colombiano entiende que quiere una pieza más o menos larga, investigada a profundidad y con todos los elementos de un hecho noticioso, mientras para el uruguayo, se trata simplemente de hacerle una entrevista a alguien.
 
Y, claro, a veces no nos percatamos de la falla comunicacional hasta que ya está terminado el producto.
 
Pero, en fin, lo que nos ocupa aquí es cómo nos comunicamos con nuestro público.
 
¿Y cómo se resuelve eso? ¿Nos inventamos un idioma más cercano al doblaje de las series y películas estadounidenses, totalmente desprovisto de colores y también de emoción?
 
Bueno, y ni siquiera ese idioma de los doblajes es tan neutro cuando uno se de cuenta de que en América Latina ese doblaje está lleno de inflexiones, giros y expresiones de la clase media del Distrito Federal. Y en España se adivinan el tono y los matices de la clase media de Madrid.
 
¿Debemos, al contrario, dejar que cada una de las regiones de este idioma hable por sí misma, de manera que de tanto estar ahí logremos que el argentino entienda que cuando el mexicano dice alberca quiere decir pileta, y que el mayamense llegue sólo a la conclusión de que el coche del español y su carro son la misma cosa?
 
Creo que de alguna manera eso ya está ocurriendo en nuestra audiencia, que es normalmente culta, instruida y, en muchos casos, con posibilidades de viajar y conocer otras culturas.
 
Teniendo en cuenta lo anterior, en el Servicio Latinoamericano de la BBC hemos tomado una decisión largamente reflexionada: a veces hacemos una cosa –es decir, nuetralizamos el idioma- y otras veces hacemos la otra –que es darle voz a las regiones del idioma-. Otras veces intentamos hacer las dos cosas al mismo tiempo y así nadie queda contento y se acaba la discusión. Pero en realidad casi siempre depende del humor del editor de turno.
 
Sin embargo, me parece que a veces subestimamos la inteligencia de nuestros lectores y pretendemos explicarle todo.
 
Si desde que navegamos por la red, podemos asomarnos a la realidad, y por lo tanto a la manera de organizarla, que es el idioma, de los países que comparten esta lengua.
 
Si en las listas de contactos de nuestros servicios de mensajes todos los que estamos en la sala tenemos gente de dos o tres países.
 
Si la globalización, mal que nos pese, llegó para quedarse. Y yo soy de los que creen que eso puede ser muy bueno para el idioma.
 
Esta lengua, al igual que las otras llamadas romances, no es otra cosa que el latín de los romanos, adoptado al uso de los pueblos que invadieron las legiones del César y otros emperadores.
 
Creo que lo que estamos atestiguando ahora es ese mismo proceso de adaptación, pero a velocidad turbo, gracias a la tecnología. ¿Qué hacemos? Por el momento propongo que le demos la bienvenida al caos.
 
Después de todo, esta lengua en transformación y en confrontación consigo misma ya es uno de los idiomas claves en la red y por lo tanto en el mundo.
 
Pretender acordar reglas o dictar fórmulas a esa realidad suena, cuando menos, utópico. Al que frente al hijo que crece, los invito a que celebremos el esfuerzo que hacemos entre todos para que nuestro idioma se abra paso en el mundo.
 
Una vez Ernesto Sábato le dijo a una colega de la BBC que intentar unificar la lengua era como hacer una orquesta compuesta únicamente por oboes. Es decir, amigos, aunque parezca que en cada uno de nuestros países tocamos un instrumento distinto, juntos sonamos muy bien.
 
Escrito por José Baig, periodista del Servicio Latinoamericano de la BBC de Londres, Congreso Iberoamericano de Periodismo Digital, celebrado en Buenos Aires en el 2003; y enviado por Alberto Gómez Font, Coordinador general, Fundación del Español Urgente (Fundéu)

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MEANING: The Philosopher's Stone of the Alchemist Translator?

 

by Maite Aragonés Lumeras, Ph.D.
Translator and Reviser WIPO
Prof. Máster de Traducción Médico-Sanitaria (UJI)


The intertextual links to other documents and inscription practices are part of the means by which the meanings in a text are held accountable to representations outside the text.

Trosborg

This paper aims at analyzing the way technical translators construct the textual meaning. The methodological framework based on genre theory and its application is used to reveal the complex relationships between the semiotic, pragmatic, rhetorical, semantic and linguistic approaches. The understanding of meaning will depend on the interaction between textual and contextual factors. There is, therefore, no autonomous and objective meaning in a text, but a convergence of parameters that constitute a crossroads of human communication for extracting a negotiated meaning. There are as many definitions of translation as views on the reality of the translation process and product; most of them are meaning-oriented, because they follow the translation tradition; translation is, then, taken as an isolated process wherein the translator has to deal with a text containing all the information required to make sense of the whole. The valuable contribution of genre studies and textual analysis stems from the importance of contextualizing texts; in this sense, meaning is not content anymore, but is relativized, negotiated, and remodeled according to external factors, that play a decisive role in the understanding of the communicative act involving actors or participants, institutions, places or ceremonies, communicative purposes and private intentions, as well as formal and social conventions. In this sense, genre perspectives lead to conclude that revisiting the definition of translation may be necessary to understand better what is meaning.

 


1. How Do Translators Construct Meaning?

Wherever there is persuasion, there is rhetoric, and whenever there is rhetoric, there is meaning

Kenneth Burke

Since the Baghdad School (9th century) through the Alfonso XII School (11th century) to the modern Translation Studies, translators have tried to find a common definition of what is translation. From the literal theory, in which translation is the transposition of words in another language to the Théorie du Sens, translators have been searching universals.

Let us start from the beginning: the word translation in most Indo-European languages derives from roots in Latin and Greek. The basic notion has to be understood as transferring and metaphor, but there are differences of choices according to the language. In English, the cognitive schemata is to carry X across, whereas in German and Swedish, X is transferred in a direction away from the agent, and finally for the Latin languages, the agent leads X across. But other languages like Chinese, Japanese and Finnish use the word "to turn" or "to change state", it highlights then a new way, and transformation. Another problem is that most Indo-European languages employ "to interpret" for oral translation and make a distinction between translating—moving or turning in different directions-, and interpreting—trying to make sense from a speech.

The problem, in a sense, is that the explanation of translation shares no common ground all around the world; it shows that every culture gives a specific priority to the equivalence in the act of translating without paying attention to the role of interpretations.

Meaning is no longer a convenient notion for equivalence because translating is not part of a communicative equation, where meaning would be the philosopher's stone.
Now, what happens with meaning? In order to systematize the translating process, translators have adopted a semantic perspective to refer to what I have called X in previous lines. Their task is then to convey a meaning, i.e. the textual content. Unfortunately, there are as many understandings of meanings as visions of translation. Translators shift from referential meaning to contextual and pragmatic meaning and do not make a clear distinction between co-text (the surrounding text and all the linguistic and textual information) and context (the recurrent communicative situations, Miller 1984, Nord 1997), nor between referential meaning, communicative meaning, rhetorical tricks used to convince the reader, communicative purpose of a specific communicative situation and/or private intentions of the author.

The question puts forward a reality: meaning is neither an objective nor a universal value, but is constructed by readers (in this article translators) according to the situational context (Nord 1997); subjectivity is then the starting point of the translating process, whatever the text type (informative, exhortative, argumentative, narrative, etc.) and the text genre (patent abstract, instructions, research article, etc.).


1.1. Reading a Text

L'autonomie n'est pas autarcie, et le texte ne prend sens que pour un lecteur, dans un contexte. D'où le rejet d'un principe d'immanence qui voudrait que « tout » soit « dans » le texte.

Bénédicte Bommier-Pincemin

Translation Studies have tried to provide valid concepts to operate the communicative equation. However, communicative events are far from being as clear and determined as mathematics; communication is first of all negotiation (Ryan 2004: 220) between people in order to achieve a collective purpose and convince others that the message is worth reading and may contribute to the progress of the state of the art. If translation is understood as a specific communicative act, the privileged notions are:

  • semantic and/or rhetoric and pragmatic meaning (Lederer and Seleskovitch 1984);
  • sociocommunicative function, (Reiss and Vermeer 1991, Nord 1997);
  • semantic and/or functional equivalence.

According to the Oxford English Dictionary online, meaning indicates a message, intention, cause, purpose, and gives sense to purposes. It is then much closer to the New Rhetoric School (Freedman and Medway 1997, Miller 1984/1997, Bazerman 1997) than to the Paris School (Lederer and Seleskovitch (1984) because it is the expression of private intentions in a specific ceremony through collective purposes.

Following the OED, equivalence is "equality of effect" (physics). The "equivalence principle" (chemistry) is a doctrine stating that different quantities of different substances are equivalent in chemical combinations. If we keep the term equivalence, we have to admit that equality has nothing to do with linguistics, it only attains rhetorical effect. Translating is therefore not writing an identical text, but rather a dynamic process based on the combination of several parts (sentences, grammar, meaning, intentions, cultures, rhetorical moves, etc.). As for alchemistry, meaning—in analogy with the philosopher's stone—is neither universal nor objective.

Suffice to say that this traditional approach refutes the importance of the pragmatic aspect: the relationship with the text is mediated by the reading competence of the receiver, because a text is never to be taken in isolation; it takes place in a network of social communication and is intended to be received by a community for a specific purpose.

The practice of writing and reading a text is necessarily related to genre, which is not a formal mold external to text, but constitutes the text in its context. Genre therefore affects the text structure (moves) and the ways of reading (i.e. interpretations), giving valuable information on the extratextual parameters, especially the ceremony where texts happen and make sense.


1.1.1. Identifying the Ceremony

Meaning is not content; it is place and function

Anne Freadman

It has been said that meaning is constructed from a communicative framework, generally a text, which constitutes one of the translator's tools. However, text has to be defined in a situational context, where several extratextual parameters correlate (Nord 1997, Aragonés 2007b) depending on the translative approach (functionalism, Nord 1997, context, Neubert and Shreve 1992, Baker 1992, Nord 1997)

Scholars seem to agree on the fact that there is always a reason to communicate, and this should be part of the definition of meaning. In addition, ceremony is the "envelope" in which the event takes place and helps to explain variables, like:

  • communicative purpose;
  • private intentions;
  • participants (author, readers and institutions);
  • conventions.

All these factors determine the way we can perceive and understand texts specific to a ceremony, as interrelated acts produced for different reasons that should be recognized by translators. Text genres happen to be of valuable information because they associate text (static result) and context (dynamic process). Meaning is related to situation and is the crossroads of extratextual parameters.


1.2.1. Interpreting a text

Intertextual interpretation is therefore the survey of a set of possible meanings that readers attempt to disentangle from a text that is nothing more than fragments from countless other texts knitted together.

Wolff

The reader can only approach the text by interpreting dynamically the role of the text in a specific situation and the relationships between the sentences and cohesion. The meaning then becomes what has been extracted from a text and makes sense to the reader according to his or her expectations and presumptions.

However, we have to keep in sight that a text is addressed to a specific community of readers; such a limitation has to be kept in mind, because the translator is not the primary addressee. Nobody will take into consideration the point of view of a translator1, because the translator is just an outsider (Berkenkotter and Huckin 1995, Aragonés 2007a), a kind of forced voyeur.

For example, a lawyer reads a patent and outlines the legal matter in order to decide if it is worth to instigating a lawsuit; a medical student reads a patent paying attention to the keywords and the way new information is organized; an engineer reads a patent to know what the concurrence has achieved and to seek information to improve the state of the art; a translator reads a patent to write a new text for an interested community of readers (generally pertaining to the same professional community as the primary receiver) in a different culture.

Hermeneutics—science that studies the interpretative act of reading—aspects are also important to construct meaning and complement the linguistic, semantic, rhetorical, pragmatic aspects that have been discussed below.


2. How to Translate a Text?

Le traducteur (et interprète) est sans cesse tenu d'adopter un point de vue, fût-il par fidélité à la formulation d'origine (sourcier) ou à l'effet de sens obtenu (cibliste).

Bénédicte Bommier-Pincemin

Scholars have stated that:

  1. equivalence is what the translator seeks; and
  2. meaning is what is inherent to the text.

The importance of meaning is related to the need for translators to count on a measuring unity used to systemize the process. Rendering the equivalence of meaning is still nowadays the method employed by a great deal of translators to do their job. The problem is that there is not a meaning, but a plurality of interpretations. Meaning is not static; it changes in time and space. A same text at the same time, but out of the ceremony, will lose part of the raison d'être and the reader will have new interpretations of the communicative purposes and private intentions.

Let's imagine we are in the South of China: lots of people wearing white dresses have grouped in the streets; they dance and shout. What does this ceremony mean? As outsiders (Berkenkotter and Huckin 1995, Aragonés 2007), we do not know the mutual knowledge shared by the congregated group and are only able to associate white color with wedding, dancing with joy, and shouts with anger or eventually songs. Our "reading" of the conventions cannot be correct, if we do not share the mutual knowledge (Berkenkotter and Huckin 1995) of ceremony and text genre in a specific community at a particular moment and place.

The solution is simple: identifying the above listed variables and contextualizing them in the culture (it can replaced by the text genre) will give us the information we need to understand the typical behavior of a burial ceremony. There is no equivalence between the separate acts, but taken altogether they may provide information on the ceremony.

The equivalent ceremony (burial) in Europe is visibly different, because the visible signs change, but the ceremony exists in Western countries and has to be recognized by the viewer if he or she wants to understand what is happening. This is one of the reasons why equivalence is, in my opinion, a dangerous notion in Translation Studies. I would rather prefer to talk about 'parallel events,' in analogy with 'parallel texts.' As far as translation is concerned, there is no equivalence but parallelism, because the values are bound to cultures, and the form—language, text, grammar, phraseology, ceremony, etc.—will change, causing thereby slight changes in communicative purposes. For example, the Spanish Cortes has no equivalent either in English, or in French or Chinese; now the choices made by translators will depend on the brief used in the Skopos Theory, and on the ceremony.

The new translated text has changed to conform with the recipients' expectations and has been interpreted according to the translator's knowledge of the contextual variables. To the ceremony, we will have to add another extratextual parameter: the author's intentions.


2.1 Unveiling private intentions

We learn to adopt social motives as ways of satisfying private intentions through rethorical action.

Miller

Before getting to the point, it can be useful to start with an explanation of the communicative act at the collective level. Text is then an instrument, which is used to negotiate information between different participants in an institutionalized context within a specific ceremony identified by the members of a community. The text will make sense and achieve its goals if it conveys new information and is accepted by readers. To make sure readers will be able to understand the significance of the communicative event, it is worth using recognizable forms2 (i.e. conventions, text genres, etc.).

At the individual level, the writer takes advantage of his or her know-how and knowledge of conventionalized ceremony to achieve his or her aims: recognition, to make sure he or she is the first one to write new information on a scientific discovery, promotion, payment, etc. His or her private intentions are for meaning, what style is for conventions: something particular and unique, neither related to ceremony, nor to genre. Respecting intentions is one of the most difficult tasks of translators, because they must remain implicit. Therefore, translators should not take for granted that what is called meaning has to be clarified.

When unveiling private intentions, the translator has a new vision on the text in its context. He or she is now ready for undertaking a translation without betraying the author. Translation becomes, then, an act of writing on behalf of the writer, protecting the author's image, as well as respecting the author's intentions according to the conventions of the text genre and ceremony chosen by the author.


3. Conclusion

I have done no more than scratch the surface of a fascinating topic here. Nonetheless, one interesting suggestion is that considering genre perspectives might help translators reconsider translation. As stated here, meaning is no longer a convenient notion for equivalence because translating is not part of a communicative equation, where meaning would be the philosopher's stone. Even if it could be said that translation is similar to alchemistry as a transformation of a raw material (text) into something new (translation), there is no grounded explanation for the speculative basis for alchemistry, nor for the objective and universal value of meaning.

From the genre perspective, extratextual parameters have to be considered before reading a text and will help the reader, especially when he or she is an outsider, to make a textual interpretation suitable for a specific translation job (defined by the translation situation) and for the future readers. There are as many interpretations as readers, as the Religious Wars confirm, this is why the translator's social image has to change.

To do so, translators—professionals and scholars—need to work on redefining translation, abandoning tricky and misleading concepts like meaning, which tend to objectify the translation process instead of admitting that any communicative act is subjective by nature.

If texts bear an objective and unambiguous meaning—whatever the situation—as Translation Studies seem to promote, what purpose do lawyers serve?


Bibliography

Aragonés, Maite (2007a). "Tradición, traición, traducción". Intercambios, 11(2), 16-19.

———— (2007b) "Translating Patents: Translative Strategies". Proceedings 48th ATA Conference, 327-334.

Baker, Mona (1992) In other words. A Coursebook on Translation. London: Routledge.

Bazerman, Charles (1997). "Systems of Genres and the Enactment of Social Intentions". Genre and the New Rhetoric. Freedman Aviva and Medway, Peter (eds.). London/New York: Taylor & Francis.

Berkenkotter, Carol and Huckin Thomas N. (1995) Genre Knowledge in Disciplinary Communication. Hillsdale: Lawrence Erlbaum Associates.

Bommier-Pincemin, Bénédicte (1999). Diffusion ciblée automatique d'informations. Conception et mise en œuvre d'une linguistique textuelle pour la caractérisation des destinataires et des documents. http://www.revue-texto.net/Inedits/Pincemin/Pincemin-these.html.

Freedman, Aviva and Medway, Peter (eds.) (1997). Genre and the New Rhetoric. London/New York: Taylor & Francis.

Miller, Carolyn R. (1984). "Genre as Social Action". Quaterly Journal of Speech, 70. 151-167.

Neubert, Albrecht and Shreve, Gregory M. (1992) Translation as Text. Kent/Ohio/London: The Kent State University Press.

Nord (1997) "A Functional Typology of Translations". Genre and the New Rhetoric. Freedman Aviva and Medway, Peter (eds.). London/New York: Taylor & Francis.

Reiss, Katarina and Vermeer, Hans J. (1991). "Fundamentos para una teoría funcional de la traducción". Madrid: Akal.

Ryan, David (2004) "The pragmatic theory of meaning: negotiation by stealth". Language Sciences 26, 217-229.

Seleskovitch, Danica and Lederer, Marianne (1984) Interpréter pour traduire. Col. Traductologie, 1, Paris: Didier Érudition.

Oxford English Dictionary, http://dictionary.oed.com.


1 It has to be said that the writer never has in mind the translator, nor takes into account the translator's thematic incompetences, his or her lacks of mutual knowledge, conventions, communicative purposes, etc. As a matter of fact, the translator has to recreate a situational context, because he or she is not part of it and needs extratextual variables to reconstruct the raison d'être of a ceremony.

2 Forms are to be understood here as "established practice."

 
© Copyright Translation Journal and the Author 2008
Last updated on: 06/19/2008 23:38:18

XOSE CASTRO ROIG : DICCIONARIO DE BURRADAS

(Extraido del blog de Xose Castro Roig - Ver lista de blogs)
 
Este pseudo opúsculo no venal se llamaba antes Diccionario de portera-español español-portera, pero fueron varios los familiares de porteras que se sintieron molestos (¿aludidos?) y decidí cambiarle el nombre. Este diccionario recopila expresiones mal dichas por muchas personas: desde mi madre hasta mi abuela, pasando por maestros de escuela. ¿Acabaremos por no contar chistes sobre otras profesiones, razas, cultos, sexos y tendencias sexuales? ¿Acabaremos diciendo estimados y estimadas amigos y amigas, y escribiendo estimad@s amig@s? Me temo que sí. La ñoñería corre más que un chorizo por un plato de loza.

15 de septiembre de 1999 (11.ª edición corregida y aumentada). Documento compilado, editado y registrado por Xosé Castro Roig. Puedes distribuir este documento libremente; la única y nimia condición —por cortesía con el compilador y con todos los coautores— es que incluyas siempre esta primera página de presentación y no alteres el contenido del documento, que mi esfuerzo me ha costado. Ah, y avísame. Este diccionario se ha creado sin ánimo de lucro (con un gran desánimo, diría yo) y ni el compilador ni los coautores obtienen beneficio de su distribución ni de su publicación (a no ser que Planeta DeAgostini quiera editarlo por fascículos y nos haga a todos una oferta millonaria, vete tú a saber, hija). Envía tus sugerencias, comentarios o nuevas entradas a mi dirección electrónica o a esta dirección postal:

Xosé Castro Roig
Apdo. 50463 (28080 Madrid, España)
xose@xcastro.com

El documento original (si esto que ves es una copia) está en esta dirección web:

http://xcastro.com/portera.html

Problems of dynamic equivalence in Translation

By Fatima Ibrahim Ahmed Al Menoufy,
Post-Graduate Student of KNU,
Named after J. Balasagyn

 

Formal Equivalence and Dynamic equivalence caused heated controversy. The concept of equivalence has been one of the key words in translation studies. Equivalence can be said to be the central issue in translation although its definition, relevance, and applicability within the field of translation theory have caused heated controversy, and many different theories of the concept of equivalence have been elaborated within this field in the past fifty years. The comparison of texts in different languages inevitably involves a theory of equivalence.

Eugene Nida, in consultation with other pioneers in the field, developed the theory of "dynamic equivalence" or "functional equivalence," which stressed the importance of transferring meaning, not grammatical form. Nida discussed various kinds of complexity in meaning even at a comparatively early date, beginning with his 1947 publication of Bible Translating. He explicitly spoke about translating "fullest meaning" instead of a bare minimum.

In the book ‘The Theory and Practice of Translation’, Nida (2003:1) [1] indicates that translators were not able to convey the message of the Bible: “Unfortunately translators of religious materials have sometimes not been promoted by the same feeling of urgency to make sense.” Nida reveals the cover about the methods adopted in translating the Bible , the argument shows that there are two main focuses while translating the Bible ; “the older focus in translation was the form of the message ; translators were delighted to reproduce stylistic specialties , plays on words , parallelism, rhymes, rhythms , and new grammatical structures , while the new focus shifted from the form of the message to the response of the receptor. Therefore, what the translator must determine is the response of the receptor.” (ibid: 1).

There are problems, however, with dynamic equivalence translations. Since the translator is "freer" from the grammatical forms of the original language s/he is more likely to exceed the bounds of an accurate translation, in an effort to speak naturally in the native language. That is, the dynamic equivalence translations are capable of being more natural and more precise than are formal equivalence translations, but they are also more capable of being precisely wrong.

There are some scholars of translation who opposed the theory of Dynamic equivalence such as Eco (2001:5) [2] who argues against Equivalence in meaning; “then translation scholars should have had, at least once in their life, both the experience of translating and that of being translated.” Moreover he sees that ( ibid:9) “Equivalence in meaning cannot be taken as a satisfactory criterion for a correct translation, …… We cannot even accept the naïve idea that equivalence in meaning is provided by synonym, since it is commonly accepted that there are no complete synonym in language. Father is not a synonym for daddy, daddy is not a synonym for papa, and père is not a synonym for padre.”

Eco believes that those who have been involved in the art and craft of translation are definitely in a better position to formulate theoretical reflections on the subject. Moreover, it is perfectly clear to Eco that a successful translation cannot be anchored in the notion of word equivalences.

Eco (ibid:14) sees that “The translator does not translate a text on the basis of the dictionary, but rather “on the basis of the whole history of two literatures. Therefore translating is not only connected with linguistic competence, but with intertextual, psychological, and narrative competence. Thus, the translator is forced at all times to go beyond linguistic competence to the cultural spectrum. Consequently, translations do not constitute a comparison between two languages but the interpretation of two texts in two different languages.” In order for a translation to come to life, “a good translation must generate the same effect aimed at by the original.” Yet all translations are preceded by the interpretive perspective that the translator brings to the text, which means that the translator as interpreter must become visible in the translation.

However, all of his explanations and examples reconfirm his major conviction that the goal of all translations is “to produce in a different language the same effect as the source discourse, and poetic discourse is said to aim at producing an aesthetic effect.” (ibid:93) the discussion of equivalence shows the refined thinking that Eco brings to the analysis of all the other Practical aspects of translation presented in the section “Translating and Being Translated.” (Eco 2001-5)

Basically there are two competing theories of translation. In one, the predominant purpose is to express as exactly as possible the full force and meaning of every word and turn of phrase in the original, and in the other the predominant purpose is to produce a result that does not read like a translation at all, but rather moves in its new dress with the same ease as in its native rendering. In the hands of a good translator neither of these two approaches can ever be entirely ignored.

As a matter of fact, a perfect theory of translation should be an overall concern of all theories and should meet the functional requirements of an accepted and adequate translation theory, that provides some guidelines for translating to facilitate the task and transfer cultural elements in the source language to the target language, and thus achieve the same effect on the target receivers as on the original receivers.



[1] Nida, Eugene A&Taber , The Theory and Practice of Translation, Brill Academic Publishers, 2003, p1
[2] Umberto Eco, Experiences in Translation, Toronto University of Toronto Press. 2001 , p5

 


 

Formulating strategies for translators - FIRST PART

By Jean-Pierre Mailhac,Ph.D.,

senior lecturer at the University of Salford, U.K.

 
Abstract

The ability to formulate strategies for translators lies at the heart of the tensions between translation studies (TS) and professional translators and between the applied and non-applied branches of TS. It also affects the relationship which TS has with neighboring disciplines such as linguistics.

Using the translation of emphasis from English into French to illustrate, the article (a) outlines 10 possible procedures and 11 parameters for the translation of emphasis from English into French; (b) contrasts non-applied translation strategies with applied ones and puts forward a minimax principle based on 6 criteria (formal and semantic complexity, reliability, scope, metalanguage, formulation order) which translation strategies should satisfy, in addition to a desirability criterion, in order to meet the needs of the translator; (c) argues that applied and non-applied strategies should retain their specific properties if they are to fulfil their respective functions.

Introduction

Anyone who combines commercial translation activities with working as an academic, involved in both translation studies (TS) research and training students to become professional translators, will be acutely aware of how problematic it is to formulate translation strategies for the benefit of translators. If you are in such a position, you are used to feeling equally uncomfortable about what you hear at times on the subject of strategies at academic conferences and professional translators’ conferences. You are familiar with dismissive remarks from practitioners who reject wholesale the notion of any possible contribution of TS to the concrete resolution of problems at the "wordface," to borrow Wagner’s term (Chesterman and Wagner 2002). Cross, for instance, deems Baker’s Encyclopedia of Translation Studies to be "interesting, but irrelevant" (1998:27, quoted by Wagner in Chesterman and Wagner 2002:1). The contention is usually that every problem/text/translation situation is different, which means that generalizations, and therefore reusable strategies, are out of the question. It is also argued that the concepts TS relies upon are so complex, esoteric and remote from translation practice that translators could not even begin to apply them to their tasks (for further arguments, see Robinson 2001:162-163). As Wagner points out: "There can be few professions with such a yawning gap between theory and practice" (Chesterman and Wagner 2002:1), a worrying situation for a group of professionals who have a status and credibility problem, since they can still practise without any formal qualification.

The ability to deliver strategies to practitioners lies at the heart of the tension within TS itself between the so-called "pure" and "applied" branches of the discipline, with many theorists going out of their way to distance themselves from any form of prescriptivism. Chesterman points out how, for several decades, mainstream translation theorists have taken the view that they "should seek to be descriptive, to describe, explain and understand what translators do actually do, not stipulate what they ought to do" (Chesterman and Wagner 2002:2); they "see themselves as studying the translators, not instructing them" (id.). His outline of the current goals of translation theory leaves no room for prescriptivism:

(a) to describe what translators do, what strategies they use and what roles they play, under given linguistic and socio-cultural conditions;

(b) to explain why they do this, what norms they follow, what values underlie these norms; and

(c) to assess the effects of translatorial actions, on readers and also on cultures and intercultural relations more widely. (1997:48)

Theory seems to end where applied considerations start, with the possible implication that applied TS has no theoretical component: "Applied research, or translator training, naturally focuses on what translators should do, on what translations should be like, prescriptively; but this is not the task of translation theory itself" (id., p. 52).

The formulation of translation strategies also bears on the relationship between TS and related disciplines: what is the place of the conceptual tools and metalanguage borrowed from linguistics, for instance, when it comes to providing translators with strategies?

Against this background, the purpose of the present article is:

(a) to explore the nature of possible strategies aimed at the translator for the translation from English into French of a problematic linguistic feature, namely emphasis;

(b) at a more general level, and using emphasis as the main source of illustration for the discussion, to reflect on how translation strategies aimed at translators might usefully be formulated in order to meet their practical requirements, and how they might differ from other translation strategies put forward by translatologists.

Developing Mailhac 1996a/b and Woolner 1998, the analysis will focus successively on procedures, parameters and strategies, but first of all we must clarify the nature of emphasis as a translation problem.

1. Emphasis as a translation problem

What constitutes emphasis is a notoriously thorny issue (Vautherin 1991:7, 47; Cadiot 1991:19). However, one common form is intonational stress (or its written representations as italics, bold, etc.) and this is the type we shall focus on. When translating from English into French, such emphasis turns out to be problematic for a number of reasons.

The first difficulty lies in detecting and interpreting correctly instances of emphasis. Typographical conventions are not always applied, so it is not unusual to find orally stressed words which are not indicated as such typographically. For instance, the following example taken from a training material script (end of an interview) did not indicate that in the English recording the second Thank you in fact carried a stress on the pronoun: "Thank you." "Thank you." This led to an erroneous rendering ("Merci." "Merci."), instead of the more appropriate: "Merci." "C’est moi qui vous remercie." (Mailhac 2000:415). Correct identification is all the more important since the same structure can take on opposite meanings through emphasis (e.g. I thought you were studying vs. I thought you were studying; Wood 1991:125). Identifying stress in speech is also fraught with difficulties, given the subtlety of the intonation patterns (Wood 1991) and the fact that the translator is not normally a native speaker of the SL. Grammatical words (see below) offer a particularly subtle continuum of possibilities in terms of emphasis (weak forms, unstressed normal forms, stressed normal forms, etc.; Wood 1991:129). Finally, written representations of speech will fail to reflect all the intonational meanings relevant to the translator’s decisions (Wood 1991:124).

Although French does offer the possibility of intonational stress, it is neither as flexible nor as frequent as it is in English. Other types of resources tend to be used to convey similar meanings. Volsik (1991) observes a very high frequency of cleft constructions in the translation of emphasis into French. He also points out how translation can substantially modify the distribution of meaning. In the case of English-French translation, it can widen the range of interpretations by introducing ambiguities (see Roubichou-Stretz 1991:115 for a similar position), whilst in the other direction, it can shift what he refers to as the "centre of gravity of the utterance" (e.g. moving the emphasis away from verbs to nouns or pronouns). Solutions often involve idiomatic equivalents which are semantically very subtle. Not unlike other languages (Anderman 1999:36), French resorts to what can be described as particles: short words such as donc, et, mais, bien, là, tiens, va, dis, enfin, aussi, alors, au fait. These connectors operate in a different way when conveying meanings equivalent to English intonational emphasis. They can lose their full logical value as part of a process which Abraham (1991, referred to by Anderman 1999:36) calls semantic "bleaching." The following illustrate possible contrasts of this nature in French:

"Donc comment va John?" (full connector; = "Therefore how is John?")

"Comment va donc John?" ("bleached" meaning; = "How is John?")

"Alors c’est de ta faute!" (full connector; = "Then it’s your fault!")

"Alors là, c’est de ta faute!" ("bleached" meaning; = "That’s your fault!")

"Aussi est-ce de ta faute." (full connector; = "Therefore it is your fault.")

"C’est ta faute aussi!" ("bleached" meaning; = "That’s your fault!")1

One of the translator’s tools, the dictionary, turns out to be largely unusable for two reasons. First of all, emphasis frequently applies to grammatical words (Wood 1991:129-137) which one would not look up. Our analysis of the translation by Philippe Rouard (1984) of the first 100 italicised words found in Lewis Carroll’s Through the Looking Glass reveals that 65 occurrences concern grammatical terms (all, am, are, at all, can, can’t, could not, couldn’t, did, do, five, four, he, here, I, is, it, I’ll, I’ve, like, me, must, my, never, not, ought, our, shall, should, some, somebody, something, that, them, this, three, very, was, would, you, your, you’d) with the following distribution in terms of most frequent types: personal pronouns: 21; modals: 13; that/this: 11; possessive adjectives: 7; to be: 5; negation: 5; do/did: 2; to have: 2. Secondly, renderings involve very subtle pragmatic nuances which are heavily dependent on their context and will not therefore appear in dictionaries, or grammars for that matter. For instance, in the sentence John called Mary a republican then SHE insulted HIM (Cadiot 1991:21), which is impossible to translate literally into French, the meaning conveyed by the emphasised pronouns (i.e. that calling Mary a republican amounted to an insult), can only be retrieved and rendered in terms of its specific context.

Because of the nature of the problem and the mismatch in the way meanings are mapped in the SL and TL, emphasis is often not rendered adequately (Wood 1991) and there is a clear risk of producing forms of "translationese." Jakobsen (1986:104, quoted by Anderman 1999:40) refers to a "distinct awkwardness of style" stemming from lower frequencies of modal particle use in translated material. Considering the translation of certain types of emphasis, Volsik (1991:79) even regards as inevitable the existence of an "interlangue linguistique" (linguistic interlanguage) exhibiting a degree of "étrangeté résiduelle" (residual strangeness) resulting from interference.

Having established the nature of the translation problem which will be used to illustrate our discussion, we can now turn to procedures, parameters and subsequently strategies to explore how these should be formulated for the benefit of the translator and how they might differ from other translation strategies found in TS. As indicated earlier, Woolner (1988) will provide the starting point of our analysis as far as emphasis is concerned.

2. Procedures

A procedure is defined here as a means of translating a particular element as part of a strategy (e.g. cultural borrowing, calque, cultural substitution and definition are amongst the procedures available for the translation of cultural references). Some procedures are limited in scope (like the ones just mentioned), others can apply to wider units, including a whole text (e.g. exoticism with minimum/maximum presence of the translator in the case of cultural references; see Mailhac 1996a). A procedure is thus a tool to be exploited in the broader context of a strategy in order to solve a translation problem. In that sense, it is more akin to what Chesterman (1997, ch. 4) labels a "strategy." To the extent that the properties of a tool are determined by its intended use, procedures are goal oriented and, being part of the translational output, they are visible (e.g. one can see whether a culture-specific term has been borrowed, defined in a footnote, etc. in the translation).

In her dissertation on emphasis in translation, based on the general approach adopted by Mailhac (1996a) for cultural references, Woolner (1998) assesses the positions of Vinay and Darbelnet (1960), Astington (1983), Hervey and Higgins (1992) and Grellet (1993) in order to define a framework which is then applied to a corpus including two French translations (Papy, 1961; Parisot 1979) and two German translations (Teutsch, 1989; Enzensberger, 1998) of Alice’s Adventures in Wonderland. Woolner’s findings cannot be assessed in detail here, however a brief evaluation is necessary.

First of all, her sources do not include the special issue of Palimpsestes (1991) devoted to emphasis. In spite of the proposed theme (emphasis in terms of French/English translation or contrastive linguistics), some of the articles in this volume do not really seem to address the question (Berman, Chassigneux, Cadiot); some just touch upon it (Nice, Roubichou-Stretz); some deal with aspects which are not directly related to the kind of emphasis we are examining here: pauses, hesitations, etc. (Leclercq), the representation of action and activity (Guillemin-Flescher). However other contributions (Volsik, and particularly Wood) are directly relevant to our focus.

Looking more specifically at Woolner’s study, the number of procedures (and parameters) she arrives at, irrespective of the inevitable limitations associated with her corpus (e.g. as a nineteenth-century written corpus, it does not contain any contemporary colloquial spoken language which might yield different results), is much more significant than what was gleaned initially from the TS literature reviewed. However, the demarcation line she proposes between lexical and syntactic procedures should be modified to avoid having "lexical sequences" which include additional clauses (e.g. en ce qui me concerne... / il est vrai que...). Some minor reorganisation of the presentation order she adopts will make it possible to regroup items which are conceptually similar (e.g. additions). It seems preferable to use the term "deletion" rather than "omission" for cases where not rendering the emphasis is deliberate rather than accidental. The addition of particles could be incorporated in the list of lexical additions, since they represent a common solution. One should also add two types of procedure. The first one is phonetic (vowel/consonant lengthening; Wood 1991). The second could be described as "descriptive label." Although it is not present in the TS sources or the corpus, it is available in principle and is equivalent to "descriptive characterization" (Mailhac 1999:135) which can be used to render marked speech. It involves adding metalinguistic comments in order to enlighten the reader. A statement in which emphasis conveyed surprise could thus be accompanied, if pragmatically feasible, by a description explicating the nuance (e.g. "...she replied, sounding surprised" or as a stage direction in the case of a play). The pragmatic constraints associated with it make it different from other forms of addition.

Allowing for these points, the following amended list of procedures can be put forward, regrouped into 10 types (as opposed to Woolner’s 8):

(1) - Lexical procedures

- lexical repetition (It’s very good > C’est très, très bien)

- use of lexical superlative/diminutive (I love > J’adore)

- addition of noun (hers > celle de Jane)

- addition of adverb or adverbial phrase (bel et bien)

- addition of interjection (pardon, voyons, par exemple, diable, etc.)

- addition of particle (va, dis, etc.)

- addition of adjective or adjectival phrase (one > seul et unique)

- addition of verb (but all he said was > mais il se contenta de demander)

- addition of conjunction (Who are you? > Et qui es-tu, toi?)

- addition of lexical sequence

- focus (Pour ma part / A mon avis)

- surprise (Quelle idée)

- lexical harmonisation (use of an idiomatic expression appropriate to the context: This time there could be no mistake > Cette fois il ne pouvait plus y avoir l’ombre d’un doute [= ... there could not be the shadow of a doubt])

(2) Syntactic procedures

- syntactic reprise (ante- and post-position: I know what you want : Ah, toi, je sais bien ce que tu veux! [literally: Ah, you, I know what you want])

- adding a clause (en ce qui me concerne)

- cleft sentences (I did it > c’est moi qui l’ai fait)

- change of sentence type (to exclamatory, negative, interrogative, etc.:You would tell Olivia ... > Qu’est-ce que tu avais besoin de dire à Olivia...? [= Why on earth did you have to tell Olivia...?])

(3) Morphological procedures

- stressed personal pronoun forms (moi, toi, lui, etc.); use of reinforcement (vous-même/vous autres)

- demonstrative pronouns (e.g. celui-ci/là)

- demonstrative adjectives (e.g. ce/cette ... -ci/là)

(4) Phonetic procedures (vowel/consonant lengthening: Dreadfully old-fashioned > Terrrriblement démodés (Wood 1991:128))

(5) Punctuation (commas, suspension points, dashes, exclamation marks, inverted commas)

(6) Typographical marker (e.g. bold, italics, underlining)

(7) Descriptive label (...she replied, sounding surprised)

(8) Compensation (e.g. transfer of emphasis from that to a reinforced negation-du tout-in the following example: Oh, I shouldn’t like that! > Oh! je n’aimerais pas ça du tout!; see Harvey 1995 for the concept of compensation and Wood 1991:137-138 for examples related to emphasis)

(9) Combination of procedures (e.g. morphological + typographical: As if I would talk on such a subject > Comme si moi, j’allais parler d’une chose pareille!)

(10) Deletion (I have tasted eggs, certainly > J’ai certainement goûté à des oeufs: the emphasis on the auxiliary is not actually rendered because of the presence of certainly)

Faced with the task of selecting an appropriate procedure, the translator must consider the range of relevant parameters which will determine choices.

3. Parameters

A parameter corresponds to any factor which needs to be taken into account when choosing a procedure (e.g. communicative/pragmatic function and readership are among the parameters to be taken into account when translating culture-bound references). Parameters can apply to a small unit (e.g. word) or a larger unit (e.g. whole text). Given their role in the selection of procedures, parameters also act as evaluation criteria, since any factor relevant to the choice of procedures must be relevant to translation-quality assessment. Parameters will normally combine and interact with each other requiring the translator to assess their relationship in order to reach a decision about the most appropriate procedures.

Formulating Strategies for translators

The parameters having a bearing on emphasis are frequently ignored by authors who often stop short of making them explicit. Woolner’s list (1998:32-34) includes five of them (type of word emphasized, sentence type, pragmatic function, presence of other emphasizing element, text type). Leaving aside points of detail and external factors (e.g. the translator’s brief), and bearing in mind that what follows does not claim to be exhaustive, a number of additions could be made: linguistic medium, pragmatic context, readership, level of speech, linguistic frequency norms, style. Overall, the amended list includes 11 parameters, ranging from parameters which may obtain for the whole text to some which are more specific:

(1) Linguistic medium (spoken vs. written: this will affect the possibility of rendering intonation by intonation as opposed to some written equivalent)

(2) Pragmatic context (e.g. the existence of a narrator or the option of stage directions would make the use of descriptive labels possible)

(3) Nature of the text (e.g. one would expect options to be more restricted in a sonnet than a novel)

(4) Readership (e.g. there could be the possibility of slightly different use of typographical conventions for emphasis in children’s literature)

(5) Style (e.g. nineteenth-century English prose; Carroll’s highly frequent use of emphasis)

(6) Level of speech (e.g. colloquial language would alter the range of lexical and syntactic options in French; see Wood 1991:128)

(7) Linguistic frequency norms concerning various means of conveying emphasis in the SL and TL (e.g. the much higher frequency of cleft constructions in French compared to English; Volsik 1991:86)2

(8) Pragmatic function (e.g. expressing contrast, surprise, confirmation, challenge, contradiction, impatience, suggestion, order)

(9) Sentence type (e.g. the use of the interjection diable in exclamatory or interrogative sentences).

(10) Nature of word emphasised (e.g. emphasis on personal pronouns would often result in a morphological procedure; see Wood 1991:125)

(11) Presence of other emphasizing element (e.g. the presence of certainly in the following example makes it possible not to render the emphasis on the auxiliary without any real loss: I have tasted eggs, certainly > J’ai certainement goûté à des oeufs)

Having clarified the nature of procedures and parameters, it is now possible to address the question of strategies.

4. Strategies

As a term, "strategy" is conceptually broader than "procedure," hence its use here to refer to a method employed to translate a given element/unit (including a whole text) making use of one or more procedures selected on the basis of relevant parameters. A strategy thus links procedures with the conditions which obtain when they are used, these being specified in terms of parameters. It can be either ad hoc, and be restricted to a specific context, or more general, and be reusable in a range of contexts, the latter type being naturally of greater interest to TS. When generalizable, a strategy can be construed as a rule, with the intrinsic ambiguity which characterizes this concept, as well as others such as "norm" or "law" (Mailhac 2006).

In its descriptive sense, "rule" refers to some observed regularity ("X is what normally happens/As a rule, X happens."; cf. French epistemic use of il est de règle que + indicative). In its prescriptive sense, it refers to a norm to be followed ("You must do X./The rule is to do X"; cf. French deontic use of il est de règle que + subjunctive). The two senses are obviously connected ("X is what normally happens, therefore you must do X"). However, not every descriptive rule/norm/law can be associated with a prescriptive counterpart (the Archimedes principle is purely descriptive; physicists do not admonish particles to act according to the laws which characterise their behavior, etc.). This raises the question, which will be addressed later, of the relationship between descriptive and prescriptive strategies. Given that they are oriented towards the resolution of translation problems, strategies, be they descriptive or prescriptive, are teleological in nature.

Unlike procedures, strategies are not directly visible as part of the observable translation output. In principle, they fall into three categories: they can be conscious, potentially conscious (e.g. instinctive automatized translational behavior may be accessed through introspection, if required), or totally subconscious (e.g. as would be the case with undesirable strategies such as the ones resulting in various forms of translationese).3 Whenever strategies are not directly accessible through the translator, they need to be hypothesized from the available data.

As a discipline, TS operates across a range going from the non-applied to the applied. The non-applied level is concerned with the description, explanation and prediction of phenomena, and therefore translation strategies pertaining to this level have an essentially descriptive, explanatory and predictive role; they contribute to our understanding and knowledge of translation as an activity. They need to satisfy the usual requirements of descriptive and explanatory adequacy, verifiability, falsifiability, economy (accounting for the largest possible number of phenomena with the smallest possible number of explanatory facts), etc., and will normally be probabilistic. Their formulation is conditioned by their functions and a highly abstract and complex conceptual apparatus would be perfectly in order if it proved necessary to achieve the right level of adequacy.

At the other end, applied TS seeks to provide translation strategies to guide the translator in his/her task and offer a framework for quality assessment and developing translation skills. Such strategies will be prescriptive in nature rather than descriptive and explanatory as such (even if they contain an explanatory dimension, their function goes beyond explanation); they constitute decision-making tools based on choices and contribute to translation know-how. They will normally be probabilistic and acquired as explicit knowledge before some of them, at least, are internalized and applied instinctively by the translator. In this respect, they are very similar to the grammatical rules which the learner of a second language needs to memorize, internalize and apply. This similarity can assist in clarifying the nature of the criteria which need to be met for a prescriptive translation strategy to be usable.

When addressing the question "What criteria influence the level of difficulty learners are likely to experience in acquiring grammatical features as explicit knowledge?", Ellis (2002:28) puts forward the following six criteria (provided here without the examples which illustrate them):

Criteria

Definition

1. Formal complexity

The extent to which the structure involves a single or many elements.

2. Functional complexity

The extent to which the meanings realized by a structure are transparent or opaque.

3. Reliability

The extent to which the rule has exceptions.

4. Scope

The extent to which the rule has broad or narrow coverage.

5. Metalanguage

The extent to which the rule can be provided simply with minimum metalanguage.

6. L1/L2 contrast

A feature that corresponds to an L1 feature is easier than a feature that does not.

Mutatis mutandis, this framework can be applied to explore what criteria influence the level of difficulty trainee translators are likely to experience in acquiring translation strategies as explicit knowledge. In practice, this amounts to discovering the features which prescriptive translation strategies should ideally possess to be translator-friendly, and this is what we will attempt in order to contrast them with the properties exhibited by non-prescriptive strategies of the type formulated within non-applied TS.

Formal complexity corresponds to the extent to which the strategy involves a large or limited number of procedures and parameters. The more numerous they are, the more difficult it becomes to apply or memorize strategies, particularly in view of the fact that procedures may combine with each other, as may parameters, thus multiplying the number of theoretically possible permutations. Unlike non-prescriptive strategies, prescriptive ones must therefore remain below a certain level of formal complexity to fulfil their function.

In our example, the association of 10 procedures with 11 parameters will clearly result in a fair level of complexity (higher than Woolner’s who only had 8 and 5, respectively). This would reduce the chances of providing usable strategies. If the detail of the procedures and parameters which are categories (lexical/syntactic/phonetic procedures, pragmatic meaning, etc.) is provided in the formulation, then the level of complexity is significantly increased with the total number of items coming into play rising by an additional 24. This will result in a considerable multiplication of possible combinations; it is nevertheless possible to simplify formulations by adjusting the scope (see below).

On the positive side, some of the parameters hold for the whole text (e.g. linguistic medium, overall pragmatic context, nature of text), which means that, once factored in, and unless there are strong reasons to depart from them, they automatically apply to individual occurrences which makes their application easier.

Semantic complexity (the term "semantic" is preferable to "functional" in the context of translation) can be defined as the extent to which the meanings involved are transparent or opaque. In the case of emphasis, some of the meanings are particularly subtle, varied and difficult to identify in English, both in terms of the intonation pattern which expresses them and their actual semantic nature (Wood 1991). Similarly, French equivalents can be difficult to label and extremely idiomatic (e.g. particles). In order to retain their practical usefulness, strategies must refer to meaning types which are characterized by a reasonable degree of transparency, a constraint which does not apply in the same way to non-prescriptive strategies. Meanings referred to in non-applied theories must be clear too, but a modality which is so abstract that it could only be expressed through complex logical symbols, for instance, would not be of any practical use to a translator.

Reliability corresponds to the extent to which the strategy has exceptions. In view of the nature of the translation process, rules will normally be probabilistic and carry a number of exceptions. For example, not all instances of English prosodic stress will result in lexicalisation and statistical information about possible correlations between factors and procedures would be helpful to prioritize recommendations. On this particular criterion, prescriptive strategies remain close to their non-prescriptive counterparts, since, even at the non-applied level, claims about descriptive rules can only be made if the number of exceptions remains below a certain level.

Scope represents the extent to which the strategy has broad or narrow coverage. Here, there seems to be a trade-off in terms of usability. Compare the following possible formulations: (a) "When..., lexicalize"; (b) "When..., use an adverb"; (c) "When..., use précisément." It could be argued that (a), which has the broadest scope, is more usable, to the extent that it can be applied more frequently. However, it can also be argued that it is of less assistance to the translator compared to (c), for it does not offer a specific solution in the way (c) does (option (b), is clearly in the middle in terms of what it provides). In other words, the more general the strategy, the more usable it may prove in terms of potential frequency of use, but the less usable it may turn out to be if its broader coverage correlates with a greater lack of precision. Similarly, narrow scope may turn out to be helpful in yielding specific solutions, but, by nature, these will be very limited in their application.

As hinted earlier, varying the scope from specific equivalents to broader categories may constitute a means of simplifying strategies, reducing them to broad principles which may prove particularly helpful if combined with reliable frequency information (e.g. "When ..., the most frequent types of procedures to render English emphasis into French are, in order:....). Again, on this criterion, prescriptive strategies remain close to their non-prescriptive counterparts, as the descriptive and explanatory power may well weaken as coverage expands.

The extent to which a strategy can be formulated simply with minimum metalanguage will obviously be crucial to its acquisition and application. The terminology Woolner resorts to remains simple and, with the exception of the term "deontic," does not extend beyond basic grammatical labels. Although it examines a different type of emphasis from the one we are focusing on here, Cadiot’s article (1991) provides a perfect example of the kind of linguistic metalanguage which may be required for descriptive and explanatory purposes, but would be highly problematic if used systematically in the formulation of applied strategies: détachement sans rappel, dislocation, détachement thématique, aboutness, apodose, protase, horizon thématique ouvert par le constituant détaché, topicalisation, acquis/given, statut sémantique et référentiel, clivage, référence déictique/générique, modalité constative/injonctive, diathèse passive/neutre, ancrage référentiel, rhématicité globale, biprédications, pronoms topiques, propositions incolores, bloc référentiel figé, mécanismes inférentiels, extériorité syntaxique, liberté référentielle, kairos, energeia, indexation situationnelle, déjà-là, cadrage de l’énonciation, etc. It is interesting to note that the author’s analysis is very much a linguistic one, with very little said about translation as such. This example also illustrates how the possible contribution of linguistics to applied TS is constrained by the degree of technicality of the conceptual and terminological apparatus borrowed. The same problem would not arise with non-applied TS since, whenever necessary, its formulations can make use of a highly abstract and complex conceptual apparatus.

In theory, Ellis’s L1/L2-contrast criterion could be reformulated in terms of SL/TL contrast: a SL feature that corresponds to a TL feature is easier to translate than a feature that does not. However, closer scrutiny reveals that the existence of a corresponding feature does not necessarily simplify the translation process. Both English and French can express emphasis through intonational stress, yet we have seen how problematic the translation of this linguistic feature can be. Also, the distance between languages and the resulting mismatch in the way meanings are mapped are not necessarily synonymous with difficulty. If we consider translation into English of what French tends to use to convey what would amount to prosodic stress in English (lexical/syntactic/morphological/phonetic/typographical resources, punctuation, descriptive label), being able to render all these by prosodic stress (or its written equivalents-italics, etc.) is quite economical: a whole range of very disparate French elements can be handled by a single English procedure. In other words, the SL/TL contrast has to be interpreted in terms of the number of possible procedures involved in rendering the corresponding SL problem (a stressed word in our case) in a given translation direction. Consequently, in the case of translation strategies, the SL/TL contrast will automatically correlate with the number of relevant procedures, which means that it will be subsumed within the formal-complexity criterion mentioned earlier and can be dispensed with as a separate criterion.

A further criterion to be added here concerns the order of terms in the formulation. Whereas descriptive characterisations could be formulated as "Procedure X is used when...," prescriptive statements should mirror the order of the actual translating process, starting with the conditions and ending with the choice of procedure: "When ..., select procedure X."

The criteria identified so far add up to what could be described as a "minimax principle" of minimum effort for maximum usability to the translator,4 and the need for simplicity which they specify should be qualified to allow for the distinction between memorizable and consultable know-how, given that the latter can be more substantial and complex than the former. However, these criteria are not enough in themselves, since initially one has to ensure that the recommended strategy is actually a desirable one. It ought to meet certain quality standards in order to guard against the spread of undesirable translational behavior (e.g. interference, stylistic flattening, over-explicitation, etc.; Chesterman 1997:152).

In principle, desirable strategies could be construed as being simply the ones used by competent translators. In his discussion of what he calls "normative laws," i.e. laws "descriptive of the behavior of competent professionals" "who set the professional norms," Chesterman (1997:73-74) mentions possible criteria which might be used to identify this subset of translators. Amongst them are peer recognition and years of experience, "In other words, translator competence (on this view) is defined socially, not linguistically." If desirable translational behavior is identified as being simply what competent translators defined in this manner actually do, there is no guarantee that it will deliver quality because the criteria are not directly linked to the merits of the translation output and it assumes that such translators are generally unlikely to perform in a manner which is open to criticism. There is also a clear danger of circularity in Chesterman’s position if translational competence is identified on the basis of the presence of certain behaviors, e.g. explaining culture-bound terms, to use his example: How do we know that a translator is competent? Because (s)he explains culture-bound terms. How do we know that such behavior is a sign of quality? Because that is what competent translators do.

It would therefore be more appropriate to determine what represents desirable strategies by applying empirically verifiable criteria. One could demonstrate for instance that, for a relevant set of readers, a given strategy to deal with cultural references has removed a degree of opacity which would have interfered with the communication of the message or, to use our example of emphasis, that the strategy applied has successfully conveyed the intended nuance (e.g. surprise) whilst satisfying other essential parameters. Woolner’s study yields another example: 28% of cases of identified emphasis were not translated (1998:25-26). In order to establish whether we are dealing with a recommendable amount of deletion, a high level of undesirable omissions, or something in between, one could apply a combination of criteria amongst the ones which were identified (linguistic frequency norms, nature of text, pragmatic context, etc.).

It should be pointed out that prescriptive strategies need not correspond to attested translation strategies as a quality prerequisite. For instance, if no occurrence of the procedure we called "descriptive label" has been identified in existing studies, it does not necessarily follow that using such a procedure, and therefore formulating a strategy based on it, would be inappropriate, since it could merely reflect the fact that it happened to be absent from the corpus or corpora used or, alternatively, that no one had thought of using it in spite of its obvious merits in certain contexts. Flexibility is necessary here to accommodate the possibility of new translation procedures and strategies.

At this point of the discussion a few remarks are called for concerning the way in which some of the notions used in our analysis relate to the concept of norm. We shall restrict ourselves to issues which are directly relevant to the kind of strategy we have been focusing on.

Given that strategies are rules, they share the ambivalence linked to this notion with the concept of norm in so far as both can exist in descriptive and prescriptive forms. Anything prescriptive, be it a strategy or a norm, will need to satisfy the desirability and minimax-principle criteria and anything described as a "norm" must be based on a statistically significant volume of data. It follows from this that a descriptive norm of the type which would stipulate the procedure(s) selected when certain conditions are fulfilled in terms of relevant parameters would only differ from the corresponding descriptive strategy with regard to the statistical significance of the data on which it is based. A strategy (whether descriptive or prescriptive) can be based on a limited corpus, whilst a norm, by definition, cannot. It also means that, in practice, when a descriptive/prescriptive strategy is grounded on data which is statistically significant, it amounts to a descriptive/prescriptive norm.

As far as the relationship with parameters is concerned, certain norms can operate as parameters in view of the fact that they constitute factors which are relevant to the decision-making process. One example would be Chesterman’s expectancy norms which are "established by the expectations of readers of a translation (of a given type) concerning what a translation (of this type) should be like" (1997:64). These expectations may cover: "text-type and discourse conventions, (...) style and register, (...) the appropriate degree of grammaticality, (...) the statistical distribution of text features of all kinds, (...) collocations, lexical choice, and so on." (id.).

Conclusion

On a first level, our analysis has enabled us to explore what makes the translation of intonational emphasis from English into French problematic, to identify 10 possible procedures and 11 parameters, and to comment briefly on some of the issues relating to relevant strategies.

On a second level, we have tried to demonstrate that prescriptive strategies, whose function is to guide the translator in his/her task and offer a framework for quality assessment and developing translation skills, should ideally comply with a minimax principle for the translator (minimum effort for maximum usability) and meet the six criteria which underlie this principle: the formal and semantic complexity, as well as the metalanguage, should be such that they do not interfere with the formulation; the number of exceptions to the rules should be limited and the scope as broad as possible; the order of formulation should mirror the translation process and start with the conditions to end with the choice of procedure. In addition, a desirability requirement, to be assessed by objective empirical criteria, should be satisfied in order to ensure quality.

Strategies put forward by the non-applied branch of TS differ from prescriptive strategies in a number of ways. Their function is to describe, explain and predict translational phenomena and therefore contribute to our understanding and knowledge of translation, as opposed to practical translation know-how. They do not need to meet the desirability and minimax-principle criteria (apart from the reliability and scope criteria) and, as a result, have a different relationship with neighboring disciplines such as linguistics, since borrowing highly complex concepts from them may well be appropriate at times.

Given the differing properties of descriptive and prescriptive strategies, translatologists should be clear about the nature and function of the strategies they endeavor to reconstruct and should not attempt to blur the differences between them, since this would undermine their specificity and, with it, the extent to which they can fulfil their respective functions.

Critics, such as Cross quoted above, who seemingly reject wholesale the contribution of TS to the work of the translator fall into the trap of a monolithic and reductionist view of TS which does not correspond to the reality. Applied TS can and does make a contribution to the practice of translation and it does so by exploiting, whenever appropriate, the findings of non-applied TS research.

References

Abraham, Werner (1991) "The Grammaticalization of the German Modal Particles," in Elisabeth Closs Traugott and Bernd Heine (eds) Approaches to Grammaticalization, Amsterdam: John Benjamins, 331-380.
Astington, Eric (1983) Equivalences, Cambridge: Cambridge University Press.
Anderman, Gunilla (1999) "On the Perils of Particle Translation," in Gunilla Anderman and Margaret Rodgers (eds) Words, Text, Translation. Liber Amicorum for Peter Newmark, Clevedon, Buffalo,Toronto and Sydney: Multilingual Matters, 35-46.
Baker, Mona (ed) (1997) The Routledge Encyclopedia of Translation Studies, London and New York: Routledge.
Berman, Antoine (1991) "L’accentuation et le principe d’abondance en traduction," Palimpsestes 5:11-17.
Cadiot, Pierre (1991) "La mise en relief, un bilan linguistique. A propos de la traduction anglaise des premières pages de Mort à crédit de L.-F. Céline," Palimpsestes 5:19-36.
Carroll, Lewis (1971) Alice’s Adventures in Wonderland (1865) / Through the Looking Glass (1872), Oxford World’s Classics, Oxford: Oxford University Press.
Carroll, Lewis (1961) Alice au Pays des Merveilles, traduction de Jacques Papy, Folio Junior, Paris: Gallimard-Jeunesse.
Carroll, Lewis (1979) Tout Alice, traduction de Henry Parisot, Paris: Garnier-Flammarion.
Carroll, Lewis (1984) Alice au Pays des Merveilles / De l’autre côté du miroir, traduction de Philippe Rouard, Grandes Oeuvres, Paris: Hachette.
Carroll, Lewis (1989) Alice im Wunderland, übersetzt von Barbara Teutsch, Hamburg: Cecilie Dressler Verlag.
Carroll, Lewis (1998) Alice im Wunderland, übersetzt von Christian Enzensberger, Hildesheim: Gerstenberg Verlag.
Chassigneux, André (1991) "Avant la charrue, les boeufs. La mise en relief du sujet et/ou du prédicat dans la traduction des textes économiques," Palimpsestes 5:71-76.
Chesterman, Andrew (1997) The Memes of Translation, Amsterdam: John Benjamins B.V.
Chesterman, Andrew and Emma Wagner (2002) Can Theory Help Translators? A Dialogue Between the Ivory Tower and the Wordface, Manchester: St. Jerome Publishing.
Cross, Graham (1998) "Book Reviews," Bulletin of the Institute of Translation and Interpreting (ITI Bulletin): February: 27.
Ellis, Rod (2002) "The Place of Grammar Instruction in the Second/Foreign Language Curriculum," in Eli Hinkel and Sandra Fotos (eds) New Perspectives in Grammar Teaching in Second Language Classrooms, Mahwah, New Jersey and London: Lawrence Erlbaum Associates, Publishers, 17-34.
Grellet, Françoise (1993) Initiation à la version anglaise. The Word against the Word, Paris: Hachette.
Guillemin-Flescher, Jacqueline (1991) "Représentation linguistique de l’activité, l’action et l’événement en français et en anglais," Palimpsestes 5: 50-69.
Harvey, Keith (1995) "A Descriptive Framework for Compensation," The Translator 1(1): 65-86.
Hervey, Sándor and Ian Higgins (1992) Thinking Translation. A Course in Translation Method: French-English, London and New-York: Routledge.
Jääskeläinen, Riitta (1993) "Investigating Translation Strategies," in Sonja Tirkkonen-Condit and John Laffling (eds) Recent Trends in Empirical Translation Research, Joensuu: University of Joensuu Faculty of Arts, 99-119.
Jakobsen, A.L. (1986) "Lexical Selection and Creation in English," in L. Lindblad and M. Ljung (eds) Proceedings from the Third Nordic Conference for English Studies, Stockholm: Almquist & Wiksell, 101-112.
Levý, JiÍ’í (1967) "Translation as a Decision Making Process," in To Honor Roman Jakobson, vol. 2, The Hague: Mouton, 1171-1182.
Mailhac, Jean-Pierre (1996a) "The Formulation of Translation Strategies for Cultural References," in C. Hoffmann (ed) Language, Culture and Communication in Contemporary Europe, Clevedon, Philadephia and Adelaide: Multilingual Matters, 132-151.
Mailhac, Jean-Pierre (1996b) "Evaluation Criteria for the Translation of Cultural References," in G.T. Harris (ed) On Translating French Literature and Film, Amsterdam and Atlanta: Rodopi, 173-188.
Mailhac, Jean-Pierre (1999) "Subtitling and Dubbing, for Better or Worse? The English Video Versions of Gazon maudit"" in M. Salama-Carr (ed) On Translating French Literature and Film II, "Rodopi Perspectives in Modern Literature, Amsterdam and Atlanta: Rodopi, 129-154.
Mailhac, Jean-Pierre (2000) "Translating Commercial Video Material," in M. Ballard (ed) Oralité et traduction, Arras: Artois Presses Université, 373-395.
Mailhac, Jean-Pierre (2006) "Descriptions vs. Instructions in Grammar Teaching," Foreign Language Teaching in Tertiary Education, Athens: Ekdoseis Dionikos, pp. 183-198.
Newmark, Peter (1982) Approaches to Translation, Oxford: Pergamon Press.
Nice, Richard (1991) "Myths, Loose Fits and Near Misses: Some Highlighting Problems," Palimpsestes 5: 141-151.
Robinson, Douglas (2001) "Normative Model" in M.Baker (ed), Routledge Encyclopedia of Translation Studies, London and New-York, Routledge, 161-163.
Roubichou-Stretz, Antoinette (1991) "Nadine Gordimer: l’implicite et l’explicite. Quelques problèmes de traduction de The Conservationist," Palimpsestes 5: 115-121.
Vinay, Jean-Paul et Jean Darbelnet (1960) Stylistique comparée du français et de l’anglais. Méthode de traduction, Paris: Didier.
Vautherin, Béatrice (1991) "Présentation," Palimpsestes 5: 7-9.
Volsik, Paul. (1991) "La traduction des clivées et le problème de la mise en relief," Palimpsestes 5: 77-99.
Wood, Mary (1991) "The eye of man hath not heard. A la recherche de l’emphase perdue," Palimpsestes 5: 123-139.
Woolner, Rosalind (1998) Emphasis in Translation: Procedures, Factors and Strategies for the Translation of Emphasis into French and German, MA Dissertation, University of Salford.

 

1 For a discussion of the translation of particles, see Anderman 1999. See also Newmark 1982:148.
2 See the conflicting claims of Wood (1991:125) and Nice (1991:146) concerning the frequency of italics in English compared with French.
3 See Jääskeläinen 1993 for a discussion of issues related to degrees of consciousness.
4 The minimax principle proposed here and the framework associated with it are quite distinct from Levý’s minimax principle (1967).

Why is translation into the mother tongue more successful than into a second language?

By Omar Jabak,

Binnish, Idlib, Syria

It is commonly believed that translators are better at translating into their native language than into a second language. The underlying reason for this assumption is that translators have a more profound linguistic and cultural background of their mother tongue than of a second language which they have to learn in order to be well-versed translators. By the same token, the translator who translates into his or her native language has a more natural and practical knowledge of the various linguistic elements of his or her native language, such as semantics, syntax, morphology and lexicology than the translator who translates into a foreign language. In addition, translation into the first language enables translators to render cultural elements such as proverbs, idioms, metaphors, collocations, swear words and others into proper equivalents in their mother tongue because such translators are born and bred in the culture into which they translate these culture-bound aspects. In fact, the translators' first language is naturally acquired in a culture and environment where the first language is naturally acquired and practiced. On the other hand, their second language is, for the most part, learned, rather than acquired, later on in the course of their life. As a result, the linguistic and cultural knowledge of their second language is always in progress and never complete. In this respect, James Dickins (2005) points out:

Translator training normally focuses on translation into the mother tongue, because higher quality is achieved in that direction than in translating into a foreign language. (2005: 2)

On the linguistic level, translation into the first language provides the translator with some advantages, such as an instinctive knowledge of morphological, semantic, syntactic and lexical aspects of his or her mother tongue because the translator acquires these linguistic elements naturally in the course of time. These various aspects constitute the translator's increasing linguistic reservoir. In contrast, translation into a second language not only provides the translator with some kind of bookish knowledge, but it also puts him or her at the mercy of references, such as grammar books, and general and specialized dictionaries as the translator's second language is, in most cases, learned outside its natural context rather than acquired. Every time the translator is unsure of the morphological, semantic or lexical rules of the second language into which he or she translates, he or she will have to refer to references and dictionaries for help. Sometimes, he or she consults more than one reference or dictionary to decide on the right meaning of a certain word or phrase, and the search for appropriate equivalents in the target language may take even a long time. In this respect, Katherine Reiss (2000) argues:

Due to the fact that differences between the grammatical systems of languages are frequently quite great, it is the morphology and syntax of the target language that clearly deserve priority unless there is some overriding factor either in the nature of the text or some special circumstance. (2000: 60)

As far as the morphological aspect is concerned, translation into the mother tongue tends to be more successful than translation into a second language because of the translator's inherent knowledge of the morphological rules of his or her first language. The following invented example in Arabic may illustrate this point. The sentence is hwa akbaru waladin fi ala'ila. This Arabic sentence corresponds to the following English sentence: he is the eldest child in the family. Such a sentence may confuse a novice translator whose first language is Arabic because "akbaru", which is morphologically equivalent to the comparative English form "elder/older", is, in fact, used here to refer to the superlative degree. For a translator whose first language is English, such a sentence will not pose any challenge because his or her morphological competence will automatically lead him or her to the right choice. Furthermore, the semantic knowledge of the translator who translates into his or her mother tongue is an added asset to good translation because he or she does not translate words in isolation but meaning in a given context. In some languages, one word can be used to refer to more than one thing and only those translators who translate into their native language are aware of such a semantic feature. This, however, may cause confusion or translation loss when translation is done into a foreign language. Michael Hanne (2006) highlights this point by stating the following example:

European cultures traditionally make a firm distinction between emotional and intellectual activities, attaching them to the heart and the head respectively. In traditional Chinese culture, I understand, no such distinction is made, since the heart is referred to as the location of mental activities of all kinds. Take these sentences from Herman Melville: "I stand for the heart. To the dogs with the head. I had rather be a fool with a heart than Jupiter Olympus with a head" (2006: 209)

Despite the fact that translators' best friends are assumed to be monolingual and bilingual dictionaries, the translators who translate into their first language perform well even without the help of such dictionaries because, by intuition, they are more aware of the lexical aspect of their native language than that of a second language. In addition, they are fully equipped with the lexical knowledge of their first language which will help them match correct lexical items in both the source language and the target language. By virtue of this knowledge, for example, they can decide what verbs collocate with what nouns, what adjectives collocate with what nouns, what adverbs to use before what adjectives, what tense to use, whether a feminine, masculine, singular or plural should be used, and other important lexical information . Roman Jacobson (2001) further illustrates this point by providing an example form Russian:

In order to translate accurately the English sentence "I hired a worker," a Russian needs supplementary information, whether this action was completed or not and whether the worker was a man or a woman, because he must make his choice between a verb of completive or noncompletive aspect…and between a masculine and a feminine noun. (2001:116)

It is worth mentioning that both the linguistic and cultural elements in the source language and the target language should be well-observed in order that translation is carried out successfully. However, the transference of cultural elements into cultural equivalents tends to be more daunting for the translator who translates them into a second language than for the translator who translates them into his or her first language and culture. Eugene Nida (2001) asserts the existence of this dividing line between linguistic and cultural challenges facing translators:

In fact, differences between cultures cause many more severe complications than do differences in language structure. (2001:130)

As far as culture is concerned, translation into the first language provides the translator with an in-depth knowledge of the various aspects of his or her culture because most texts are normally coloured with cultural elements such as idioms, proverbs, metaphors, swear words and other cultural features. When translators translate into their native language and culture, they are fully aware of the cultural sensitivities of the target language and can best render the cultural elements of the source language into proper equivalents in their own language and culture. On the other hand, the translator who translates into a foreign language and culture may not be able to see and recognize the cultural aspects of the foreign or second language because he or she is an alien to that culture no matter how many cultural references or phrases he or she memorizes. In such a situation, if any translation were to be done, it would not sound very successful. Peter Newmark (1981) suggests:

He [the translator] will be 'caught' every time, not by his grammar, which is probably suspiciously 'better' than an educated native's, not by his vocabulary, which may well be wider, but by his unacceptable or improbable collocations…For the above reasons, translators rightly translate into their own language, and a fortiori, foreign teachers and translators are normally unsuitable in a translation course. (1981: 173 Check page number)

In general, cultural pervasive aspects, such as proverbs, idioms, metaphors, swear words and others challenge translators who translate into both the first language and the second language as these aspects are not easy to transmit from one culture into another. However, the translators who translate such intriguing features into their native language find them much easier to handle and render than the translators who attempt to transfer them into a second or foreign culture. As a matter of fact, all languages and cultures have these cultural sensitivities, but share with each other only few of them. Besides, it is not very common to find equivalent proverbs, for instance, in languages belonging to different families such as English and Arabic. Yet, it is the responsibility of translators to ensure that there is no equivalent to a certain proverb before they suggest their own translation of that given proverb. An invented example that may illustrate this point is the following English proverb "diamond cut diamond". For a translator whose native language is English and whose second language is Arabic, the accurate translation of this proverb into Arabic is rather difficult, not because the words have no Arabic equivalents but because the cultural dimension and reference will be lost once the English words are replaced by their corresponding Arabic equivalents. Oddly enough, such a translator might be quite tempted to translate the above-mentioned proverb literally. The target audience, however, will make neither head nor tail of that translation. More importantly, the meaning of such a proverb in the target language, which is Arabic, will be distorted once it is rendered literally. On the other hand, the translator whose mother tongue is Arabic and whose second language is English will easily find an equivalent Arabic proverb to the above-mentioned one because his or her cultural reservoir will help him or her find an appropriate equivalent proverb in Arabic. As a result, the translator will translate this proverb correctly into an Arabic proverb which the target audience will readily understand. Interestingly enough, the translator will come up with the following equivalent Arabic proverb "la yafulu alhadida illa alhadidu" which literally corresponds to the following English sentence: "Iron cuts only iron". We notice that in the English culture "diamond" is used while in the Arabic culture "iron" is used instead. The target audience may understand the overall meaning of such strange-sounding sentences, but they will know for sure that these sentences are produced by ill-experienced or novice translators whose first language is not English.  In fact, the target audience will easily identify any translation errors and spot them because the translation is carried out into their own culture. In this particular respect, Katherine Reiss (2000) points out:

The audience factor is apparent in the common idiomatic expressions, quotations, proverbial allusions and metaphors, etc., of the source language… The translator should make it possible for the reader in the target language to see and understand the text in the terms of his own cultural context. (2000: 79)

Furthermore, idioms are another cultural element featuring in most languages. Translators most often find idioms somehow difficult to translate because of their unpredictable meaning. For this reason, idioms should be translated very carefully; otherwise their meaning is distorted. English, for example, is widely known as a highly idiomatic language. When translators whose second language is English translate literary texts into English, the may not be able to translate these texts into idiomatic English because their knowledge of English idioms is not as naturally good as that of a native speaker due to the fact that the native speaker's knowledge of idioms is highly steeped in his or her own culture. Unlike any string of words, idioms should be treated with utmost care because their meaning does not depend on the meaning of their individual words but can only be explained and comprehended in cultural terms. In the case of the translator whose first language is not English, there is a strong possibility that he or she may quote idioms wrongly or use them indiscriminately out of their natural context. On the other hand, the translator whose first language is English and who translates into English is hardly ever likely to make such blunders. Accordingly, when translating idioms, the translator should focus on meaning and not on the search of equivalent idioms in the target language because not all languages depend on idioms for communication. In this case, the translator should aspire to come to grips with the meaning of a certain idiom and put it in a way most convenient for the recipient language and culture. In this respect, Katherine Reiss (2000) says:

The factor of idiomatic usage becomes even more important for translation when no convenient and comparable expression is available, and some form of structural adaptation is necessary to avoid an undue strain in the target language. (2000: 62)

Another cultural element which merits consideration with regard to translation is swear words. As a matter of fact, swear words or taboos are common features permeating all languages and cultures. Native speakers of a certain language can both identify swear words and use them correctly, unlike nonnative speakers of that language whose lack of such knowledge deprives them of such an advantage. These so-called taboos are not easy to translate because their meaning is culture-bound. Besides, what is seen as a taboo in one culture may not be regarded as such in another culture. More importantly, the variation of swear words along with their elusive nature makes their translation into the translator's first language much easier than into the translator's second language. Accordingly, those who translate taboos into their native language and culture will effortlessly find proper equivalents to these taboos in their own culture because they are instinctively familiar with the various aspects of their own culture. In addition, their innate knowledge of what might, or might not, be accepted in their culture will enable them to make up culturally appropriate equivalents to some swear words which originally have no equivalents in their native culture. In contrast, those who translate taboos into a foreign language culture will not be able to provide culturally proper equivalents for these taboos because those translators lack the intuitive knowledge of the foreign culture into which they carry out translation. In this regard, Katherine Reiss (2000) pinpoints the elusive nature of swear words and illustrates that by giving an example of some animal names used as swear words in two different languages. She says:

Swear words pose problems for translation: the emotional elements must be carefully matched with the specific situational context. Animal names are known to be favored as swear words, but different languages have different associations for different animals. When a Frenchman swears at someone with the words "la vache!", the German translation "Die(se) Kuh" (literally "the cow") would miss the meaning completely…while "la vache" as a swear word finds its equivalent in the German word "Schwein!"(English "bastard!") (2000: 84-85)

Not only do words have different meanings and associations in different cultures, but they also express different personal and/or social attitudes. Interestingly enough, some words may sound inoffensive or neutral in one culture, whereas their equivalents in the target culture express social disapproval and disgust. As a result of this discrepancy, the translator who translates such words into his or her native language culture will have to be very careful so as not to use equivalents whose meaning may be emotionally charged, unlike the meaning of their counterparts in the source language. However, for a translator who translates these words into a foreign language, the decision to use neutral equivalents is almost often on an ad hoc basis as he or she is not as fully aware of the customs and traditions of the target language culture as is the native speaker of the target language. As a result, he or she may use equivalents which, in the target language, sound either vulgar or offensive while their corresponding counterparts in the source language are neutral or inoffensive. A good example that best illustrates this point is the one which Mona Baker (1995) gives. She argues:

Differences in expressing meaning are usually more difficult to handle when the target-language equivalent is more emotionally loaded than the source language item… Homosexuality is not inherently pejorative in English, although it is often used in this way. On the other hand, the equivalent expression in Arabic, shithuth jinsi( literally: 'sexual perversion') is inherently more pejorative and would be quite difficult to use in a neutral context without suggesting strong disapproval. (1995: 24)

In conclusion, it can safely be said that the translators who carry out translation into their native language outdo their fellow translators who translate into a second or foreign language because the former are more naturally equipped with both the linguistic and cultural knowledge of the target language than the latter. Besides, in terms of linguistic competence, translation into the first language provides the translator with an intuitive knowledge of the morphology, semantics, syntax and lexicology of the target language which is, in fact, his or her mother tongue. On the other hand, translation into a foreign language deprives translators of such knowledge and puts them at the mercy of references and dictionaries which may or may not be available or useful when needed or consulted. On the cultural level, the translator who translates texts containing cultural elements or references into his or her native language tends to be more successful than the one who translates such texts into a second or foreign language. The reason behind such a success is that the translator who translates into his or her native language will readily recognize cultural elements such as proverbs, idioms, metaphors, swear words and others which cannot be translated literally. Such elements, however, will not be easily identified by the translator who does translation into a foreign language even if he or she spoke and wrote like a native speaker.

References
Baker. M 1995 In Other Words: A coursebook on translation, Routledge: London & New York.
Dickins J et al 2002 Thinking Arabic Translation: A course in translation method: Arabic to English, Oxon: Routledge.
Hanne. M 2006 'Epilogue: Metaphors for the Translator', in: S Bassnett (ed), The Translator as Writer, Continuum: London & New York, pp209.
Jacobson. R 2001 'On Linguistic Aspects of Translation', in: L Venuti (ed), The Translation Studies Reader, Routledge: London & New York, pp
Newmark.P 1981/1988 Approaches to Translation, Hemel Hempstead: Prentice Hall.
Nida. E 2001, 'Principles of Correspondence', in: L Venuti (ed), The Translation Studies Reader, Routledge: London & New York, pp
Reiss. K 2000 Translation Criticism- The Potentials and Limitations, ( R, Erroll, Ed ), Jerome Publishing: Manchester.

Compare and contrast two theoretical approaches to translation

By Peter Hodges,
University of Newcastle

peterjhodges [at] bigpond . com
 

During the course of this essay, two theoretical approaches to translation – Skopos and Polysystems – will be examined. They will be placed in historical context before the main features of each, accompanied by relevant critique, are discussed in some detail. Case studies will then help determine advantages and disadvantages before a final comparison is made to reveal similarities and differences between the two positions.

Skopos theory lies within the realm of the Functional Linguistic approach to translation theory (Berghout 7/9/05) that originated in Germany during the 1970s and 1980s, signalling a change in thinking from the structural linguistic approach that had dominated the previous twenty years. It follows in the footsteps of Katharina Reiss’ work, which moves the concept of equivalence away from the micro-level of the word or sentence to that of the macro textual level, in which translation options for different text types are proposed (Munday, 2001, pp 73-76). Skopos precedes but is incorporated into Holz-Mänttäri’s theory of translational action where TT emphasis also takes into account some practical issues, including the role of the participants in the translation process (Munday, 2001, pp 77-78); and Christiane Nord’s translation-oriented text analysis, which places more emphasis on the ST than Skopos (Munday, 2001, pp 81-84).

Skopos is the Greek word for “purpose” or “aim” (Munday, 2001, p.78) and, according to Hans Vermeer who introduced the term in the 1970s, it “is a technical term for the aim or purpose of a translation” (Vermeer, 1989, p.227). The German equivalent is skopostheorie and it is detailed in the book Grundlegung einer allgemeine Translationstheorie (Groundwork for a General Theory of Translation) that Vermeer and Katharina Reiss collaborated on in 1984.  The fundamental principle of the Skopos theory lies in determining the reasons for which the translation is being commissioned and the function of the TT in the target culture. This is done in order for the translator to decide upon which methods will be employed in the production of a suitable TT – Vermeer’s “translatum”.

The basic rules of the Skopos theory as laid down by Vermeer and Reiss are:

1) The final version of the TT is determined by its skopos and the role it will play in the target culture.

2) The role of the ST in the source culture may be different to the role of the TT in the target culture.

3) The TT must take into account the receiver’s situation and background knowledge – it must be “internally coherent”.

4) The TT must be faithful to the ST – “coherent with the ST”. Here the translator is the key, as the information provided by the ST must be determined, interpreted and relayed to the target audience.

5) These rules are in order of importance, so skopos has the prime position (Munday, 2001, p.79).

The commissioning of the translation is critical to Skopos theory. Vermeer defines the commission as “the instruction, given by oneself or by someone else, to carry out a given action – here: to translate” (Vermeer, 1989, p.235), so the purpose of a translation can be determined either by the translator him/herself or by another party – an editor or publisher, or the board of directors of a multinational corporation, for example. In the modern world, the commissioning process is usually rather precise in detail, providing information about the aim of the translation, deadlines, payment, etc.  According to Holz-Mänttäri, the translator is the key player in the translation process, “the translator is the expert” (Holz-Mänttäri in Vermeer, 1989, p.235). It is up to the person in this role to determine whether the proposal can be realized within the given specifications.  If not, suggestions and alternatives should be offered in order to achieve realistic outcomes (Vermeer, 1989, p.235).  For example, if the commissioner of a translation needs a 200 page technical report finalised in a couple of days for use in an important boardroom meeting, the translator should offer advice as to the feasibility and offer suggestions on how it can be made to happen, which may also include the renegotiation of the fee because of the tight time frame.

If the commission falls beyond the scope of the specifications, that is if the translator is unable to produce the best possible TT available, then an “optimal” version should be agreed upon (Vermeer, 1989, p.236). Vermeer offers four definitions of the term “optimal”:

- “one of the best translations possible in the given circumstances”

- “one of those that best realize the goal in question”

- “as good as possible in view of the resources available”

- (as good as possible) “in view of the wishes of the client” (Vermeer, 1989, p.236).

As previously mentioned, the purpose of the commission needs to be clearly stated at the outset so that translation strategies can be put in place. A translator may decide to employ a technique suggested by Dryden in 1680 – metaphrase (word-for-word), paraphrase (sense-for-sense) or imitation (rewrite) (Berghout 10/8/05); or opt for House’s overt or covert translation methods (Munday, 2001, pp 93-94) where ST features are either retained or suppressed, depending on the circumstances. In the case of the 200 page technical report cited above, one concept of the “ideal” translation would be faithful adherence to text type i.e. reproduction of the detailed report. However, because of the obvious time limitations, another text type such as a summary may be proposed as an alternative. This may offer the extra advantage in that the key points raised for discussion in a boardroom meeting may be more easily accessible in a summarised form.

Whatever the final format of the TT, if it fulfils the instructions of the mutually agreed upon commission, then it is deemed to have achieved its purpose and can be considered to be adequate. In light of this, it can be seen that the emphasis of the skopos theory lies firmly on the TT, with the ST playing a role of secondary importance. The major advantage of Skopos, therefore, lies in the fact that the same ST can be translated in different ways depending on its role and purpose in the target culture.

However, Skopos has been criticised on several grounds.  Firstly, it has been said that it does not apply to literary texts, because it could be considered that they serve no purpose. (Munday, 2001, p.81; Vermeer, 1989, p.230). If this were the case, then Skopos cannot claim to be a legitimate general theory for translation, as indicated by the title of Reiss and Vermeer’s 1984 publication. Vermeer argues strongly against this point by insisting that literary works are created with a specific goal in mind, even if it is reduced to the simplest “art for the sake of art” premise (Vermeer, 1989, p.231). The application of skopos to a literary text may, in fact, suppress some of the intended deeper levels of meaning that are open for reflection to readers of the ST. However, Vermeer counters this particular argument by claiming that if the reading of a literary TT on multiple levels is desired, it should be clearly stated at the time of the commission (Vermeer, 1989, p.232). From a linguistic perspective, Skopos has been condemned for being stylistically and semantically loose, as well as for not paying enough attention to TT micro-level features (Munday, 2001, p.81).  Vermeer could, I suppose, counter this criticism in the same manner by claiming that attention to linguistic detail should also be stated in the commissioning process.

In view of these criticisms, it seems that the major weakness of the skopos theory lies in the fact that almost any translation can be justified and any criticism dismissed as long as the final version of the TT satisfactorily fulfils the outcomes stated at the beginning of the assignment. This raises the obvious question as to what actually constitutes translation, with the distinct possibility of linguistic and textual equivalence being discarded if the commissioner doesn’t require it or doesn’t raise it as an issue. Even Vermeer’s rule on TT coherence with the ST is located on the bottom rung of the scale of importance.

A brief case study of the application of the skopos theory, based on personal experience, will hopefully demonstrate the advantages it offers as a practical approach to translation.

Case Study.

The ST is “Sarissa”, Bulletin de correspondance hellénique vol.94 (1970) pp 91-107. Originally written in Greek by Manolis Andronicos, it was translated into French by Pierre Amandry and Francis Croissant. It includes four passages in German and twenty short passages from Greek Antiquity (Homer, Xenophon, Theophrastus, etc), all of which have been left unaltered in the French version, as well as five pages of diagrams, maps and sketches. The TT is to be used as a reference source for a university project by Mark Fowler on the construction of the Macedonian sarissa and will form part of the appendix of the final paper.

The commission is one of the key issues in the way the ST has been translated, as the defined field of research centres on the advantages that the metal collar offers in the overall construction of the shaft of the sarissa. After a preliminary reading of the ST and discussions with the commissioner, it was determined that only the final ten pages needed to be addressed, as the first six pages describe the archaeological site, hence deemed irrelevant to the topic of the research paper. Furthermore, working within the constraints of a strict budget and time frame, the overall length of the ST was reduced by approximately 40%.

An analysis of the ST reveals several features that have influenced translation methodology. From a syntactic and stylistic perspective, it is fairly evident that the French text is itself a translation. It was therefore considered necessary to reword several awkward constructions, working within semantic boundaries, so as to render them more accessible to the English-speaking target audience. The German and Greek passages have been left intact, as they fall beyond the translator’s language range. They have, however, been annotated with space allocated in the footnotes for the English. This was done after consultation with the commissioner who has access to German and Greek translators. Since the field of research is specialised, terminology was decided upon after further input from the commissioner – “pointe de lance”, “talon de lance”, “douille” would be translated as “spearhead”, “buttspike” and “collar”. Diagrams and sketches have been transposed and translated in the TT, although the maps have been omitted due to their irrelevance to the research topic. The title itself poses an interesting problem.  Since the French ST is entitled “Sarissa” (an English word), should the English TT be called “Sarisse” (the French word)?  Considering that the purpose of the TT is scientific rather than literary, it was decided to retain the English title in the English text.

From this brief study, it has been shown that the emphasis of the translation lies firmly on the TT. After consultation with the commissioner, the purpose of the TT allows for alteration to macro-level textual features, while modified micro-level features on the word and sentence level renders the TT more accessible to the target audience. With the TT being delivered on time and within budget, and a satisfied commissioner with a completed research project, it can be seen that Skopos offers a successful, practical approach to translation which may not be realizable by other methods.

In the 1970s, a literary approach to translation theory began to emerge, partly as a response to the prescriptive linguistic theories that had monopolised thinking for the previous two decades. Key elements of this new literary approach are the writings of the Manipulation School; systems theories; and Gideon Toury’s descriptive translation studies (DTS), which tries to identify laws in translation, of which Itamar Even-Zohar’s Polysystem Theory – PS (www.art.man.ac.uk) forms a vital part. At the Leuven Conference in 1976, Even-Zohar presented a paper entitled “The Position of Translated Literature in the Literary Polysystem” where he considers the position of translated literature within the literary, cultural and historical contexts of the target culture. He does not advocate the study of individual translations but rather views the body of translated works as a system working within and reacting to a literary system, which, in turn, is working within and reacting to the historical, social and cultural systems of the particular target audience. Therefore, there is a system within a system within systems i.e. the polysystem.

The notion of “system” does, perhaps, need some clarification at this point. Literature viewed as a system can be traced back to Russian Formalist thinking of the 1920s when Yury Tynjanov is credited with being the first person to describe literature in these terms (Hermans, 1999, p.104). Translated literature itself is also considered to operate as a system in at least two ways – firstly, in the way that the TL chooses works for translation and secondly, in the way translation methodology varies according to the influence of other systems (Munday, 2001, p.109). Even-Zohar himself emphasises the fact that translated literature functions systemically:

“I conceive of translated literature not only as an integral system within any literary polysystem but as a most active system within it.” (1976, p.200).

PS functions as a system on the level of a series of relationships between apparent opposites. These are:

- canonized (high) and non-canonized (low) forms, which opened the door for the consideration of detective and children’s stories and their role in translation

- centre and periphery

- primary (innovative) and secondary (stagnant) models

- ST and TT

- translated and non-translated texts (Hermans, 1999,  p.42).

The key idea of PS is that there is a continual repositioning of genres in relation to each other, “a continual struggle for power between various interest groups” (Hermans, 1999, p.42), which helps give rise to the dynamic nature of literature.  If literature is to remain vibrant, it needs to be in a constant state of fluctuation, with established, familiar, canonized forms being constantly nudged and eventually replaced by newer, more innovative, peripheral models. Therefore, translated literature does not occupy a fixed position in a literary system because the system itself is in a constant state of change, although Even-Zohar proposes that the secondary position is really the normal position for translated literature (Munday, 2001, p.110). However, even though change to the core comes from the peripheral, new literary forms, when translated literature occupies this position, it is generally perceived to be fairly conservative, working within the confines of the target culture.

Even-Zohar does insist that there are occasions when translated literature forms part of the nucleus and it is then that the boundaries between translated and original literature begin to merge, being virtually indistinguishable from one another (Even-Zohar, 1976, p.200). There are three possible scenarios when this may occur:

1) When an emerging literature from a relatively new culture adopts translations from more established literatures in order to fill the gaps that exist within its own system, due to it being unable to instantly create a wide range of text types and genres. Translated literature introduces features and techniques that did not previously exist, such as new poetic structures.

2) When a smaller nation is dominated by the culture of a larger nation, it may rely on imported literature from the dominant culture in order to keep its literary system dynamic, as well as being possibly the only source available for the creation of new genres, for example Breton culture in Brittany may rely heavily on literary styles from France in order to fill the gaps that exist in its own literary system.

3) When there are turning points in literary history, such as when established forms lose popularity or when there is no existing model. This could conceivably be the role that Harry Potter occupies in Chinese Mandarin.

There are also occasions when translated literature can occupy both a central position and a peripheral position within a literary system. This may occur when major social changes are taking place. Even-Zohar exemplifies this with the role of translated literature in Israel in the early 1900s when literature from Russian into Hebrew was more dominant than translations from English, German or Polish (Munday, 2001, p.110; Even-Zohar, 1976, p.202).

Having briefly discussed the theoretical workings of the polysystem approach, it now remains to be seen how it affects translation methodology. Even-Zohar says that when a translated work occupies a central position in the literary polysystem of the target culture, it is generally strong in itself and doesn’t need to conform to target culture conventions.  The translator doesn’t try to adapt to TL models, staying close to the original ST. If the position of translated literature is weak, the reverse trend occurs. The translator tends to adopt more features from the target culture, so the translation becomes target culture dominant, often providing a less than satisfactory translation (Even-Zohar, 1976, pp 203-204; Munday, 2001, p.110).

PS is important because it moves translation away from the traditional ST-TT linguistic comparisons of shift and equivalence towards the viewing of translation in a social, cultural and historical context. There is also a change from the study of individual texts as a systemic approach tries to uncover the universal laws and principles that govern translation. It is also quite significant because it can be applied to other systems besides strictly literary systems eg television programming and politics (I would like to develop this theme but space restrictions prevent me from doing so here), therefore making the system itself universal.

PS has been widely criticised on a number of issues:

- Gentzler questions Even-Zohar’s objectivity, claims that the universal laws are too abstract, criticises the level of input and the relevance of Russian Formalism, and states that little thought has been given to limitations placed on translation and texts (Munday, 2001, p.111).

- Berman condemns Even-Zohar’s proposition that translated literature generally occupies a role of secondary importance in the target culture because “it downplays their creative and formative aspect” (Hermans, 1999, p.154). Berman also thinks that translated literature remains a separate entity within the target culture. 

- Susan Bassnett thinks that the comments describing target literature as “young”, “weak” “vacuum”, etc are highly subjective. Subjectivity also dominates the definition as to what constitutes canonized and non-canonized literature.  She questions the abstract nature of the theory which tends to neglect concrete examples while, at the same time, wondering whether the theory has progressed much beyond the ideas of Russian Formalism of the 1920s (Bassnett & Lefevere 1998: 127 in Hermans, 1999, p.109).

- André Lefevere claims that Even-Zohar is presumptuous in his claim that the systems he describes actually exist, condemns the abstract nature of the theory, and describes the terms “primary” and “secondary” as “superfluous” (Hermans, 1999, p.125).

- Philippe Codde believes that PS has become outdated as other systemic theories are presented as alternatives (2003, p.26)

- Theo Hermans argues against one of Even-Zohar’s most fundamental principles by saying that the target culture may not necessarily select the ST. He cites the example of the period of European colonization when France and England were seen to be “dumping literary items on a colonized population” (1999, p.111). He also claims that the series of binary opposites that constitute the polysystem theory don’t take into account those factors that are not diametrically opposed.

While PS could be seen to offer an intellectual approach to translation, I believe that it remains far too abstract in its presentation because it doesn’t provide concrete evidence, doesn’t venture into specifics, or offer functioning examples. No mention is made of the concept of overt and covert translations (this comes later), although Even-Zohar says that it is difficult to differentiate translated from original literature when placed in the central position.  I would now like to examine two case studies in order to exemplify the workings of PS.

Case Study 1.  Translated literature at the centre of the polysystem.

In the 1970s, “Planet of the Apes” starring Charlton Heston appeared in cinemas across the United States and throughout many countries of the world. Its widespread popularity and box office success placed it firmly at the centre of popular culture and indeed remains so today with numerous television repeats and the success of the 2001 remake. The movie provides an excellent example of translated science fiction occupying the centre of the literary polysystem of the English-speaking Western world, since few people realise that “Planet of the Apes” has been derived from an original French novel entitled “La planète des singes” by Pierre Boulle, published in 1963.

In order to occupy such a key position in the literary polysystem, “La planète des singes” has been subjected to the influence of several translation theories. Skopos would have been initially applied in order for the TT’s purpose in the target culture to be determined i.e. to produce a screenplay and ultimately a movie that will earn the movie companies a lot of money. Holz-Mänttäri’s theory of translational action, involving players in the translation process, is a key feature with the roles of the initiator and commissioner being filled by Hollywood executives and the roles of TT user and TT receiver being filled by movie theatres and the audience (Munday, 2001, p.77). Dryden’s intersemiotic method also figures prominently as Boulle’s novel is transformed into a screenplay by William Broyles Jr (www.imdb.com). Finally, the ultimate TT exists as a covert translation, since many ST features have been suppressed.  “Le professeur Antelle”, “le physicien Arthur Levain” and “le journaliste Ulysse Mérou” from the original have been replaced by “Astronaut Taylor”, “Astronaut Dodge” and “Astronaut Landon’ (www.movieprop.com); while Paris’ Orly Airport has been replaced by the Statue of Liberty in the final scene of the American version, to mention just a few examples.

The advantage of polysystems in this instance is fairly clear, as it embraces the application of multiple theories under the umbrella of one general theory. The chief disadvantage, however, is that Even-Zohar is not clear enough about this in the enunciation of his theory.

Case Study 2.  Translated literature at the periphery of the polysystem.

Often, when a piece of translated literature occupies the peripheral position in the polysystem, the reader is aware that what is being read is, in fact, a translated text. Juliane House calls this an overt translation (Munday, 2001, p.93) – a translation with ST orientation that tends to retain some of its original cultural identity. These texts are sometimes found on the shelves of newsagencies, in some obscure section in bookshops, in a rack at the train station, or in airport departure lounges.

The translation of Émile Zola’s Germinal by Leonard Tancock in 1954 supports this idea, since the target audience is aware that they are reading an account of coal mining conditions in northern France in the 1800s. The TT retains all of the proper nouns of the ST (eg “Étienne”, “Plassens in Provence”, “Pierre Rougon”, “Antoine Macquart”, etc on p.8), with no attempt at cultural camouflage. The same features are evident in peripheral literature translated into French. La Guerre des Rose (1985) by Warren Alder (translated by Christiane Cozzolino) retains the names of the American characters and places, as does Glenn Savan’s White Palace (1973) (translated by Isabelle Reinharez), which doesn’t even try to mask the title. The same features are evident in Mon Michaël (1973) by Amos Oz (translated by Rina Viers), which retains all Hebrew proper nouns and references to Israel from the Hebrew original.  Furthermore, these four translations have all retained ST format. Germinal in particular could possibly have been presented in an abbreviated English version, however, the seven part French model remains intact.

These two case studies reveal a possible discrepancy in Even-Zohar’s theory concerning translation techniques and position in the polysystem. According to him, if translated literature occupies the central position, it possesses ST orientation. If it is peripheral, it possesses TT orientation (1976, pp 203-204). These two cases tend to reveal the opposite trend with “Planet of the Apes” conforming more to TT expectations and Germinal, La Guerre des Rose, White Palace and Mon Michaël retaining many ST features. However, if Tintin by Hergé can be thought of as occupying a central position as translated work in the English literary polysystem, it does conform to Even-Zohar’s ideas because it is heavily ST orientated. It can be argued, therefore, that central and peripheral positions can be viewed in a highly subjective manner, as does Susan Bassnett (1998).  Despite this dilemma, it is clear that relative position in the polysystem for all literary works, not just translated works, is a reflection of social and cultural tastes and historical trends.

After examining in some detail the Skopos theory and the Polysystems Theory, it can be seen that they were both conceived around the same time in the 1970s, partly as a reaction to the structural linguistic approach to translation theory.  Skopos offers a Functional Linguistic approach which is heavily TT oriented, while Polysystems provides a literary approach that can be either ST or TT oriented, depending on the position translated literature occupies in the literary polysystem of the target culture at a particular time. Skopos provides a practical approach to translation that allows for the individual ST to be translated in different ways, depending on the purpose it will serve in the target culture.  Polysystems is an intellectual, systemic, perhaps even universal approach that moves away from the examination of individual texts, allowing for the possible inclusion of several theories under the one umbrella. Skopos can be applied to both literary and non-literary texts, whereas Polysystems, being a literary approach, could be seen as neglecting non-literary work, although it does allow for the inclusion of “lower” genres, such as police novels, to be viewed in terms of translation theory.

The role of the translator is an important feature of both theories. Skopos allows for a considerable amount of input from the translator in determining strategies after negotiating directly with the commissioner. While the role of the translator may not seem to be as dominant in Polysystems Theory, a great deal of subjectivity is required in order to be able to reflect the cultural and historical status of the literary work in the target culture.

Both theories could be criticised over a number of issues.  Skopos could be seen as a possible justification for the production of almost any translation, regardless of accuracy and quality. In the quest to uncover universal laws in translation, Polysystems, with its roots in Russian Formalism, could be viewed as archaic, too abstract, offering little in the way of evidence of its practical application. However, both approaches are not prescriptive, offering an alternative to word-for-word, sense-for-sense, equivalence and shift issues.

BIBLIOGRAPHY

Adler, Warren. La Guerre des Rose.  Translated by Christiane Cozzolino. Paris: Le livre de poche, 1985.

Andronicos, Manolis, “Sarissa.” Bulletin de correspondance hellénique. Vol.94 pp 91-107. 1970.

Berghout, Dr Anita. Lectures 10/8/2005; 7/9/2005. University of Newcastle.

Boulle, Pierre. La planète des singes.  Paris: Julliard, 1963.

Codde, Philippe. “Polysystem Theory Revisited: A New Comparative Introduction.” pp. 25-37
Poetics Today. Vol.24, No.1, Spring 2003.

Even-Zohar, Itamar. “The Position of Translated Literature within the Literary Polysystem.” 1976.
In Venuti, Lawrence. The Translation Studies Reader.  (2nd Edition).
New York: Routledge, 2000. Pp199 – 204.

Fowler, Mark. “Construction of the Macedonian Sarissa.  The Advantages of the Addition of a Shaft Joint.”
University of Newcastle, 2005. Awaiting publication.

Hermans, Theo. Translation in Systems. Descriptive and Systemic Approaches Explained.
Manchester: St Jerome, 1999.

Munday, Jeremy. Introducing Translation Studies. Theories and Applications.
London: Routledge, 2001.

Nam Fung Chang. “The Cultural Turn of Itamar Even-Zohar’s Polysystems Studies-Promises and Problems.”
www.art.man.ac.uk

Oz, Amos. Mon Michaël. Translated by Rina Viers. Paris: Livre de poche. 1973.

Savan, Glenn. White Palace. Translated by Isabelle Reinharez. Paris: Pocket, 1973.

Vermeer, Hans. “Skopos and Commission in Translational Action.” 1989.
In Venuti, Lawrence. The Translation Studies Reader.  (2nd Edition).
New York: Routledge, 2000. Pp227-237.

Is Translation Teachable?

By Massoud Azizinezhad,
B.A & M.A. in English translation,
Iran


 

I. Introduction

 

Ever since the first social structures emerged and human beings—who knows, may be even our cave-dwelling ancestors!—started to communicate socially or emotionally with members of their own species from other societies who had devised different codes of communication i.e. those who used different languages, they realized that there was a strong need for a mediator to facilitate this process, without which every such attempt would be like "talking to a brick wall." That was how translation as one of the earliest aids in international relations came into existence. As the scope of these relations broadened, people felt a need for experts with mastery of two or more languages who were actually the 'signifiers' of the former need in society. An attempt to meet this need was made when the wheels of the first educational centers were set in motion to satisfy the increasing demand of society for experts in different fields, including translation. Since then there has always been a controversy over the issue of teachability of translation.
 
Is translation teachable at all? If yes, to what extent? It is crystal clear that no one can answer this question off the cuff, and we need to first define what the real nature of translation is. Is it a science, a craft, or an art? It's only then that one can decide whether it is something to be taught in the classroom like any other field of study and with the same existing teaching methods. Focusing on this issue is beneficial in that many problems regarding teaching translation arise from the fact that a great number of experienced and skilled autodidacts in the field who have been asked to educate beginner translators believe that translation is learned by experience and personal intuition and can by no means be taught in the classroom. Many of them also believe that translation theories are all of no use. On the opposite extreme are people who argue that translation is or can become an exact science like any other. There are still others who try to avoid the extremes and think of translation as something in-between. These debates usually leave students in confusion and bewilderment which results in their lack of motivation, interest and trust in the curriculum.
 
II. The state of translation as a science
 
Some people argue that translation is a science. The most salient characteristics of a science are precision and predictability. We can call something a science only if it has scientific rules that work all the time. In fact, scientific rules are so fixed and precise that they are not called rules anymore, but laws. For example, compounding two units of hydrogen and one unit of oxygen will always give us water or steam, or ice, depending on the temperature. It is worth noting that some sciences, particularly those dealing with the humanities, do not achieve a 100-percent predictability level, and any theory in those fields must stand up to strict, recurring tests to be considered valid (Berkeley, 1991).
Translation uses scientific data, mainly taken from different branches of linguistics (like neuroinguistics, semantics, sociolinguistics, etc). It has also been recently combined with computer science, giving birth to machine translation and computer-aided translation. But translation in itself is not a science.
Although translators use scientific data and theories, they do it in a way that gives free hand to individual taste, bias, imagination, and temperament. There are sometimes several solutions for dealing with a particular translation problem, and a creative translator may find a new solution on the spot. Translation problems may be similar, but it is impossible to devise a scientific equation that would work in the same way, every time, for each problem in all languages due to the inescapable differences among languages as well as their cultural contexts throughout the world.
Translation, according to Newmark (1988a, p.5) is "rendering the meaning of a text into another language in the way that the author intended the text." So, another major obstacle to having a comprehensive translation theory is that of getting a deep insight to what "meaning" is, something which is still a matter of debate in the humanities.
To sum up this part, let us examine the purpose and nature of translation theory. According to Newmark (1988a, p.9):

"What translation theory does is, first to identify and define a translation problem; second, to indicate all the factors that have to be taken into account in solving the problem; third, to list all the possible translation procedures; finally, to recommend the most suitable translation procedure, plus the appropriate translation."

III. The state of translation as an artStill, there are many others who believe that translation is an art. Translation has a lot in common with arts as well as sciences. It sometimes becomes highly dependent on the idiosyncrasies and intuition of the translator. Like composers and painters, translators often find their own moods and personalities reflected in their work. The major factor that prevents translation from being considered an art is that, unlike translators who have to solve a range of different problems, the defining factor of an artist's work is esthetics.IV. The state of translation as a craft

Categorizing translation breeds some fuzziness since the field has traits in common with both science and art. Therefore, we must choose the category that is most congruent, or at least most convenient and workable. That category is craft. In a similar vein, Newmark (1988b, p.7) describes translation as: "a craft consisting of the attempt to replace a written message and/or statement in one language by the same message and/or statement in another language."

V. The issue of teachability of translationUp to now we found that translation is mostly a craft. According to the Oxford English Dictionary, a craft is "a skill or a technique"; if we are to teach translation we should try to teach it as a craft is taught, taking into account the merits and nature of translation, the proficiency of students in both source and target languages. and the objectives of the translation course itself.

So much for the nature of translation; now let us examine the possible teaching techniques applicable to translation classes.

As the name suggests, the core of the grammar-translation method of teaching is grammar (Larsen, 1986). Although this method of teaching is seldom used nowadays, some parts of it are still popular with some teachers "especially for evaluating advanced students or in specialized tests for translators or overseas final exams of courses where translation is still part of the curriculum" (Madson, 1983). Whatever the role of translation in today's teaching and testing methods, it is important to make a distinction between teaching translation and teaching language.

Teaching translation to students who are learning the target language at the same time necessitates taking into account two major issues: first of all, we should be aware of the fact that learning how to cope with translation-related problems is not exactly the same as learning the language itself, although they go hand-in-hand. There are many difficulties such as translation of figurative language, culture-specific terms, translation of sacred texts, and other text types with regards to their functions, (see Newmark, 1988a) which fall in the categories to be taught as translation-related issues. Second, it is vital to decide which language teaching method is better to be used along with the method adopted for teaching translation as a craft.

According to Pienemann's (1989) teachability hypothesis in applied linguistics, there are two sides in learning a language: one refers to the developmental sequence for certain aspects of language that takes place regardless of the learner, or the method of learning; the second dimension, the variational sequence, refers to the variation in language acquisition based on the relationship between the learners and their situations. The developmental sequence is practically controlled by the nature of our common language acquisition device. The variational sequence is based on learner variables such as the extent to which the learners are integrated into the target culture.

In teaching translation, one has to take into account these two factors because they are closely related to both translation and language. Actually we can say that the LAD (language acquisition device) is important in translation in that it is effective in the process of learning the language itself. The second set of factors, i.e., those which constitute the basis of the variational sequence, are important in teaching translation due to the fact that they are all intertwined with language and thus with translation. Being familiar with the target language culture is the best example of these factors.

So, in order to be successful in teaching translation, instructors should be able to merge the language teaching techniques they may deem best for their students with those of teaching translation. The techniques adopted for teaching translation should be chosen with attention to both sides of the nature of translation: first its objective and theoretical principles and second the subjective part which is mainly related to the student's intuition and creativity.

VI. Conclusion

The first noteworthy conclusion we can draw from this paper is that translation is teachable because, on the one hand, it is a craft and consequently teachable as are other crafts; on the other hand, it is closely related to teaching language itself, although it is vital to make a distinction between the two.

Another important point is that those engaged in teaching translation to students who are learning the target language along with translation should be aware that they are teaching two different things at the same time and that they should use a congruent eclectic method applicable to both. Believing that translation is a teachable craft they should help their students get an insight into the nature of translation and recognize that it is vital for them to pay attention to translation theories while honing their translation and language skills. They should also be aware that ignoring the above-mentioned points leads to students' confusion, lack of motivation, and loss of interest in the curriculum. References

-Berkeley, Rouse, Begovich, (1991). The Craft of Public Administration. Wm. C. Brown Publishers: UK.
-Larson-freeman, d. (1986). Techniques and Principles in Language Teaching. Oxford: Oxford University Press.
-Madson, H.S. (1983). Techniques in Testing. Oxford: Oxford University Press.
-Newmark, P. (1988a). A Textbook of Translation. Hertfordshire: Prentice Hall.
-Newmark, P. (1988b). Approaches to Translation. Hertfordshire: Prentice Hall.
-Pienemann, M. 1989: Is language teachable? Applied Linguistics 10, 1:52-79.


 

The Freelance Translator and PayPal

© By Anita Karlson Henssler
A freelance translator (English, German and Danish into Norwegian).
Join
PolarZone - her Free Newsletter for the Freelancer.
CH-4313 Moehlin,
Switzerland

 

One problem most freelance translators are faced with is how to receive payment. In particular: How to receive payment for small jobs. Many translation agencies are reluctant to pay small fees via wire transfer due to the transaction fees; often they will send you a check instead. And I suppose I don't have to tell you: The banks charge an enormous commission when you come and want to cash in your check.

Then along came PayPal...

Basically PayPal lets you send and receive payment over the Internet. It bases its service on the existing bank and credit card networks, but it is not a bank in itself.

Registering is free; all you need is an email address. Sending money is free - receiving money however, is not. You pay 3.4 % of the received amount unless you are receiving Dollars; in this case you pay 2.9 % of the received amount. Then you have to pay a flat fee for each transaction: 0.35 Euros or 0.30 Dollars. In addition you have to pay a cross boarder fee of 0.5 % - 1.0 % if you receive payment from someone located in another country.

Then you have to pay a small fee when you withdraw your money to your regular bank account. (Unless your bank is located in the United States; then you don't have to pay this fee.) How much this fee is depends on the country you are located in. I for instance live in Switzerland and have to pay 0.50 CHF to withdraw to my account. Banks in countries within EU, except the United Kingdom, all charge 1.0 Euro.

Let us have a look at an example. I perform a small translation and charge a minimum fee of 20 Euros. 3.4 % of 20 Euros is 0.68 Euros, plus the flat fee of 0.35 Euros. Add the cross boarder fee of 1%, which is 0.20 Euros. So, of my 20 Euros PayPal takes 1.20 Euros. In addition I have to pay the fee of 0.50 CHF for withdrawing the money to my regular bank account.

If the agency sent me a check instead of using PayPal, my bank would charge 7.50 CHF (4.80 Euros) for cashing the check for me. Each bank has its own fees for cashing checks and receiving wire transfers. But for smaller amounts PayPal is definitely the cheapest way of accepting payment. You will have to do a small calculation and see how large amounts you can receive before the PayPal fees exceed the fees your bank charges.

But is it safe?

Most freelance translators using this way of receiving payment are satisfied with the service and have had no problem with PayPal. I have only heard of one-two translators having their accounts frozen by PayPal for no legitimate reason.

Some negative aspects of PayPal

The problems with PayPal only start when you have a problem, so to speak. Solving a problem can be very time-consuming and frustrating, and in many cases no solution is reached. Their customer support is not exactly something to brag about. It is very difficult to get behind their wall of auto responders and answering machines!

Another thing to be aware of are scams. There are numerous scams around, from people sending out emails pretending to be from PayPal asking you to confirm your credit card number, to hackers entering your account and spending all your money.

Other negative aspects of PayPal are that it is not available in all countries and you can only receive payment in a few currencies.

By using PayPal you take a large risk compared to using the traditional banking system. The chance of loosing your money is there. At the moment there are several lawsuits filed against PayPal and a lot of people who have lost money and not received any compensation. Have a look at these web sites:

www.paypalwarning.com
www.aboutpaypal.org

 

A few tips for using PayPal

The majority of the people having problems with PayPal are people selling items via auctions etc. Some examples: Payment is cashed from the buyers account and not transferred to the sellers account. A buyer uses a stolen credit card number to purchase items from you and your account risk being frozen for being involved in criminal activity.

As long as you use PayPal to receive money and don't connect your PayPal account to a credit card the risk is relatively low. In the worst case you could loose the money available on your PayPal account, for whatever reason: hackers getting into your account, PayPal freezing your account etc.

Having read a few of the horror stories about PayPal, I am very cautious using their system. But I still use it for receiving small payments. Basically out of a lack of alternatives. PayPal was the first company to offer this kind of service, and for a long time it was the only company providing this service.

In the last year or so a few other companies have started providing the same service or very similar services. Most of them are very new companies and still not industry standard. When I ask agencies if they pay via Moneybookers for instance, they have never heard of this. But many of them can offer payment through PayPal.

I am sure we soon will have very good alternatives. But for now it seems we are stuck with PayPal whether we like it or not.

Guidelines for using PayPal

The only advice I can give is to be careful using PayPal. Here are some tips to help minimize the risk of loosing money through PayPal.

1. Only receive smaller amounts through PayPal.
2. Never leave large amounts on your PayPal account: Withdraw your money as soon as you have a couple of hundred Euros/Dollars.
3. Access your account and check that everything is ok each time you expect to receive payment.
4. Be prepared to loose the money on your account.

Towards A More Equitable Pricing Structure: A Translator's Perspective

 have been a professional translator for over 20 years in Canada, one place in this world where translation is regarded as what it really is: transferring messages between different cultures. In Canada, we have two main official languages, English and French.

In this article, I take issue with certain claims made by translation memory (TM) and content management system (CMS) vendors. In addition to the lingo of "fuzzy matches" and "exact matches," there is the publicity claiming, "Don't pay twice to translate the same word," and "Save up to 80% on your production costs." I beg to diverge on that last one. My figures are a bit different. First, one must understand what is the target, and what can be obtained from it.How is redundancy billed?
What does it imply if it is saved from the translation bill?

Most translation work is paid on a per word basis. This system is far from perfect, but all in all, everyone has become accustomed it. Some word combinations can easily be translated easily, while others are tough. Some parts of text are repeated, while others require endless research to solve ambiguity. In fact, it turns out that pricing based on the concept of word count is a sort of package deal that assumes that some parts will pay a lot, while others will hardly pay at all.

For translators, reusing parts of text that have been previously translated, either in the same text or in previous texts, has always been part of the price billed to customers. However, TM has radically altered the way in which translators do their work. Yet, pricing schemes and cost structures rarely take this into account.What share of the savings should the customer expect?

The customer should expect his fair share of the savings that new technologies bring, but not those very ambitious figures provided by software vendors. The savings should be based on reality, not at the expense of individual translators.

To determine what is fair, one needs to understand the nature of texts. Some texts are what we call "narrative continuous," requiring careful attention to grammar, syntax, ambiguity, etc. "Discontinuous" texts are much easier to translate for they are usually parts lists, very standardized technical procedures and the like. They are processed on the basis of terminology rather than translation.

Outlined below are three examples that demonstrate how very often translation savings are not value-added by the new technologies.

  1. Course manuals for students and trainers. The trainer's manual contains 100% of the student's text, plus additional explanations and test answers inserted throughout the text. [3 scenarios]
  2. An updated release of a user's guide in which 80% of the words are recurring. However, there is no log of changes in the text. Since the software is a new release, the structure and formatting of the document have been changed. [2 scenarios]
  3. A list of items for a catalog of office supplies. Around 90% of the items are the same as in the previous release of the catalog, but most prices have changed.
Example 1: Course Manuals for Students and Trainers (Scenario 1)

The customer's project manager (PM) is both technically and linguistically qualified to do a good translation herself. She hopes that the student's manual will cost nothing, since the text is contained in the trainer's manual. The company has recently invested in a TM package.

  1. The PM outsources the text and requires the translator to create a TM for the user's manual. The translator uses the same software as the company, so she analyses the text and submits her bid. Since there are almost no internal matches identified by the tool, she knows that she will gain nothing in the short term while translating the trainer's manual. In addition, she will spend time to enter sentences into TM. NOTE: The trainer's manual contains 30% more text than the student's manual.
  2. During the translation of the trainer's guide, the translator retrieves around 10% of the text, i.e., sentences that are similar to others in the same text, and reuses them. Result: the translator saves time on around 10% of the sentences, but she loses 10% because of the additional time required to use TM. In addition, she must now invest a certain amount of time to modify these retrieved sentences, usually around 40% of the time required to translate the same sentences without TM. Therefore, the translator really ends up spending 10% to save 6%, giving away 4% to the customer.
  3. The translator now returns this text, along with its new TM, to the customer. The PM then sends the student's manual with the newly created TM to the same translator. The latter knows that she must carefully proofread the text to ensure that everything is correct, and that there is nothing abnormal in the memory. This type of proofreading requires approximately 20% to 30% of the time normally needed for a full translation.
  4. Time must be added to review the quality of the TM. History shows that resolving technical problems and managing TMs take around 10% of the total translation time. Obviously, when a translator has little or no experience with TM, the review time is longer.
  5. Total time spent at this point in the process by the independent professional translator: 20% (proofreading) + 10% (fixing problems and managing TMs) = 30%.
  6. In this case, the formatting of the two manuals is not identical, so the PM must spend an additional 10% of her time proofreading. This brings the total time spent to retrieve text that contains exact matches up to 40%.

FINAL RESULT: In this case, the customer will almost certainly be frustrated, since her expectation was a 100% savings on the user's manual. However, her savings has shrunk to 60%, even though the translator has given up 4%, too, rather than paying for her software. There is a "negative added value" for the translator. The overall cost of the process is 44%.

An archaic invoice for this project would look as follows: transXTable1

A more realistic invoice for this project would look as follows
 

transXTable2

 
There is only a difference of $785.00 between the two types of invoices: a pittance for most companies, small or large, yet very important to an independent professional translator. Example 1: Course Manuals for Students and Trainers (Scenario 2) The customer expects a 100% saving since he has just bought a new software program that stores phrases in terminological databases and allows him to modify text alignment at will.
  1. The PM sends the text to be translated at the normal rate.
  2. When the translation returns, he aligns it very quickly.
  3. He then validates the alignment, which should take around 3% of the normal translation time. Since he needs to align 130% of the student's manual, 3% becomes 4%. He must also create entries in the database, which takes around 10 % of the translation time.
  4. The PM must invest approximately 10% of his time to maintain the memories.
  5. He applies the translation memory to the text of the student's guide.
  6. He must proofread the text to make sure that it does not contain any false translations. This requires at least 20% of translation time.
  7. Partial totals for time spent: 4% for alignment, 10% for entries, 20% for proofreading, 10% for TM management, which add up to 44%.

The customer expected a 100% saving, which has now be reduced to only 56%. What does it take to save the 70% and more promised by TM vendors?Example 1: Course Manuals for Students and Trainers (Scenario 3)

The customer expects a saving of 100% on the student's guide, even though his company has not invested in TM software. Instead, he hires a translator, who is the proud owner of this state-of-the-art new software, and agrees to bill only 10% on the 100% matches, since it is the machine that will do all of the work. The translator assumes that 10% for a few minutes of work is good enough.

  1. The translator translates the manual and enters each and every sentence in the memory. Doing so lengthens his working time by 10%. Since his TM software does not recognize fuzzy matches, he receives no compensation for those. Of course, managing his translation memories also takes a toll of 10% on his time. However, he does this willingly, assuming that his investment will pay off someday.
  2. When the translator receives the second document, he is able to retrieve most of the text. However, he must now spend approximately 10% of his translation time in formatting.
  3. The translator must then verify that every translation is in the correct place, which takes around 10% of the translation time, and then translate the few phrases and sentences that were not retrieved by the software (e.g., the insertion of a paragraph in the middle of a sentence, etc.).
  4. TOTAL: the translator has now spent an additional 40% of the translation time, but has only billed 10%. This represents a mortgage on holidays for a few years if he continues to work this way!

FINAL RESULT: The customer is happy, having almost realized his expected 100% savings. He also believes that he has been generous with the translator. He will tell everybody that implementation of such software can generate savings of up to 90%.

Of course, the reality is that a large part of the savings has come directly out of the translator's pocket. The added value has been largely overstated and constituted a transfer of expenses from the customer to the supplier.Example 2: Updated Release of a User's Guide (Scenario 1)

The customer expects savings of 80%, since the TM software recognizes 80% of the words.

  1. The PM sends the project out to bid and finds a translator willing to accept an 80% reduction in his normal rate. However, he requires the customer's TM.
  2. The PM provides the TM, but this product stores the sentences and the terminology in the same repository, handling complete sentences and phrases in the same manner. The translator, on the other hand, has invested in an industry-standard product that distinguishes between terminology, phrases and sentences. Therefore, a large volume of the words recognized by the software of the customer is of no use at all to the translator.
  3. The translator imports the memory, only to discover that a large percentage of words recognized by the customer's software are not recognized by his package. At this point, only 36%, instead of 80%, of the text is recognized.
  4. The translator has just lost a full hour playing with the content and the conversion. He calls the PM and explains the situation. The PM does not need his software right now, so he sends the dongle and the software to the translator, who then invests a few more hours to familiarize himself with the product.
  5. This time, the results are 80%. However, since the software does not always insert the correct gender, i.e. feminine or masculine, in phrases that make up translation units, the translator realizes that he must spend as much time using TM as it would have taken to do the full translation. Therefore, his real savings are approximately 25%, and when he finishes the job, he is totally exhausted.
  6. TOTAL: the translator bills 20% for 75% of his effort, plus he does not charge for the hours required to convert the TM, learn the new product, etc. On top of this, if he doesn't win more contracts in which he can use the same software, he will lose the knowledge that he has gained.

RESULT: The customer is satisfied, but the translator is short-changed, similar to the crow in a Lafontaine tale.Example 2: Updated Release of a User's Guide (Scenario 2)

The customer has been told that 80% of the words are the same as in the last version. He believes the text comparison feature in his software and therefore expects an 80% savings.

  1. His PM has processed the previous text with an industry-standard TM product that handles sentences and phrases separately. Around 30% of the sentences are exact matches, while 50% are fuzzy matches.
  2. When sent out for bid, translators respond with a cost of 20% for exact matches and 75% for fuzzy matches. After some negotiation, it is agreed that it will be 10% for exact matches and 50% for fuzzy matches. Translators often consider that reviewing context takes roughly 10% of the translation time, while fuzzy matches require between 30% and 75% (due to gender, verb tenses and the like).
  3. The PM sends the text to the freelance translator who processes the text. Of course, he has to work a lot on the formatting, which varies from the last version, because customers always want their texts to look "better and improved." However, the translator is satisfied overall.
  4. The translator then bills 50% of words at 50% for fuzzy matches, that is 25% + 10% of the 30% (exact matches), that is 3%, plus the remaining full 20% which is brand new text.

RESULT: Rather than paying 20% of the total bill, the customer will pay a more equitable 58%. The customer feels a bit of frustration, but in fact, he just paid the right price.Example 3: Updated Office Supply Catalog

Here is a glorious exception where the customer can save 70%, 80% or more, especially if there is an item ID that clearly identifies the item. In this case, the translation probably doesn't even need to be proofread since only the prices have changed. But...do we really need TM for such projects? Wouldn't a database containing the description in the appropriate languages, a place for a conversion factor for the various currencies and a price field be a better solution?  

A translator is a language specialist who understands creative uses of language and that sentences can be ambiguous due to neologisms, false friends, etc. He is familiar with and knows how to handle the many other challenges in correctly translating the reality of one culture into another. A translator's compensation should reflect this. A more equitable bill for some of the work described in the examples above would look something like this:

transXTable3

This is a difference of $1,195… equal to 87% of what the translator was paid! In other words, the translator has been paid a little bit more than half of what he should be! However, everyone seems to find it normal that the parts that are particularly lucrative should be deducted from the translator's wages.

Let me be clear, I don't want to say that we should reject TM software. It is clear that these software are here to stay, and that they are very often productivity enhancers. However, the added value must be shared with translators, instead of becoming a pretext to minimize the importance of good work.

As a matter of fact, many of the words counted as "saved" by TM tools are, in fact, as easy and fast (sometimes faster) to handle through a good global replacement feature. E.g., when there is a sentence in English instructing a user to do XXX and then to "press Enter," it can easily and quickly be translated into French with the same text every time ["et appuyer sur la touche Entre (Enter)"].

Preprocessing text with Content Management Systems

This is worst than bad! CMS vendors claim, "You only have to pay for the new content." In real life, that means that the translator receives a few sentences, or a paragraph, and must read many paragraphs to understand the context each time.

In addition, language aspects such as gender, formality, etc. are not really handled by these systems that pretend to manage content. In fact, these programs only manage changes, and usually do it right only in English. In some instances, a gender change may imply in a language such as French or Spanish that all other sentences with gender-specific content must also be reviewed and changed. Also, depending on who is speaking, the social conventions may change completely the way things are said in another language. For example, in Canada, if I don't know the person to whom I am speaking, I use the pronoun "vous", while I use "tu" if I am speaking to a friend. To be polite in some countries may mean doing business or not (as in Japan).

Elements that should be considered for an equitable evaluation Text Type: Continuous or discontinuous

Usually, a translator earns more for continuous text than for discontinuous text.

Sentence Length

As mentioned earlier, headers, footers and titles in general are easy to translate. The fact that a program can match them to their respective translations automatically does not necessarily speed up translation. Even worse is the fact that some tools force translators to confirm each occurrence of a phrase, actually making the job much, much longer. Yet, customers demand rebates for the imagined savings, at the translator's expense. Shame!

Customer Loyalty

If customers always sent their texts to the same translator, at least the investment in TM would make financial sense for the translator. However, reality is a bit different. Large corporations usually have more than one translation provider, while some prefer to handle their own TMs.

Far too often, the following happens: a translator translates a text for the first time, inserting all of the translation into a TM. However, when the corporation updates the product, it sends the first TM to a different translator who bid half a cent less than the first translator. Translators should charge to use an empty translation memory, since next time, the company will demand that the price of the translation be lower.

Why not be equitable?

Some people say that translation is the main cost of some products or services. Then, if it is the main cost, it is probably also the main revenue multiplier.

Suppose that a company produces something in English, and then translates into languages that have ten times less people in terms of customers. With each new translation, there is a new market, new opportunities. Butif you consider it only as a cost, then all you want is to lower that cost.

Let's look at two examples. A home appliance manufacturer in Canada is able to produce a microwave at an excellent price/quality ratio. The company is proud of its product and decides to include a book of recipes with lots of illustrations on high gloss paper. Making such a book really costs a lot, so they decide to "save" on translation.

The book has approximately 150 pages with around 10,000 words. The company provides each customer with two books, one in French and one in English. A very well-paid translator charges 25 cents a word, so the total translation bill is $2,500.

At the risk of damaging its image with a poor translation, the company might be able to save at most $2,000 by sending the text to a less-qualified translator. People who view translation only as a cost factor probably think this is great. However, customers reading a poorly translated book will probably think that anyone making such a decision should be fired.

Hardly anyone will contest the claim that translation is one of the main costs in the software industry. I say that this is perfectly false! Let us suppose that a good programmer writes an award-winning computer-based training program to teach Java. He sells 1,000,000 copies in English. When he and his editor consider the second release, they want to increase sales by improving the software. However, the real revenue-generating opportunity lies in allowing people who do not speak English access to the software by translating it.

Each new language implies a cost, yet generates a certain amount of income… not bad! Eventually, if a good translation always generates 100 or 1000 times its cost, all one can hope is that this type of cost will reach millions.  Translation should not be considered only as an expense, but rather as an essential part of development. It should receive as much funding as any other essential activity. A poor translation causes as much trouble as poor writing. And poor writing is like delivering a program made at lower costs, but full of bugs. It is a guaranteed path to bankruptcy.

Customers do not buy services that are under a certain level of quality. The translation delivered in high tech industries very often is just on that tiny line.

However, trying to reduce translation costs is normal when it is done in the same manner as trying to reduce other costs. Would you change your programmers for a matter of 2% in their salaries? Well, lots of companies do just that with their translation providers, without having the faintest idea as to whether the lowest bidder can actually deliver reasonable-quality translation at a fair price.


- Translator X from Canada

How to calculate your per word rate

 By Korina Hansel,
an experienced Germany-based freelance translator & author
and member of the Babelport SiteTeam,
Leipzig, GERMANY

Over the past decades, due to the advance of technology but also that of globalization, translators have wittnessed a severe decline in rates and an increase in the number of customers looking for the lowest rates. But how much should you charge?
 
When you are quoting for jobs you will almost always be asked for your rates, which are usually given per word. In order to be able to do so, you will have to calculate exactly what your costs of living and running your business are. Take into consideration how much you could work per day and month and break this down to a price per word figure.
For example, if you are working from home and your rent is 600€ per month and you need another 1000€ for all additional costs (telephone, insurances, food, car etc.) you will need to make at least 1600€ per month. Ideally you could work 5 days a week and 8 hours per day.
However, not all this time can be spend translating, you will also have to spend time on organizing, marketing your services, writing invoices and all other things related to working as a freelancer. Moreover, you cannot count on receiving enough work to keep you busy 40 hours a week, especially not when you are just starting out. So let's say you manage to receive as much work as to keep you busy for 3 days a week on average.
If you can translate 2500 words per day (proofreading your own translation included) your total output per month would amount to roughly 30.000 words which means that your price per word would have to be at least 0.053€ in order to cover your basic costs only. Therefore, your minimum charge cannot be less than this rate unless you can count on receiving more work each month on a regular basis.
The same principle applies of course if you are charging your customers by the hour, which is usually the case for proofreading, DTP related work and the like. Taking the figures used above, your minimum hourly rate would be roughly 17€ (1600 divided by 4 weeks divided by 24 [the number of hours you assume to be able to work for a client]).
 
Please keep in mind that these figures are only used as an example and that they may vary depending on your personal situation. By using our PriceCalculator , which you can find under Tools / Extras --> PriceCalculator, you can easily find out what your minimum rate would have to be. (Of course the sky's the limit - ideally!)
When negotiating your prices with your clients you should emphasize that you are also running a business, just like they are, and that, therefore, your prices are calculated economically. Depending on where you are living your minimum rate might be higher or lower than the average price. But you should keep in mind that not only prices but more importantly quality assures long-term business relations. So your own rates, even if they should be higher than that of others, are justified if you can deliver quality work on time.

 


Is Translation art, craft or science?

 
Abstract
 Throughout history, translation has made inter-linguistic communication between peoples possible. Theoretically, one can consider translation a science; practically, it seems rational to consider it an art. However, regardless of whether one considers translation as a science, art, or craft, one should bear in mind that a good translation should fulfill the same function in the TL as the original did in the SL.
 
Key words: Culture, SL, TL, Translation.
 
1. Introduction
Human beings, throughout history, have made an effort to take advantage of various methods of communication with the intention of utilizing the knowledge of other nations and endeavoring to preserve this knowledge for the coming generations. As the most effective methods of communication, language has been employed to satisfy the very need of communication. The predicament that may emerge as an obstacle in the way of communication seems to be the fact of dissimilarity of languages throughout the world. In today's world, communication between different nations with different languages is feasible through translation.
 
2. What is translation?
What is translation? Webster's New World dictionary defines "to translate" as follows:
  1. to move from one place or condition to another; transfer; specif., a) Theol. to convey directly to heaven without death, b) Eccles. to transfer (a bishop) from one see to another; also, to move (a saint's body or remains) from one place of interment to another;
  2. to put into the words of a different language;
  3. to change into another medium or form to translate ideas into action;
  4. to put into different words; rephrase or paraphrase in explanation;
  5. to transmit (a telegraphic message) again by means of an automatic relay (as is cited by Yazdunpanuh, 2000:1)

Whether translation is regarded as a science, art, or craft, a good translation should play the same role in the TL as the original did in the SL.
Lewis (1958:265) writes that "translate" is formed from the Latin "trans+latus", which means "carried across". Foster (1958:1) considers translation as the act of transferring through which the content of a text is transferred from the SL into the TL. Not taking culture into consideration, Catford (1965: 20) points out that, "translation is the replacement of textual material in one language by equivalent textual material in another language. In this definition, the most important thing is equivalent textual material; nonetheless, it is unclear in terms of the type of equivalence. For Levy (1967:148), "translation is a process of communication whose objective is to import the knowledge of the original to the foreign reader?" Echoing the similar viewpoint, Savory (1968:37) believes that translation is made possible by an equivalent of the idea that lies behind its different verbal expressions.
Translation, whose beginning can be traced back to the Tower of Babel (Finlay, 1971:17), is defined as "a bilingual mediated process of communication which ordinarily aims at the production of a TL text that is functionally equivalent to a SL text" (Reiss, 1971:161). Furthermore, regarding the definition of translation, Brislin (1976: 1) notes:
The general term referring to the transfer of thoughts and ideas from one language (source) to another (target), whether the languages are in written or oral form; whether the languages have established orthographies or do not have such standardization or whether one or both languages is based on signs, as with sign languages of the deaf.
 
In a similar position, Pinhhuck (1977: 38) defines translation as "a process of finding a TL equivalent for an SL utterance." Moreover, Wilss (1982: 3) points out:
Translation is a transfer process, which aims at the transformation of a written SL text into an optimally equivalent TL text, and which requires the syntactic, the semantic and the pragmatic understanding and analytical processing of the SL.
Nida (1984:83) points out: "translation consists of reproducing in the receptor language the closest natural equivalent of the source language message, first in terms of meaning and secondly in terms of style." Likewise, translation, as Bell (1991:8) asserts, involves the transfer of meaning from a text in one language into a text in another language.
 
Spivak (1992), considering translation as "the most intimate act of reading" (p.398), writes that, "unless the translator has earned the right to become an intimate reader, she cannot surrender to the text, cannot respond to the special call of the text" (p.400). In general, what seems to be understood as translation, as Bassnett (1994) writes, includes rendering an SL text to a TL text "so as to ensure that 1) the surface meaning of the two will be approximately similar, and 2) the structure of the SL will be preserved as closely as possible but not so closely that the TL structures will be seriously distorted" (p.2).
Considering the translator as a learner, Robinson (1997:49) puts forward that "translation is an intelligent activity involving complex processes of conscious and unconscious learning". He maintains that, "translation is an intelligent activity, requiring creative problem-solving in novel, textual, social, and cultural conditions" (p.51).
 
Hatim and Mason (1997:1) consider translation as "an act of communication which attempts to relay, across cultural and linguistic boundaries, another act of communication." In most cases, according to Houbert (1998:1), "translation is to be understood as the process whereby a message expressed in a specific source language is linguistically transformed in order to be understood by readers of the target language". From a different view point, Nogueira (1998:1) asserts that, "translation is a service business". Moreover, Hatim and Mason (1990:1) affirm that, "translation is a useful case for examining the whole issue of the role of language in social life."
 
Translation can also be taken into consideration as "the process of establishing equivalence between the source language texts and target language texts" (Sa'edi, 2004:242), which aims at passing on "an understanding to people in their own language and create the same impact as the original text" (Galibert, 2004:1).
Etymologically, "translation is a "carrying across" or "bringing across": the Latin translatio derives from transferre (trans, "across" + ferre, "to carry" or "to bring")" (Translation, 2005:1). Additionally, Kaur (2005:1) defines translation basically as "a problem-solving task"; however, Sugimoto (2005:1) points out:
Simply speaking, translation is the exchange of one set of clothes for another set of clothes that will cover the same meaning or thought. However, when we think of translation culture, first we must understand its background and give some thought to the age in which it was born.
Translation, as Adewuni (2000:1) puts forward, "is a reality despite the complications and doubt attached to it based on the nature of the elements involved, the languages, the cultures, and the translator."
 
Observing translation as a form of cross-cultural communication, Tianmin (2000:1) asserts that "translation is simultaneous decontextualization and recontextualization, hence is productive rather than reproductive . . . . Translation is never innocent."
 
2.2. What is good Translation?
 
Various scholars have recommended an assortment of factors that a fine translation should take into consideration. For example, the French scholar, Dolet (1509-1546), suggests that, in order to produce an adequate translation, a translator should "avoid the tendency to translate word for word", since word for word translation, as Dolet (1509-1546) explains, "misinterprets the original content and spoils the beauty of its form" (cited in Miremadi, 1993:74). Furthermore, Tytler (1790) substantiates that in a good translation "the style and way of the exposition should be the same as in the original" (cited in Miremadi, 1991:93).
Showeman (1916, as cited in Miremadi, 1991:34) considers translation as "a sin"; however, regarding translation as a necessity, Philimore (1919:4) considers it food for the development of a young language. Regarding the ideal in translation, Souter (1920:7) claims that, "our ideal in translation is to produce on the minds of our readers as nearly as possible the same effect as was produced by the original on its readers."
 
Nevertheless, Belloc (1931:22) believes that a good translation must possess the potential of being evaluated "like a first-class native thing". He maintains that translation must "consciously attempt the spirit of the original at the expense of the letter" (p.153).
Concerning the importance of an adequate translation, Bates (1943:7) claims that, "nothing moves without translation . . . . No change in thought or in technology spreads without the help of translation." Nevertheless, not all kinds of translations can lay claim to such importance. Edwards (1957:13) points out that, "we expect approximate truth in a translation . . . What we want to have is the truest possible feel of the original." Knox (1957:5) echoes the same viewpoint when he points out that translation should be "read with the same interest and enjoyment which a reading of the original would have afforded." Therefore, it seems that both Edwards (1957) and Knox (1957) believe in 'equivalent effect' as a criterion of a good translation.
 
In the view of Foster (1958:6), the only good translation is one "which fulfils the same purpose in the new language as the original did in the language in which it was written." A good or true translation, as Nabokov (1964: viii-ix) claims, is literal translation: "rendering as closely as the associative and syntactical capacities of another language allow, the exact contextual meaning of the original"; thus, he concludes that, "only this [literal translation] is true translation."
Word for word translation does not seem to be considered as a good one by Nida (1964), since such renderings, "generally make for a doubtful translation" (p.14). Regarding correctness of a translation Nida (1971:185) points out:
 
Ultimately, however, the correctness of a translation must be determined not in terms of the corresponding sets of words, but on the basis of the extent to which the corresponding sets of semantic components are accurately represented in the restructuring. This is essential if the resulting form of the message in the receptor language is to represent the closest natural equivalent of the source-language text.
As Burton (1973:13) indicates, one type of translation, namely the literal translation, "is a lie; it is a fake and fraud"--rather than considered a good translation. However, in today's world we are fundamentally dependent on translation, even though it emerges in its literal form; since, as Chute (1978, as cited in Miremadi, 1391:21) points out, "without translation, our world would narrow mercilessly."
 
Echoing the similar idea of Nabokov (1964), Newmark (1988a) points out that, "Literal translation is the first step in translation, and a good translator abandons a literal version only when it is plainly inexact or . . . badly written. A bad translator will always do his best to avoid translating word for word" (p.76).
Miremadi (1991) quotes Eastman to state that, "almost all translations are bad" (p.33). Furthermore, Newmark (1991:34) affirms what he calls Nida's (1975) "classical definition of translation as 'the reproduction of the closest natural equivalent of the source language message,'" and maintains that, "in fact, this type of translation is distinguished by its elegance and concision, its attention to a natural word order, to the deployment of clauses and phrases more frequently used than their formal equivalents in the source language, to the occasional unobtrusive distribution of the meaning of important 'untranslatable' words (e.g. 'privacy', éclat, sauber, casanier, etc.) over two or three target language words or a clause: a good translation is deft, neat, closely shadowing its original". Nonetheless, Abdulla (1994:70) holds that a successful translation is one that attempts to preserve "the appropriate stylistic resources of the target language."
Furthermore, a good translation, as McNamara (2002) notes, "must use the same register" (p.6). In this respect Warren (2004:1) points out:
The translated text has long occupied a relatively low status within the academic culture, due to its seemingly derivative and secondary nature. Lacking the 'originality' still valued by many teachers and students of literature, translations generally only gain firm purchase in literary history when they somehow manage to surpass their source and to function as 'autonomous' expressions. And yet translation is ubiquitous in medieval writing practices, literary and non-literary alike.
 
2.3. Is Translation art, craft or science?
 
Is translation a scientific study or artistic endeavor, researchable theory or technical craft, a branch of linguistics or of literature? Being utilized as a means to act as a bridge between two cultures, translation seems to be a complicated and multi-faceted activity or phenomenon.
According to Benjamin (1923), the twentieth century has been called the age of 'reproduction' or, as Jumplet (1923) points out 'the age of translation' (as cited in Newmark, 1988a:1); however, the constant debate as to whether translation is an art or science has a long history. Some scholars may argue that translation is a process of creative thinking; consequently, it is subjective and cannot be systematized by laws.
In spite of the fact that translation currently plays a crucial role in the world's affair, it has always been considered as second-hand art. In this regard, Belloc (1931:6) believes that translation, "has never been granted the dignity of the original work, and has suffered too much on the general judgment of letters."
As Savory (1957:49) claim, "it would almost be true to say that there are no universally accepted principles of translation, because the only people qualified to formulate them have never agreed among themselves"; therefore, he does not tend to consider translation as a science.
According to Kelly (1979:51), Hieronymus (also known as St. Jerome, 4th century A.D) as well as others followed Cicero's 9106-43 B.C) claim constantly that translation was a branch of oratory, and Holmes (1979a:23), specifying two branches of translation studies, namely pure and applied, points out that the aim of pure translation studies is to describe the phenomenon of translation and to investigate all related aspects of it; however, applied translation studies focus on the application of translation theories to such aspects of translation as translation practice, the teaching and learning of translation. He believes that all factions of translation are interrelated and their relationship is dialectical; however, Toury (1995:7) puts forward that the relationship between pure and applied translation studies is unidirectional--theoretical studies serve as a nurturing source for the applied studies. Furthermore, Toury (1982:7) believes that translation, as a cognitive science, has to reach beyond linguistics, and calls it "interdisciplinary"; consequently, it seems that he considers translation a science. This science seems to be warmly welcomed by some scholars in the form of 'word for word.' For instance, Norton (1984:59) quotes Horace (65-8 B.C) to state that, "it is the duty of a faithful interpreter to translate what he undertakes word for word."
 
Nevertheless, Chukovskii (1984:93) does not take translation into consideration as a science when he confirms that, "translation is not only an art, but a high art." Moreover, Newmark (1988a), referring to translation as "a craft" (p.7), believes that literal translation is, "the basic translation procedure, both in communicative and semantic translation, in that translation starts from there," and he goes as far as to claim that literal translation above the word level is, "the only correct procedure if the SL and TL meanings correspond" (1988b:70).
 
Some scholars consider translation a science. Though the most salient features of a field of science are precision and predictability, Berkeley (1991:83) notes that some sciences, principally those dealing with the humanities, do not attain a one hundred percent predictability level. Miremadi (1991:39) writes that, "whether translation is considered an art or a science, it is, in its modern sense, a by-product of a long history of trials and errors, developments, improvements and innovations." Furthermore, Long (1996:10) believes that the desire for creating a science of translation seems to be a mere wishful thinking. A similar idea is echoed by Zaixi (1997:339), who writes that "Translation is a process, an operation, an act of transferring. It is mainly a skill, a technology that can be acquired. In the meantime, it often involves using language in a creative manner so that it is also an art. However it is by no means a science." On the contrary, he maintains that, "the subject which takes translation as its object of study must be treated as a science, because it is a system of knowledge, about translation, aiming to expose the objective laws about the process of translation" (p.340).
However, Baker (1998:4) points out that translation is a separate academic discipline which, "like any young discipline, ... needs to draw on the findings and theories of the other related disciplines in order to develop and formulate its own methods." Nevertheless, distinguishing between science and translation, Karra (2000:1) writes that "my colleagues never understood why I chose the world of translation over science."
However, Gabr (2001:2) considers translation both a craft and a science when he writes that "translation being a craft on the one hand, requires training, i.e. practice under supervision, and being a science on the other hand, has to be based on language theories". However, claiming a literary translation to be a device of art, Herzfeld (2003:110) writes that literary translation used to release the text from its "dependence on prior cultural knowledge."
Nonetheless Azizinezhad (2004:3) points out:
 
Translation has a lot in common with arts as well as sciences. It sometimes becomes highly dependent on the idiosyncrasies and intuition of the translator. Like composers and painters, translators often find their own moods and personalities reflected in their work. The major factor that prevents translation from being considered an art is that, unlike translators who have to solve a range of different problems, the defining factor of an artist's work is esthetics.
Translation is an art, not a science; like most arts, it is a lot more complicated than it looks. (Translation, 2005:2)
Many newcomers to translation wrongly believe it is an exact science, and mistakenly assume that a firmly defined one-to-one correlation exists between the words and phrases in different languages which make translations fixed, much like cryptography . . . . There is also debate as to whether translation is an art or a craft. Literary translators, such as Gregory Rabassa in "If This Be Treason" argue convincingly that translation is an art, though he acknowledges that it is teachable. Other translators, mostly professionals working on technical, business, or legal documents, approach their task as a craft, one that can not only be taught but is subject to linguistic analysis and benefits from academic study. Most translators will agree that the truth lies somewhere between and depends on the text. (Translation, 2005: 2)
 
3. Conclusion
Translation studies can be regarded as a science. However, if we take the product of translation into account, it seems rational to think of it as a craft or art. Whether translation is regarded as a science, art, or craft, it seems significant to note that a good translation should play the same role in the TL as the original did in the SL.
 
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Bassnett-McGuire, S. (1980). Translation studies. London & New York: Methuem.
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Berkeley, R. B. (1991). The craft of public administration. UK: Brown Publishers.
Brislin, R. W. (1976). Translation: application and research. New York: Gardner Press Inc.
Catford, J.C. (1965). A linguistic theory of translation. London: Oxford University Press.
Chukovskii, K. (1984). The art of translation. London: Oxford University Press.
Edwards, A. D. (1957). Language in culture and class. London: Heinemann.
Finlay, I. F. (1971). Translating. Edinburgh: The English University Press.
Foster, M. (1958). Translation from/into Farsi and English. Retrieved April 1, 2007 from http://www.parsa-ts.com/index.htm
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Grammatical Conversion in English:


Grammatical Conversion in English:

Some new trends in lexical evolution

by Ana I. Hernández Bartolomé and Gustavo Mendiluce Cabrera
Universidad de Valladolid


1. Introduction

English is a very productive language. Due to its versatile nature, it can undergo many different word formation processes to create new lexicon. Some of them are much lexicalised—such as derivation or compounding. However, new trends are pointing up in the productive field. This is the case of the minor methods of word-formation—i.e. clipping, blending—and conversion. As they are recent phenomena, they have not been much studied yet. Even scholars differ in their opinions about the way they should be treated. There is only one point they all agree with: these new methods are becoming more frequently used. For example, conversion will be more active in the future, and so, it will create a great part of the new words appearing in the English language (Cannon, 1985: 415).

Conversion is particularly common in English because the basic form of nouns and verbs is identical in many cases.
This paper will attempt to analyse in depth the behaviour of one of these new word-formation methods: conversion. It is probably the most outstanding new method in the word-formation panorama. It is a curious and attractive subject because it has a wide field of action: all grammatical categories can undergo conversion to more than one word-form, it is compatible with other word-formation processes, and it has no demonstrated limitations. All these reasons make the scope of conversion nearly unlimited.


2. Definition, terminology and characteristics

"Conversion is the derivational process whereby an item changes its word-class without the addition of an affix" (Quirk, Randolph and Greenbaum, 1987: 441). Thus, when the noun 'sign' (1) shifts to the verb 'sign(ed)' (2) without any change in the word form we can say this is a case of conversion1. However, it does not mean that this process takes place in all the cases of homophones (Marchand, 1972: 225). Sometimes, the connection has to do with coincidences or old etymological ties that have been lost.. For example, 'mind' (3 and 4) and 'matter' (5 and 6) are cases of this grammatical sameness without connection by conversion—the verbs have nothing to do today with their respective noun forms in terms of semantics (ibid.: 243).

Conversion is particularly common in English because the basic form of nouns and verbs is identical in many cases (Aitchison, 1989: 160). It is usually impossible in languages with grammatical genders, declensions or conjugations (Cannon, 1985: 430).

The status of conversion is a bit unclear. It must be undoubtedly placed within the phenomena of word-formation; nevertheless, there are some doubts about whether it must be considered a branch of derivation or a separate process by itself (with the same status as derivation or compounding) (Bauer, 1983: 32).

Despite this undetermined position in grammar, some scholars assert that conversion will become even more active in the future because it is a very easy way to create new words in English (Cannon, 1985: 415). There is no way to know the number of conversions appearing every day in the spoken language, although we know this number must be high (ibid.: 429). As it is a quite recent phenomenon, the written evidence is not a fully reliable source. We will have to wait a little longer to understand its whole impact, which will surely increase in importance in the next decades.

The terminology used for this process has not been completely established yet. The most usual terms are 'conversion', because a word is converted (shifted) to a different part of speech; and 'zero-derivation', because the process is like deriving (transferring) a word into another morphological category with a zero-affix creating a semantic dependence of one word upon another (Quirk, 1997: 1558). This would imply that this affix exists—because it is grammatically meaningful—although it cannot be seen (Arbor, 1970: 46). Other less frequently used terms are 'functional shift', 'functional change' or 'zero-marked derivative' (Cannon, 1985: 412), denominations that express by themselves the way the process is considered to happen.

Conversion is extremely productive to increase the English lexicon because it provides an easy way to create new words from existing ones. Thus, the meaning is perfectly comprehensible and the speaker can rapidly fill a meaningful gap in his language or use fewer words (Aitchison, 1989: 161). "Conversion is a totally free process and any lexeme can undergo conversion into any of the open form classes as the need arises" (Bauer, 1983: 226). This means that any word form can be shifted to any word class, especially to open classes—nouns, verbs, etc.—and that there are not morphological restrictions. Up to date, there has only been found one restriction: derived nouns rarely undergo conversion (particularly not to verbs) (Bauer, 1983: 226). This exception is easily understood: if there already exists one word in the language, the creation of a new term for this same concept will be blocked for the economy of language. For example, the noun 'denial' (7) will never shift into a verb because this word already derives from the verb 'deny' (8). In that case, the conversion is blocked because 'to deny' (8) and '*to denial' would mean exactly the same. However, there are some special cases in which this process seems to happen without blocking. This can be exemplified in the noun 'sign' (1), converted into the verb 'to sign' (2), changed by derivation (suffixation) into the noun 'signal' (9) and converted into a new verb, 'to signal' (10). In this case there is no blocking because these words have slight semantic differences (Bauer, 1983: 226-227).

It must be pointed out that the process of conversion has some semantic limitations: a converted word only assumes one of the range of meanings of the original word. For example, the noun 'paper' has various meanings, such as "newspaper" (11), "material to wrap things" (12)... The denominal verb, though, only contains the sense of putting that material on places like walls. This shows the converted item has only converted part of the semantic field of the source item.

The aim of conversion varies with the user. Adults convey it to use fewer words, whereas children perform it in order to be understood, although they frequently produce ungrammatical utterances (Aitchison, 1989: 161). Anyway, it always helps to make communication easier. Thus, trying to gather this double functional raison d'être we have compiled our corpus of examples from international newspapers and magazines, such as The New York Times or Newsweek, and popular literature, such as the teenagers' magazines Smash Hits and Teens. The complete list of extracts can be found in the appendix.


3. Typology

There are many cases in which the process of conversion is evident. Nevertheless, conversion is not as simple as it may seem: the process is easily recognisable because both words are graphically identical; the direction of this process, though, is sometimes nearly impossible to determine. This is not very important for the speaker: he just needs a simple way to cover a gap in the language. As this paper tries to give a comprehensive vision on conversion, it will attempt to establish the direction of the process. Therefore, both the original category and the derived one will be mentioned.

The criterion to establish the original and derived item has been taken from Marchand (1972: 242-252). It focuses on several aspects:

  1. the semantic dependence (the word that reports to the meaning of the other is the derivative)
     
  2. the range of usage (the item with the smaller range of use is the converted word),
     
  3. the semantic range (the one with less semantic fields is the shifted item)
     
  4. and the phonetic shape (some suffixes express the word-class the item belongs to and, if it does not fit, this is the derivative).
     

After this analysis, intuition is still important. Verbs tend to be abstract because they represent actions and nouns are frequently concrete because they name material entities. Conversion is quickly related to shift of word-class. With this respect, it mainly produces nouns, verbs and adjectives. The major cases of conversion are from noun to verb and from verb to noun. Conversion from adjective to verb is also common, but it has a lower ratio. Other grammatical categories, including closed-class ones, can only shift to open-class categories, but not to closed-class ones (prepositions, conjunctions). In addition, it is not rare that a simple word shifts into more than one category.

3.1 Conversion from verb to noun

We shall first study the shift from verb to noun. It can be regarded from seven different points of view (Quirk, 1997: 1560). These subclassifications are not well defined in many cases. The same pair of converted words can be placed into two different categories depending on the subjectivity of their meaning. Nouns coming from verbs can express state of mind or state of sensation, like in the nouns 'experience' (13), 'fear' (14), 'feel' (15) or 'hope' (16). Nouns can also name events or activities, such is the case of 'attack' (17), 'alert(s)' (18) and 'laugh(s)' (19). The object of the verb from which the noun is derived can be observed in 'visit' (20) (with the sense of that which visits), 'increase' (21) (that which increases), 'call' (22) and 'command' (23). In the fourth division the noun refers to the subject of the original verb. Examples of this kind are 'clone' (24) (the living being that is cloned), 'contacts' (25) or 'judge' (26). Other nouns show the instrument of the primitive verb, like in 'cover' (27) (something to cover with) and 'start' (28). Finally, a place of the verb can also be nominalised, like in 'turn' (29) (where to turn) or 'rise' (9).

3.2 Conversion from noun to verb

Verbs converted from nouns have also many subclassifications (Quirk, 1997: 1561). They can express the action of putting in or on the noun, such as in pocket(ed) (30) (to put into the pocket), 'film(ing)' (31) (to put into a film) and 'practice' (32). These verbs can also have the meaning of "to provide with (the noun)" or "to give (the noun)", like 'name' (33) (to give a name to somebody), 'shape' (34) (to give shape to something) or 'fuel(s)' (35). The verbs belonging to the third division will express the action done with the noun as instrument. It can be exemplified with 'hammer' (36) (to hit a nail by means of a hammer), 'yo-yo' (37) (to play with a yo-yo) 'dot' (38) or 'brake' (braking) (39). Another group of verbs has the meaning of to act as the noun with respect to something, as exemplified in 'host(ed)' (40) (to act as the host of a house). Other subclassification has the sense of making something into the original noun, like in 'schedule(d)' (41) (to arrange into a schedule) and 'rule' (42). The last group means to send by means of the noun, that is the case of 'ship(ped)' (43) or 'telephone(d)' (44) (in an abstract sense).

3.3 Conversion from adjective to verb

Adjectives can also go through the process of conversion, especially to verbs. De-adjectival verbs get the meaning of "to make (adjective)". It can be easily seen by means of examples like 'black(ed)' (45) (to make black), 'open' (46), 'slow(ing)' (47)... In some cases, when these transitive verbs are used intransitively, a secondary conversion may happen (Quirk, 1997: 1561-1562), as it will be explained later on.

3.4 Conversion from a closed category to any other category

Closed-class categories can also undergo conversion. Although their frequency is much less common, the process is not ungrammatical. All morphologic categories have examples of this kind (Cannon, 1985:425-426). Prepositions are probably the most productive ones. They can easily become adverbs, nouns and verbs. This is the case of 'up' (48 and 49) and 'out' (37 and 50). Conversion to noun may as well occur in adverbs like in 'outside' (51) and 'inside' (51); conjunctions, as regarded in 'ifs' (52) and 'buts' (52); interjections and non-lexical items, like 'ho ho ho's' (53) and 'ha ha ha' (54); affixes such as 'mini-' (55) can appear as noun (56) and proper noun (55).... Conversion to verb is frequent in onomatopoeic expressions like 'buzz' (57), 'beep' (57) or 'woo(ing)' (58). Finally, phrase compounds can appear as adjectives, such as in 'borrow-the-mower' (59), 'down-to-earth' (60) or 'now-it-can-be-told' (61).


4. Partial conversion

Conversion from noun to adjective and adjective to noun is rather a controversial one. It is called 'partial conversion" by Quirk (1997: 1559) and Cannon (1985: 413) and 'syntactic process' by Bauer (1983: 230). This peculiar process occurs when "a word of one class appears in a function which is characteristic of another word class" (Quirk, 1997: 1559). Most of these cases should not be treated as conversion but as nouns functioning as adjectives and vice versa.

4.1 Conversion from noun to adjective

There are some clues, though, to make sure conversion has taken place. In the case of adjectives coming from nouns, the hints are quite easy: they can be considered as cases of conversion only when they can appear in predicative as well as in attributive form. If the denominal adjective can be used attributively, we can affirm conversion has happened. If it can only appear predicatively, it is merely a case of partial conversion. 'Mahogany music box' (62) can be used in an attributive way, "the music box is mahogany". This implies 'mahogany' is a denominal adjective. However, in the predicative phrase 'antiques dealers' (63) we cannot treat 'antiques' as an adjective because the attributive form of this expression is ungrammatical (*dealers are antique). Another way to make sure we are in front of a case of conversion is to change a word for another similar one. For example, in 'Dutch Auction' (64) we are sure the word 'Dutch' is an adjective because it has the specific form of adjective. Therefore, in 'South Jersey Auction' (65) or 'Texas Auction' (66) we can affirm these are cases of denominal adjectives.

4.2 Conversion from adjective to noun

Adjectives can also shift into nouns, though it is not very frequent. It mainly happens in well-established patterns of adjective plus noun phrase. Nominalisation occurs when the noun is elided and the adjective is widely used as a synonym of an existing set pattern. This could be the case of 'a Chinese favorite' (67).

The adjective nature in cases of partial conversion is evident, though. They are nouns from the point of view that they appear in the same syntactic position. Their grammatical nature, though, is a different one. These adjectives can still be changed to the comparative and superlative form (adjective nature). This can be exemplified in 'worst' (68) and 'merrier' (69). However, these adjectives cannot behave as nouns: if their number or case is changed, they will produce ungrammatical sentences. This can be seen in the case of 'more' (69) in cases like "*the mores we get". If the '-s' for the plural is added to any of these items, we would get ungrammatical sentences. The case of 'cutie' (70), though, could be argued. It seems to be much used and established within certain groups. This could have converted it into a lexicalised example of adjective to noun.


5. Conversion within secondary word classes

Up to this point conversion has only been considered as a shift from one grammatical category to another. However, these are not the only cases where it may happen. "The notion of conversion may be extended to changes of secondary word class, within the same major word category" (Quirk, 1997: 1563). This process has no clear terminology; for example it is called 'change of secondary word class' by Quirk (1997: 1563) and 'conversion as a syntactic process' by Bauer (1983: 227). Within the field of conversion, it has not been much studied because it is less evident than the classical conversion. Some scholars argue that these cases are products of syntactic processes, and so, they may not be considered as part of word-formation (they shift within the same grammatical category but not to a different one) (Bauer, 1983: 227).

5.1 Conversion within noun categories

The noun category can undergo four different kinds of secondary conversion (Quirk, 1997: 1563-1566). First, an uncountable noun can shift to a countable noun, like in the case of 'supplies' (71). It can also happen the other way round, a countable noun can become an uncountable one by becoming abstract, such as in 'cabaret' (72), 'chief' (73) and 'touch' (74). A third case occurs when a proper noun is converted into a common noun, as can be seen in 'diesel(s)' (75) (person's name), 'Bordeaux' (76) (usually related to high-quality French wines but not necessarily made in that particular city), 'yo-yo' (77) (trademark) or 'Stradivarius' (76) (famous maker of violins). Thus, this category can be rephrased as "a product of the (proper noun)". The fourth and final type happens when nouns shift from their static nature to a dynamic meaning when they follow the progressive of the verb 'to be'. Examples of this kind are 'student' (78), 'president' (79) and 'trouper' (80). These cases assume the meaning of "temporary role or activity". This fourth type is a product of the dynamic nature of the tense of the verb; it is not a characteristic of the noun by itself. This means that these nouns would return to their static nature by eliding the progressive form.

5.2 Conversion within verb categories

Verbs may undergo four different types of conversion. The first one happens when an intransitive verb is used transitively. This type has the meaning of "to cause to (verb)". Examples of this kind are 'worked a computer' (81), 'stop the manual recount' (82) and 'run the day-to-day operations' (83). Transitive verbs can also be used intransitively, that is the case of 'closed' (84). This category has been previously converted from adjective to verb, and, afterwards, it has experienced a secondary conversion from transitive to intransitive verb. In this sense, the verb would change the meaning from "to make close" (85) (transitive use) to "to become closed" (intransitive use) (84). A third type involves intransitive nouns converted into copulas. Examples like 'sat frozen' (86), 'grew silent' (87), 'were nailed shut' (88) or 'go global' (89) are quite current in daily conversations for the economy of language. In the case of 'sat frozen' (86) the strongest meaning remains with the verb, while, in the other two examples, the resulting meaning of the adjective prevails over the verbal one. Finally, verbs also shift form a monotransitive nature to a complex transitive one. Verbs commonly used with a unique object—direct or indirect—shift their behaviour and take more than one complement, as it can be seen in examples (90), (91) and (92). In 'won him the award' (90), the verb 'win' takes an indirect object and a direct one, although it usually takes only one direct one. The verb 'make' in 'make it a cabaret' (91) takes two different direct objects as well as the verb 'find' in 'find it very satisfying' (92).

5.3 Conversion within adjective categories

The adjective category can only be converted in two different ways. Like in the case of nouns, the static nature of adjectives can shift to a dynamic one because of the influence of the progressive form of the verb 'to be', such as in 'accused' (93). The other case happens when non-gradable adjectives turn into gradable ones. This category, though, is rather difficult to find. This gradation happens in 'incredulous' (94).

5.4 Conversion within adverb categories

Adverbs may also undergo secondary conversions within themselves. For example, the adverb 'still' can have a temporal sense (37) or be a manner adverb (95).


6. Marginal cases of conversion

There are some few cases of conversion in which there are slight non-affixal changes. These can be considered marginal cases of conversion (Bauer, 1983: 228-229). Although the shift takes place, they are called "marginal" because of the alterations produced in the word. Words belonging to this category are a close and long-established set. This marginal group can be divided regarding two different aspects: the pronunciation and the word-stress (Quirk, 1997: 1566).

6.1 Slight changes in pronunciation

With respect to pronunciation, there are some nouns ending in voiceless fricative consonants /-s/, /-f/ and /-θ/ which are converted into verbs with the voicing of the final consonant into /-z/, /-v/ and /-δ/, respectively2. For example, the noun 'use' /-s/ (96) shifts to the verb 'to use' /-z/ (97) without any change but the voicing of the final consonant. There are also some examples in this category that have a change in spelling for historical reasons. This is the case of the noun 'advice' /-s/ (98), which began to be written with 'c' in the 16th century (Oxford English Dictionary, 1979, vol. I: 139), whereas its corresponding verb 'advise' /-z/ (99) did not change its original spelling. Similarly, the noun 'belief' /-f/ (100) changed from 'beleeve' to 'beleefe' in the 16th century, "apparently by form-analogy with pairs like grieve grief, prove proof" (Oxford English Dictionary, 1979, vol. I: 782), while the verb 'believe' /-v/ (101) kept the original 'v'. In all those cases the change in graphic form corresponds to the shift in sound nature from a voiceless to a voiced consonant. Therefore, the voicing is also represented graphically. This category is no longer productive.

6.2 Slight changes in stress

The other marginal type has to do with the stress pattern. There are some bisyllabic verbs which shift to nouns or adjectives with a change in word stress from the verb distribution /-´-/ to the noun and adjective pattern /´—/ (this stress shift also affects the phonetic pattern, especially the length of the vowels involved). These are the cases of the verb 'conduct' (102) /kən'dVkt/ to the noun 'conduct' (103) /'kQndVkt/, from the verb 'protest' (104) /pr@'test/ to the noun 'protest' (105) /'pr@Utest/, or from the verb 'increase' (106) /iŋ'kri:s/ to the noun 'increase' (107) ('iŋkri:s/. This distinction is not kept in all the varieties of English and it tends to be lost. However, the shift of stress is still productive, as the following quotation from the entry corresponding to 'increase' in the Longman Pronunciation Dictionary shows (2003: 387):

The stress distinction between verb -´- and noun ´— is not always made consistently. Nevertheless, 85% of the BrE 1988 poll panel preferred to make this distinction (as against 7% preferring ´— for both verb and noun, 5% -´- for both, and 3% ´— for the verb, -´- for the noun

.

There is a great amount of phrasal verbs which are being nominalised with a change in the stress patterns, such as in 'layoffs' (108), 'outbreak' (109) or 'outlets' (110).


7. Conclusions

Most new words are not as new as we tend to think. They are just readjustments within the same language, like additions to existing items or recombination of elements. This is where the field of action of conversion may be placed, and that is why this type of morphological studies reveals interesting aspects in the diachronic evolution of the English language.

There are evident cases of conversion from one part of speech to another, unclear cases in which the grammatical category is not definitely shifted, secondary changes within the same word and marginal cases where the change has produced slight modifications.

The real examples provided indicate the high frequency of this process. It is quite a common phenomenon is everyday English. In addition, it is not a great source of problems for nonnative speakers and translators because the meaning of converted items is easily recognisable. However, nonnatives and translators are strongly advised to be taught conversion so that their passive knowledge of it can be turned into an active skill, with the subsequent lexical enlargement for their everyday communication.


Notes

1 Hereafter, the figure in brackets refers to the number of example as classified in the appendix containing our corpus of examples.2 All the phonetic transcriptions were taken from the Longman Pronunciation Dictionary.

 


Appendix: corpus of examples

  1. Gore showed no sign of pain or remorse.
     
  2. The Goreans quickly pointed out that there had already been a hand count in the Florida presidential race, and that Bush himself had signed a law calling for their use in Texas.
     
  3. "Hillary's going to be working, and I wouldn't mind sticking around," he told a close friend the other day.
     
  4. Twice a month, Ralph Petley stands at rapt attention in the fluid semicircle of about 80 bidders, his mind on the single goal of sending a shipment of antiques to Texas auction houses.
     
  5. At times during the campaign, Mr. Bush simply seemed to be selling his infectious optimism to the point that it almost did not seem to matter how much he tortured the English language or what he was really trying to say.
     
  6. For that matter, it was still not quite clear what "the right thing" was.
     
  7. This embrace included an emphatic rejection of denial or minimization of the Holocaust.
     
  8. The Florida manual recount process is being used to eliminate any possibility of an orderly, rational, and final end to the election, and to deny the protections of the Constitution not only to the parties who brought the case, but to all Americans.
     
  9. A few days ago in Manhattan, Ms. Yrjola was in her apartment in the middle of a high-rise in the middle of everywhere when she could not even get a decent signal on her handset.
     
  10. Laughter seems to signal an attempt to ingratiate oneself: in India, notes Provine, men of lower castes giggle when addressing men of higher castes, but never the other way round.
     
  11. His wife was reading the paper, too nervous to deal with it.
     
  12. A tiny dangling piece of paper—a hanging chad—remains and can fall back to fill the hole in the card.
     
  13. The election had been "the most emotionally draining experience of my life.
     
  14. Yet one day they may long for a time when mothers shopped and left babies, without fear, in strollers on the sidewalk, and everyone had a right to a home, free education and medical care.
     
  15. But the race between George Bush and Al Gore at times did have the feel of a death struggle.
     
  16. Families is where our nation takes hope, where wings take dream.
     
  17. More than half of the incidents involve loss of consciousness or a heart attack.
     
  18. OnStar, Opel's wireless call center, is staffed 24/7 for traffic alerts, directions and help.
     
  19. He called Gore at 4:18 a.m. and had a few laughs about the unpredictability of life.
     
  20. Whenever Putin travels abroad—during his recent visit to India, for example—he's invariably shadowed by Gazprom CEO Rem Vyakhirev.
     
  21. Another good reason for all the new affordable technology is the steady increase in computing power that we also see in our homes and offices.
     
  22. Like his Biblical namesake, Noah got the call to do no less than save the world's endangered creatures—and he doesn't even get a divine helping hand, as far as we know.
     
  23. Meanwhile, connected cars will soon be able to receive e-mail and traffic and weather information, all activated by voice command.
     
  24. Noah will be living proof that one animal is able to carry, and give birth to, a healthy animal that is the clone of a completely different species.
     
  25. The houses also maintain contacts with lawyers who place estates on sale.
     
  26. Last week a California judge ordered a recall of 1.7 million Ford vehicles, which allegedly suffer from faulty ignitions that can cause the cars to stall out in traffic.
     
  27. The conductor's hands shown at the top of the cover are not those of Seiji Ozawa, and the music shown at bottom is not part of this season's schedule.
     
  28. Even as the Bush family celebrated in Austin, Texas—a false start for the Bush Restoration, it turned out—the Gore team was plotting a new assault.
     
  29. Feldman, in turn, called campaign chairman Bill Daley, who called Gore, riding in a limo with Tipper up ahead.
     
  30. In fact, the recent allegation that Russian officials pocketed a $4.8 billion IMF loan date from the summer of 1998, when Chernomyrdin had already left office.
     
  31. Well, I think it was when we were in Amsterdam, filming a TV show.
     
  32. Practice other classics like the airwalk in one of your own custom-designed skate parks.
     
  33. "Eat Drink Man Woman," "Babette's Feast" and "Big Night," to name a few.
     
  34. Often referred to as "The Father of the Nation," 63-year-old Scottish politician Donald Dewar helped to shape the future of his country by committing to devolution long before the idea picked up steam in Britain.
     
  35. As a result, Gazprom not only fuels most of Russian industry and pays 40 percent of government tax revenues, it is also Russia's single largest source of hard currency.
     
  36. But last month talks in Geneva to hammer out the final details surprisingly stalled.
     
  37. Well, there are still four billion people out there who don't know how to yo-yo!
     
  38. Dot a gold shadow on outer corners of lids and bend inward.
     
  39. If the antilock brake system is activated by sudden braking, Easytronic reacts just as an experienced driver would, by disengaging the clutch.
     
  40. Both were major international events and hosted roughly the same number of journalists.
     
  41. Palm Beach County officials scheduled a public meeting this afternoon to decide whether they could start a hand count.
     
  42. Judge Lewis said he would try to rule this afternoon.
     
  43. The scientists shipped batches of such cells to Iowa, where they were implanted into surrogate mother cows.
     
  44. In a gracious eight-minute televised speech from his ceremonial office next to the White House, Mr. Gore said he had telephoned Gov. George W. Bush to offer his congratulations.
     
  45. You'd have domestic production falling, whole cities blacked out, whole industries threatened.
     
  46. In tandem with Nigerian President Olusegun Obasanjo, he has challenged the West to open up international financial institutions to leaders of the developing world.
     
  47. The economy is clearly slowing, and while Mr. Cheney has warned of an impending recession born in the Clinton administration, it will be up to a Bush administration to keep it from happening.
     
  48. Up the difficulty by combining moves.
     
  49. The veep's wife, Tipper, jumped up and down and hugged her girls and everyone else in sight.
     
  50. Young wolves from farther down the valley, out to establish their own packs, have started "prospecting" in the area, says Wick, looking to expand their range.
     
  51. "This company had a credibility gap between the image that it cultivated with the African-American community on the outside and how African-Americans were treated on the inside," said Cyrus Mehri, a plaintiffs' lawyer who negotiated a $140 million cash settlement in a discrimination suit against Texaco in 1996.
     
  52. "We bled; there's no ifs ands or buts about that," said Carl Ware, an executive vice president who sits on Coke's executive committee.
     
  53. Provine realized that the reason chimps cannot emit a string of "ho ho ho's" is that they cannot make more than a single sound when they exhale or inhale.
     
  54. Humans, in contrast, can chop up a single exhalation into multiple bursts of "ha ha ha"—or words.
     
  55. Mini, which has been taken over by BMW, is creating its own niche of luxury minicar.
     
  56. Buoyed by strong passenger-car sales last year, the best in a decade, the largest automakers are continuing to build their brands by offering a full range of cars, from luxury models to practical compacts and stylistish minis.
     
  57. Then, in the buses and limousines, mobile phones began to buzz and beep.
     
  58. But while the public discussion has focused largely on the recent trend toward advertising directly to patients, the industry still spends most of its money wooing doctors.
     
  59. You would have laughed more at the borrow-the-mower joke if you had heard aloud while in a group, rather than reading it silently and alone.
     
  60. They were so down-to-earth.
     
  61. For over a year, we've worked gathering confidential information for a now-it-can-be-told account of the race for the White House.
     
  62. The deals come and go at a dizzying pace. Blink, and a hat stand is sold for $15, an antique mahogany sewing stand and sewing machine for $30, a mahogany music box for $75.
     
  63. A bustling stretch of three sprawling auction houses in Gloucester County is flea market central for antiques dealers from Quebec and Florida and parts of South Carolina, North Carolina and Georgia.
     
  64. Her two antique double-spool beds cost her a total of $250 at Dutch Auction Sales.
     
  65. "It is getting harder to get this merchandise for the auctions," said Mr. Babington, of South Jersey Auction.
     
  66. Twice a month, Ralph Petley stands at rapt attention in the fluid semicircle of about 80 bidders, his mind on the single goal of sending a shipment of antiques to Texas auction houses.
     
  67. From one direction comes the rich smell of frying bread, from another the aroma of boiled pork dumplings and from yet another fermented or "smelly" bean curd, a Chinese favorite.
     
  68. We have to assume the worst.
     
  69. We've got some older fans now, but the more the merrier—everyone's welcome!
     
  70. You are at the movies with the cutie from chem class and your ex walks in.
     
  71. A Russian cargo rocket blasted off Thursday carrying about two tons of supplies, including food and clean clothes, for a Russian and American crew living on the International Space Station.
     
  72. Because cabaret, that's the whole idea of it—you're sort of sitting in the audience's lap for an hour and a half.
     
  73. Clinton has found himself totally at home in the role of arbiter-in-chief.
     
  74. From Northern Ireland to the Middle East, the president has become known, as Pakistani Foreign Minister Abdul Sattar said last week, as a leader with "a healing touch".
     
  75. Today, more than a third of all cars sold to fuel-price-conscious Europeans are diesels, up from 25 percent just three years ago.
     
  76. Yo-Yo Ma, Cellist, says the 1712 Stradivarius he plays is "like a great Bordeaux", while his 1733 Montagna is "earthier, like a Burgundy".
     
  77. The yo-yo was invented 2,500years ago in Greece.
     
  78. Still, being a student in such a large class can be daunting, said David Kaplan, a senior from Middletown, N.J., who took Psych 101 as a freshman and is now a teaching assistant.
     
  79. In the next breath, he was speaking about being a president "willing to reach across the partisan divide and to unite this nation"—a paraphrase of Mr. Clinton's own vow four years ago in the final days of his re-election bid, "to get away from the politics of division and embrace the politics of union."
     
  80. She was being a "trouper," said a friend, but she was "exhausted, a zombie."
     
  81. A revived Jeb Bush, the family's techno-whiz, worked a computer to get the latest Florida vote as it dribbled in, precinct by precinct.
     
  82. Former Secretary of State James Baker announces the Bush campaign will seek an injunction to stop the manual recount in Florida.
     
  83. Tad Devine, a media consultant who had run the day-to-day operations of the Gore campaign, had finally fallen asleep at 3 a.m., when his phone rang.
     
  84. And the drama that reached such a fever pitch after the polls closed had begun a good two years earlier, with the first maneuverings in Washington and Texas.
     
  85. An auctioneer in a baseball cap sits at a high wooden podium, calling out the styles of furniture in a staccato rhythm, taking about 30 seconds to announce and close a sale.
     
  86. His oldest son, George, sat frozen in an armchair, clicking his TV remote.
     
  87. The roaring room grew silent.
     
  88. The doors and windows were nailed shut.
     
  89. The bully pulpit of the American presidency has gone global, and Clinton is making the most of it.
     
  90. But even as he accepts the peace prize, President Kim is under fire at home for the ardent peace initiatives that won him the award.
     
  91. How did you decide to make it a cabaret?
     
  92. I think they find it very satisfying to see that somebody among them could actually do something with all that subject matter besides clothes.
     
  93. Miss Ballantine, her eyes glistening, apparently with tears, attended the news conference yesterday and described the experience of being accused of cheating as "devastating."
     
  94. Bush was brusque and a little incredulous.
     
  95. On a chilly late-summer morning, Pascal Wick sits perfectly still atop a rock outcropping in the French Alps.
     
  96. And DeCamp Bus Lines, which runs service between Manhattan and northern New Jersey, recently blocked the use of cell phones on its buses because of complaints from passengers.
     
  97. The idea, Mr. DiGeronimo said, is to install a fiber-optic backbone throughout the center, which includes the two 110-story towers and a concourse, so that tenants can use wireless voice and data services without interruption.
     
  98. And it is hard to imagine that Mr. Bush will not occasionally want his father on the other end of the telephone giving advice.
     
  99. They went on to advise the parents that they did not have to allow their children to be interviewed, but if they did, "you have the right to be present."
     
  100. By submerging any bitter feelings and sounding a conciliatory tone, they said, Mr. Gore could help reduce the festering tensions between Republicans and Democrats who cling to the belief that their candidate should rightfully claim the White House.
     
  101. I believe things happen for a reason, and I hope the long wait of the last five weeks will heighten a desire to move beyond the bitterness and partisanship of the past.
     
  102. Katherine Harris, the secretary of state and a Republican, announced late Wednesday night that she would not accept petitions to conduct manual recounts from Broward and Palm Beach counties, both of which had voted for Mr. Gore by large margins, to conduct such tallies.
     
  103. President-elect Bush inherits a nation whose citizens will be ready to assist him in the conduct of his large responsibilities.
     
  104. Rove instructed his staff to call network officials to complain, then he went before the cameras himself to protest publicly.
     
  105. Mr. Bush has not always been in step with his generation, staying distant from the political upheavals of the 1960's that fueled the civil rights movement, the protests against the Vietnam War and the counterculture.
     
  106. The absentee ballots were critical: the Bush camp was counting on them to increase their man's lead because so many came from servicemen abroad, who tended to be Bush supporters.
     
  107. Another big reason for all the new affordable technology is the steady increase in computing power that we also see in our homes and offices.
     
  108. The heavily subsidized state-run sector is drowning in red ink and layoffs.
     
  109. Outbreak of a Deadly Virus.
     
     
  110. Lately, after most media outlets started criticizing Putin, Gazprom started to demand its money back, and authorities are now accusing Media Most founder Vladimir Gusinsky of moving assets offshore to put them out of reach.

     


    Bibliography

    AITCHISON, J. (1989). Words in the Mind—An Introduction to the Mental Lexicon, Oxford: Basil Blackwell.

    BAUER, L. (1983). English Word Formation, Cambridge: Cambridge University Press.

    CANNON, G (1985). "Functional Shift in English." Linguistics. 23: 411-431.

    Collins Cobuild Dictionary

    (1995). London: HarperCollins.

    MARCHAND, H. (1972). Studies in Syntax and Word-Formation, München: Wilhem Fink.

    NIDA, E. A. (1970). Morphology: The Descriptive Analysis of Words. Ann Arbor: University of Michigan Press.

    Oxford Dictionary of English

    (1994). Oxford: Oxford University Press.

    Oxford English

    Dictionary (1979). Oxford: Clarendon Press.

    QUIRK, R. and S. GREENBAUM (1987). A University Grammar of English, London: Longman.

    QUIRK, R. et al. (1997). A Comprehensive Grammar of the English Language, Essex: Longman.

    Wells, J. C. (2003) Longman Pronunciation Dictionary. Essex: Longman.

  111. Emotional Intelligence and ELT

    Emotional Intelligence and ELT
    Submitted by admin on 20 February, 2008 - 12:00.

    The theory of Emotional Intelligence and its measurement, the Emotional Quotient (EQ) were developed in the 1970s and 80s but popularised by Daniel Goleman in the mid-90s. EQ is one of many concepts and models originating in psychology which are being incorporated into language teaching. Goleman defines EQ as ‘the capacity for recognizing our own feelings and those of others, for motivating ourselves, and for managing emotions well in ourselves and in our relationships.’

    The theory has been applied extensively in the business world, but has also become a focus of attention in education as the result of research which shows that successive generations are becoming less emotionally aware. Changes in family structure, the reduced role of parents in education, mobility and technology are seen as contributing factors leading to the necessity to develop EQ at all levels of education and across the curriculum.

    • EQ Theory EQ and ELT
    • Teaching techniques
    • The language of EQ
    • Classroom activities
    • Conclusion

    EQ Theory
    EQ theory argues that conventional measurements of intelligence ignore behaviour and character and that success in education or the business world requires academic ability but also equivalent social skills. EQ might be seen as a complement to Multiple Intelligence theory, while there are very strong links between EQ and behavioural models and theories such as Transactional Analysis, Neuro-Lingustic Programming and Maslow’s hierarchy of human needs. Daniel Goleman identifies five ‘domains’ of EQ:

    • Self-awareness - Recognising and being able to name our feelings.
    • Motivation - The ability to keep going despite failures.
    • Self-regulation - The way we handle our emotions to avoid negative effects.
    • Empathy - The ability to read the emotions of others.
    • Adeptness - Being sensitive to the feelings of others and handling them appropriately to build positive relationships.

    EQ and ELT
    Because EQ is about understanding and assessing behaviour patterns it is relevant to the development of both the individual and the organisation. In education, it applies to the institution, teachers and students through promoting academic success while reducing anxiety and negative feelings during the learning process. At the same time, patterns for future life are established while skills are developed that are in demand by employers.

    At an institutional level, the emphasis is on creating an environment conducive to raising students’ EQ. Much of this involves creating a sense of identity, safety and value. In this way, institutions and teachers are responsible for fostering:

    • Attachment – A sense of belonging to the school or university.
    • Reassurance – That others experience difficulties.
    • Bonding – Facilitating the formation of friendships.
    • Induction – Informing students of what is available.
    • Training – In study skills, time management and stress reduction.
    • Holism – Balancing academic learning with physical and social activities.

      In the language classroom, all the above apply and are the responsibility of the teacher, but attention to EQ faces the additional considerations of emotional literacy (the ability to express emotions) in L2, and the necessity for good group dynamics and student interaction.

      In the days of rote-learning and the teacher-centre classroom, interrelationships among the group were not vital, but in communicative language teaching, where pair and groupwork are the norm, support and co-operation between learners is essential.

      Teenage learners in particular are often reluctant to co-operate, often as a result of repressed fear, anxiety and anger rather than linguistic inability, and are unlikely to learn much in a student-centred classroom. Thus, the teacher needs to focus on areas of language used to express emotions, and on classroom techniques which will reduce tension and produce better group dynamics.

      Teaching techniques
      EI is developed through activities which promote the sharing of ideas and communication in the classroom. Techniques which are already part of the teacher’s repertoire of confidence-building activities are emphasised:

      • A variety of activities maintains interest and allows for different approaches to learning and individual learning styles. Ice breakers, warmers and mingle activities help students get to know each other and promote interest in lessons if they are related to the topic area.
      • Brainstorming and discussion encourages the sharing of knowledge and opinions.
      • For some learners, it is easier to reveal themselves through a fictitious role. However, role-plays and simulations should be carefully set up and related to the real world. Guided fantasy and drama techniques are useful tools in guiding learners into their roles.
      • Group work encourages cooperation. Group composition should be changed often since there is a tendency for high EQ students to work together, but EQ can be also learned by example. Tasks should be designed so that all members have to contribute and have the same outcome. Collaborative reading and writing activities as well as group speaking activities may be utilised.
      • Project work. Students are often competitive. Group completion of assessed and unassessed projects also encourages cooperation.
      • Giving feedback on performance and making clear what is expected. Feedback should be specific, objective and focused on an aspect of performance that the student is able to change.
      • Getting feedback on tasks and how students felt during the task.
      • Continuous assessment allows all positive aspects of a student’s performance to be assessed and rewarded including their contribution to the group.

      The language of EQ

        The most difficult task for the teacher in teaching the language of emotions is persuading learners to state their feelings directly, since we all have a tendency to over-complicate how we feel and / or blame another person. A frightened passenger in a car is more likely to say ‘You’re driving a bit too fast, aren’t you?’ (meaning please slow down) or ‘You’re driving like a maniac’ (blaming the driver) rather than ‘I’m scared’. The language teacher, however, has the advantage of being able to encourage learners to use the simple language of emotions before they have the range of language to complicate matters. The language itself consists mainly of a few main verbs, a variety of adjectives, and the use of modals, but is best seen in terms of functions:

        Function Language
        Labelling feelings I feel / Iam angry / impatient / bitter / frightened
        Taking responsibility for feelings I feel jealous / hurt / left out
        Empathising
        I understand / accept / realise
        Suggesting
        I / you could / might
        Stating wants and needs
        I / you need / would like / want to
        Being positive
        I’d feel better if

         

         

         

         

         

         

        There is also language to be avoided, mainly to do with the functions of giving commands and strong advice (I / you should), obligation (I / you must) and blaming (you’re insensitive, you’re making me jealous).

        Classroom activities
        Language practice materials designed for the global market are often criticised for being too general, not relevant to individual learning groups and unnatural.

        Teachers are encouraged to adapt materials to suit local needs. EQ development requires that teachers also adapt materials to enable learners to find out about each other’s interests, habits, preferences and characters, both to stimulate discussion and to strengthen intra-group relationships. Some standard activities already encourage learners to reveal something about themselves (If I found a wallet in the street I’d.....), but many are impersonal, ‘closed’, in that follow-up questions are not required, or tend to produce unnatural responses. A good example is the kind of questions often used to practise frequency adverbs. Questions such as ‘How often do you watch television / play football with your friends / play computer games / go shopping?’ are unlikely to produce responses which are revealing, unpredictable or interesting enough to follow up.

        How often do you.... very often often
        sometimes rarely
        never
        laugh          
        get angry          
        argue with your parents          
        make mistakes
                 
        forget things
                 
        change your mind
                 
        really enjoy yourself
                 

         

         

         

         

         

         


        The questions in the above table require responses which say something about the speaker and provide opportunities for further questions and for the teacher to feed in some extra useful language. In this case, students fill in the table before asking and answering questions, allowing time to think of ‘real’ responses and recall actual incidents from their own lives. ‘Personalised grammar’ promotes meaningful interaction.

        Conclusion
        Developing EQ and good communicative language teaching go hand in hand, however the group dynamics necessary for meaningful interaction in the classroom do not occur automatically, but need to be fostered through techniques which build confidence, create a positive classroom atmosphere and encourage co-operation. Personalised language practice is affective in that it encourages learners to talk about themselves and their feelings while making the use of the language relevant, interesting and therefore memorable.

        Further reading
        Antidote (an organisation devoted to emotional literacy) http://www.antidote.org.uk/
        Goleman, D. Emotional Intelligence. Bantam 1995
        Goleman, D. Working with Emotional Intelligence. Bantam 2000
        Lynn, A. The Emotional Intelligence Activity Book. AMACOM 2001
        Schilling, D. 50 Activities for Teaching Emotional Intelligence. Innerchoice 1999

        Written by Steve Darn, Freelance Trainer, Izmir, Turkey

        Reading for information: Motivating learners to read efficiently

         Dave Willis  4 April, 2008 - 09:58.

        This is the first in a series of four-articles which propose a four stage methodology for teaching reading.

        What is efficient reading?
        What happens when read a book, a newspaper or magazine for information on a topic that interests you, or when you are reading as part of a course of study? If you are a good reader you almost certainly don't read every word carefully. You read with a purpose, and as your eye skims over the page you take from it whatever you need, predicting what is likely to come next and adjusting your predictions as you go along.

        We want our students to learn to read like this in English. We want them to be able to skim through pages on the worldwide web identifying relevant information with speed and efficiency. We hope that one day many of them will read quickly and efficiently enough in English to use the language as a medium of study at university level or beyond. More and more schools and Ministries of Education are interested in Content and Language Integrated Learning (Clil), recognising the importance of learning a language, in our case English, as a means to studying other subjects more effectively. If we want to encourage this kind of reading in the English language classroom we need to provide a reason for reading and we need to recreate the circumstances in which readers operate in the real world outside the classroom. I am going to look at a task-based approach to reading which will enable us to do this.

        Providing a context and a reason for reading
        First we need to provide a context. When we read in real life we usually have some expectations about what we are going to read. Perhaps we know quite a lot about a topic and we want to check on a few details. Or perhaps we have just heard about something and are curious to know more about it. We rarely set out to read something without knowing anything at all about the topic and without having any expectations about what we are going to read. So in the classroom we need to provide learners with a context. Before they begin to read they will have some idea what it will be about and what to expect from it.

        Secondly we need to provide a reason for reading. Sometimes in our reading we are looking for very specific information. We may have certain beliefs which we want to confirm or perhaps to reconsider. Or perhaps our curiosity has been aroused by a newspaper headline or the title of an article in a magazine, and we want to satisfy that curiosity. We should try to put our students in the same situation when they approach a reading. What exactly do they expect to get out of the reading? What gaps in their knowledge do they want to fill? What expectations do they have which they want to check against their reading?

        Let's set up a reading activity like this for learners. One which provides a context and a reason for reading. Let's start by asking the question: Are sharks dangerous to humans? The fact that we start with a question is interesting in itself. It provides one reason for reading: to find an answer to the question. But it may be that some of our learners know the answer already. We can begin by asking them to work in pairs or groups to answer the question on the basis of their general knowledge. Then we can lead a class discussion to share the results of this pair/group work.

        My guess is that they will answer the question by saying that some but not all sharks are dangerous to humans. They may even give examples. But it is also likely that their discussion will raise more questions than it answers. Which sharks are dangerous? Are most sharks dangerous, or is it only a small minority? How big are sharks? Where do they live?

        Let's move on to provide a questionnaire which will focus on some of these questions:
        Here are eight statements about sharks. Say whether each one is true or false.

        1. There are nearly two hundred different species of sharks.
        2. The smallest sharks are about 20 centimetres in length.
        3. Most sharks are less than a metre in length.
        4. The biggest sharks are around 6 metres in length and weigh up to 2000 kilograms.
        5. The biggest sharks are the most dangerous of all.
        6. Sharks are found in rivers as well as in the seas and oceans.
        7. Only about two hundred people are killed by sharks each year.
        8. More people are killed by dogs than by sharks.

          We will go through these questions to make sure they have been properly understood, but without giving any clues as to the answers, then we will ask learners to discuss the questions in pairs or groups. Finally we will review their answers and find out how many pairs or groups answered true and how many answered false on each question. And what is the answer to the big question? Are sharks dangerous to humans?

          Priming before reading
          Let's review what has happened in our lesson so far:

          • We have introduced a topic and provided a context by getting our learners to engage their own knowledge of sharks.
          • We have provided a reason for reading in two ways. First we have aroused their curiosity. It is quite likely by now that they are eager to know whether the eight statements given above are true or false. Secondly we have probably aroused a spirit of rivalry. Some pairs or groups will have offered one answer, others will have offered quite a different answer. They will be anxious to know who is right and who is wrong.
          • We have covered most of the vocabulary which the learners will come across in the reading which is to follow. We will have done this in two stages: first in discussing the general question: Are sharks dangerous to humans?; and secondly in introducing the statements and making sure learners have understood them.
          • Learners have had a good deal of language practice centring on the topic to be covered in the reading. We have had pair/group discussion and general class discussion led by the teacher.

            These things make up what I think of as the Priming stage of the reading lesson: getting learners ready for reading by providing a context, a purpose and necessary language input. It is important to note that even though this is a preparatory stage there has been a lot of student participation and that all of the language used in these activities has been used with a purpose. Learners can now go on to read the text.

            I hope that by now like the students your curiosity has been aroused. Are there really two hundred species of shark? Are sharks found in rivers as well as in the oceans? Are dogs more dangerous than sharks? To find the answers read the text Are Sharks Dangerous to Humans? at end of article.

            After learners have finished reading you will be in a position to lead a class discussion on the text. Check the answers with them. How many answers did they get right? Have they learned anything else from the text? Is there anything else they would like to know about sharks?

            We have now achieved quite a lot of language use, finishing with reading and discussion. But there are two things we have not done - two things that we need to do after the reading. First we need to provide a focus on language by looking at some important linguistic features of the text, at the grammar and vocabulary. Secondly we need to do something to make the text memorable. All too often learners read a text and then forget all about it. If we can recycle the text in a way that makes it memorable they will remember not only the content of the text, but also some of the language it contains.

            Written by Dave Willis

              Sample Text used in this article

            Are sharks dangerous to humans?
            Sharks have been around for hundreds of millions of years. Even before dinosaurs roamed the earth there were sharks swimming in the sea. They live in oceans and seas all over the world. Some sharks live near the surface, some live deep in the water, and others on or near the ocean floor. They are even found in fresh water, sometimes swimming many miles up rivers like the Mississippi in the USA and the Amazon in Brazil.

            We tend to think of sharks as big dangerous creatures. We sometimes read about shark attacks in the newspapers, and in 1975 the film Jaws terrified a whole generation of moviegoers with the story of a great white shark which attacked holidaymakers in a small seaside town in the USA. The great white is certainly a fearsome creature. It can reach 6 metres in length and up to 2000 kilograms in weight. It has as many as 3000 needle sharp teeth arranged in five rows, so it can sever a man's leg in a single bite.

            But not all sharks are like the great white. The pigmy shark, for example, is only about 20 centimetres in length. There are almost 400 species of shark and more than half of these are under a metre in length. The biggest sharks of all are not at all dangerous to humans. The basking shark and the whale shark grow to around 12 metres, but they are quite harmless, feeding on plankton and small fish.

            Only about 25 species are dangerous to people. Of these the bull shark is the one that is most likely to attack people. It swims in very shallow waters where people swim and is a much more numerous than the great white, which is very rare. Less than one hundred people are attacked by sharks each year. Indeed you are far more likely to be killed by a dog or by bees than by a shark, and some scientists believe that sharks only attack people because they mistake them for seals and sea lions, the shark's favourite food.

            Form focus and recycling: getting grammar
             
            We looked at the first two stages in this process, priming and reading. Now I'd like to look at the next two stages.

            At the beginning of my last article, when I was talking about how we read I said ‘If you are a good reader you almost certainly don't read every word carefully. You read with a purpose, and as your eye skims over the page you take from it whatever you need.' And I pointed out that this is how we want our students to read. But there is a problem with this quick efficient reading. It's very good for getting what we want out of a text, but it's not a very good way of learning language.

            Reading for information is very much a lexical process. We focus on the message bearing words. Often we don't take account of the little words that hold the text together - words like at, the, in, this, 'd and to in my first paragraph above. But if we want our learners to improve their English grammar these are exactly the words they need to look at very carefully. So there is a contradiction between learning to read efficiently and using that reading to develop a knowledge of grammar. They are quite different processes.

            The priming and reading stages of our lesson have given learners useful practice in learning to read, and as a result of their reading they are familiar with the text on sharks and what it means. Now it is time to put that text to work to help them to develop their grammar.

            We need to look at a text carefully and decide what it can illustrate for learners. There are several very useful things we might demonstrate with this text. One of these is quantification. There are a number of useful expressions like:

            1. Some sharks live near the surface, some live deep in the water, and others on or near the ocean floor.
            2. Some sharks even swim many miles up rivers, like the Mississippi in the USA and the Amazon in Brazil.
            3. It has as many as three thousand teeth.
            4. But not all sharks are like the great white.
            5. There are almost 400 species of shark and more than half of these are under a metre in length.
            6. Only about 25 species are dangerous to people.
            7. Less than one hundred people are attacked by sharks each year.

            Sentence 1. is a very useful one. The phrase Some sharks shows that we are not talking about all sharks. Later in the sentence we have a demonstration of what grammarians call ellipsis, with the words some and others standing in for the complete phrases some sharks and other sharks and the word lives is omitted after others. Later in the text phrases like as many as, not all, almost, more than half, (only) about and less than are all very useful quantifying expressions.

            Our next step is to decide how to draw learners' attention to these elements and in some cases explain how they are used. Expressions like only about and less than, for example, are used to suggest that quantities are surprisingly small. As many as, on the other hand, suggests that the quantity is surprisingly large.

            There is a very simple way of making sure that learners focus on these elements. We can simply give them gapped sentences and ask them to work in groups or pairs to complete the sentences from memory:

            1. **** ****** live near the surface, **** live deep in the water, and ****** on or near the ocean floor.
            2. **** sharks even swim many miles up rivers, like the Mississippi in the USA and the Amazon in Brazil.
            3. It has ** **** ** three thousand teeth.
            4. But *** *** sharks are like the great white.
            5. There are ****** 400 species of shark and **** **** **** of ***** are under a metre in length.
            6. **** ***** 25 species are dangerous to people.
            7. **** **** one hundred people are attacked by sharks each year.

            We can then read out the sentences to allow learners to check their answers and change them if they wish. They can make a list of these quantifying expressions, and as they come across similar expressions in other texts they can expand their list to include things like nearly/almost/not as many as, just over, no more/less than. Finally we can give heavily gapped sentences and see how much learners can recall:

            1. Surface/ deep in the water / ocean floor
            2. Many miles / rivers / like ...
            3. How many teeth?

            What we are doing here is encouraging learners to pay close attention to the wording of the sentences. Their first reading of the text was for meaning, to encourage them to read quickly and fluently. Now we are looking at elements of the text in detail and encouraging them to learn from it.

            Finally I'd like to look at recycling the text. We have treated it in some detail and learners will probably have reached the stage where they want to move on. So the text should be laid aside for a while, but it can usefully be resurrected later.

            A week or two later we can ask learners to review the text for homework. One group can be asked to act as ‘question master' and prepare a comprehension test with ten questions about the text for the others to answer from memory, without reference to the text. I have used this technique with a number of classes of teenagers. The question masters take their role very seriously and do their best to find really difficult questions:

            • Do sharks live only deep in the ocean?
            • When did the film ‘Jaws' appear?
            • Why is the bull shark the one most likely to attack people?

            The other learners work hard at the text trying to anticipate the questions they will be asked.

            Techniques for priming and recycling

            I have given an example of how that methodology might be applied with one particular text about sharks.

            In this article I'd like to look at more ways of priming and recycling. After this, I hope you will be able to apply these techniques to a range of texts.

            Quizzes for priming
            Priming prepares learners to tackle a text by providing a context and a purpose for their reading and by introducing the vocabulary they will need to handle the text. Before our text on sharks there was a brief teacher led discussion of the question Are sharks dangerous to humans? Learners were then given a quiz in the form of a of true/false questions about sharks. By the end of this priming stage learners will have engaged their knowledge of sharks and will have a clear idea of what they expect to learn from the text. Instead of true/false quiz questions we could have used multiple choice or open ended quiz questions. All these modes of questioning have different advantages and disadvantages. In deciding which to use we need to keep in mind the purpose of the priming stage: to prepare learners for the reading in terms of both content and key vocabulary.

            Prediction and jigsaws
            We can often ask learners to predict the content of a text. Once they have done the text on sharks they will have a good idea as to what to expect from a similar introductory descriptive text. Look at sections II and IV of Cobra (snake) on encarta. You could adapt this text for your learners and give them this instruction for homework:

            In our next lesson you are going to read a passage about the cobras. Write down five questions about cobras which you think will be answered in the passage.

            How many of the questions can you already answer?

            Then you can ask them to read out their questions at the beginning of the next lesson, and you can lead a class discussion speculating on the answers. Or you can take some of their questions and ask them to answer these questions in groups before they read the passage.

            The priming activity will depend on the kind of text you are preparing for. Let's imagine you are going to read a text entitled How to survive an earthquake. You could give learners a number of verbal cues and ask them to predict the content of the text:

            You are going to read a text entitled How to survive an earthquake.

            Work in groups and try to think of three things you should do before, during and after a quake.

            Here are some words and phrases to help you: away from windows; gas water and electricity; in a doorway; first aid; survival kit; radio; public authorities; emergency procedures; heavy objects; under a table; trees; power lines; damage to buildings; emergency telephone numbers; dangerous spills; keep calm; turn off; shelter; check.

            (Thanks to Yvonne Beaudry, who provided the idea for this lesson.)

            You could then lead a brief class discussion before asking learners to read the text.

            As an alternative you could jigsaw the clues. There are fourteen phrases given above. You could divide the class into five groups and give each group six of the clues to help them with their discussion. They would be allowed to use dictionaries to help them understand their clues. You could then lead a class discussion and make notes on the board to pool their ideas.

            All these techniques involve discussion to prepare learners for the reading task, and these discussions will provide exposure to the sort of language they will need to process the text which follows.

            Recycling
            Priming is followed by reading and form focus, but I am going to jump here from reading to recycling. I will look at the form focus stage of the cycle in my next article. Here I am going to list some techniques for recycling texts.

            It seems to me to be very important that learners recall as much as possible of a text. We learn a language mainly, some people would say entirely, from the language that we process for meaning. We learn by engaging with texts and processing them for meaning, and from seeing the way texts are put together. So it is very important for learners to make the most of the texts they have worked with. They should not simply put them on one side and forget them.

            Some of the techniques used in priming can also be used in recycling. We can ask learners to re-read a text for home work and then set a quiz in class to be answered without looking at the text. However, with a text they have already read more than once, true/false or multiple choice questions would probably be too easy. So we should probably give a set of open ended questions. Better still we could use the student as question master technique described in my earlier article Reading for Information. Students read the text and then, a week or two later, we can ask them to review the text for homework. One group of learners acts as ‘question master' and prepare a comprehension test with ten questions about the text - or one section of it - for the others to answer from memory, without reference to the text.

            There is a well known game sometimes known as running dictation (from Davis and Rinvolucri 1988). You prepare a number of copies of a section of the text and pin these to the walls round the classroom. You then divide learners into groups. Members of the group take it in turns to run to the wall and remember as much of the text as they can. They then run back to the group and dictate what they have remembered. As soon as a group believe they have completed the text they take it to the teacher. You take a note of the time they have taken and write it on their paper. When all the papers are in you mark them and add thirty seconds for each mistake before announcing the results.

            You can also use what I call a communal memory task. Begin by asking learners to work as individuals to put down in note form as much as they can remember about the text, but without looking at the actual text or their notes on it. Then ask them to work in pairs to pool their ideas. Move from pairs to fours. Finally work with the class as a whole to see how much they can recall between them. You might still be able to identify gaps in their recall. You can ask questions based on these gaps. Finally you can read out the text and ask learners to check their own copies. Obviously if you have a long text you can't expect learners to write out the whole thing, so you might choose one paragraph for them to recall.

            Here I have given a few ideas for priming and recycling the texts. Perhaps you have some good ideas of your own to add to these. And it is certainly worth sharing ideas with friends and colleagues.

            For more ideas on recycling see:
            Dave and Jane Willis 2007, Doing Task-based Learning. Oxford University Press. (see Chapter 3)
            Davis and Rinvolucri 1988, Dictation, Cambridge University Press

            Thanks to Yvonne Beaudry from Canada. Yvonne, who teaches at a High School in Japan provided the idea for the lesson on surviving an earthquake. (See Willis 2007 Appendix 1)

            Criteria for identifying tasks for TBL

            Criteria for identifying tasks for TBL
            Submitted by Jane Willis on 29 May, 2008 - 04:38.

            This is the first in a series of three articles which will explore how to integrate a task-based approach into a typical textbook to maximise learning opportunities for your learners and to save teacher preparation time. In this first article I start by looking at what we mean by 'task'. This will enable us to identify activities in our textbooks which have most of the characteristics of tasks. It will also enable us to identify activities which we can adjust and turn into tasks.

            When is an activity not a task?
            Task-based teaching is about creating opportunities for meaning-focused language use.

            In other words, learners doing tasks will not just be

            • speaking to practise a new structure e.g. doing a drill or enacting a dialogue or asking and answering questions using the 'new' patterns;
            • or writing to display their control of certain language items,

            These are primarily form-focused activities, designed to practise language items that have been presented earlier. There is a place for form-focused activities in task-based learning (TBL), but activities such as these are not tasks.

            Learners doing tasks (i.e. focusing on meanings) will be making free use of whatever English they can recall to express the things that they really want to say or write in the process of achieving the task goal.

            What kind of activity is a task?
            Willis and Willis (2007:12-14) offer the following criteria in the form of questions.

            'The more confidently you can answer yes to each of these questions, the more task-like the activity.

            1. Will the activity engage learners' interest?
            2. Is there a primary focus on meaning?
            3. Is there a goal or an outcome?
            4. Is success judged in terms of outcome?
            5. Is completion a priority?
            6. Does the activity relate to real world activities?

            Let us consider the task 'Planning a class night out' in the light of these criteria.

            • I think the lesson would certainly engage my learners' interest, especially if they knew they would actually be going on the chosen night out, so a) is Yes.
            • Learners have strong preferences about nights out and would definitely be meaning what they say, so Yes to b).
            • The first outcome for each pair is their finished plan for the night out, (which must be complete before they tell the class about it so the class can vote on the best plan) and a second outcome might be the real-world night out, so a confident Yes to c), d), e) and f).
            Next is an example of an activity designed for an adult class. Which of the questions a) to f) might you answer with a fairly confident Yes? How task-like do you think it would be, and why?

             

            Think of the busiest day you have had recently. Work in pairs.

            Tell your partner all the things you did.

            • Decide which of you had the busiest day, then tell the class about it.
            • Decide who in the whole class had the most hectic day (and say why.)
            • Finally, from memory, write a list of the things one person did on their busiest day, and, without revealing their name, read it out to the class (or display it on the wall) to see how many people can remember whose day it was.


            Generally adults enjoy talking about (even bragging about) how busy they are/have been, so this would score a Yes for a), b) and f). The first goal is to compare their busiest days. The natural completion point for each learner is the end of their day - and the final outcome - the selection of the busiest person is also clear, so we can answer Yes quite confidently to the other questions. The final writing activity sets up an engaging memory challenge game with a clear outcome - to identify the person written about.

            Both the above activities, then, would count as tasks, and both generate several kinds of genuine meaning-focused interaction amongst learners and teacher.

            How can you upgrade a less task-like activity?
            This activity comes at the end of a unit focusing on the language of past time:

            Work in pairs. Talk about your grandparents.

            • Tell each other what you know about their past lives.
            • Use the phrases and patterns from the box above.

             

            Think about this activity and apply the questions a) to f) above. Which questions would you answer with a Yes, and which would be Not sure or No? How could you adapt it to make it more task-like and get more Yes answers?

            Commentary

            • You might answer Yes to a) and f) with some degree of confidence. We do, in real life, occasionally talk about our grandparents and our memories of them. If the topic 'Grandparents' does not engage all learners, let them choose instead an elderly person they knew well.
            • For b), the answer would probably be No, because the final instruction (Use the phrases and patterns from the box above) shows that this activity is intended largely to practise these particular ways of expressing past time presented earlier in the unit. Co-operative learners will be trying to make sentences about their grandparents not simply to give information but primarily to show mastery of the new forms. This is unlike natural language use. To make it more task-like, we could delete the final instruction, and do this activity early on in the unit, so learners are focusing more on meanings i.e. sharing their memories of their grandparents in a natural way rather than trying to incorporate particular language forms. Then the answer to b) would be Yes.
            • For c), d) and e) the answers are also likely to be No; there is no goal or purpose given for talking about grandparents and learners have no way of knowing when they have said enough to complete the activity, or whether indeed they have succeeded or not. Some learners might end up saying very little.

            Adding a goal or outcome to make a task
            For the 'Grandparents' activity we need to add a goal to give the activity a purpose and make the outcome more specific so that learners know when they have completed the task. Some sample outcomes follow here and you could add one of these sets of instructions, depending on which outcome you think would best engage the learners in your class.

            1. Try to find out three things that your grandparents' and your partner's grandparents' lives had in common. What was the biggest difference between them? Or
            2. Decide which one of your partner's grandparents was / is the most interesting person and give two reasons why you think so. Then tell the class about him/her and vote to decide on the three most interesting grandparents in the class. Or
            3. Describe two early memories you have of one particular grandparent. Tell your group. Take notes when listening to each other.
              • Compare your memories - whose were the most interesting, most vivid, most amusing, saddest or strangest? And/Or:
              • Compare your groups' memories and try to find ways to classify them (e.g. to do with food or meal-times? games? outings? being ill? negative / positive things?) Then report your categories to the class, with examples. Did you all have similar ways of classifying?

              So there are several potential outcomes (and you might well think of others) that could be created out of this activity to make it more task-like. In fact each of these would make a different task.

              If learners are clear what the outcome should be, and know the number of things to list or describe, they are more likely to engage with the task, speak with more confidence and know when they have completed it. Successful task achievement will greatly increase their satisfaction and motivation. When, after completing the task cycle, they look more closely at language forms used by others doing similar tasks, they will already be familiar with the contexts and have experienced the need for some of those forms.

              Conclusion
              In this article, we have looked at six characteristics of a task and analysed two activities that would count as tasks. We have also turned one less task-like activity into a task by moving it to near the beginning of the text-book unit, making it meaning- focused rather than form-focused, adding a definite outcome and making the instructions as precise as possible so the completion point is clear.

              In my next article we will look at different types of task, and see which kinds are most often used in textbooks and how we can incorporate more task types into our teaching.

              Further reflection

              1. Look at the three alternative sets of instructions (1 - 3.2) for the 'Grandparents' activity above. Try to predict which of these (i.e. which outcome) would generate the most varied interaction patterns and the richest use of meaning-focused language amongst your learners.

              2. Look at a unit in your textbook. How many primarily form-focused activities are there? And how many primarily meaning-focused? Choose one that your learners might engage with and try to 'upgrade' it to generate richer meaning focused interaction and become more task-like.

              3. Read Chapter 1 'The basis of a task-based approach' in Doing Task-based Teaching by Dave and Jane Willis OUP 2007.

              Reference
              Dave and Jane Willis 2007 Doing Task-based Teaching OUP

              Trata de Trata de *

               

              Cita

               

              «Quizà el oficio del traductor es más sutil, más civilizado que el de escribir: es obvio que el traductor viene después del escritor.
              La traducción es una etapa más avanzada».
              Jorge Luis Borges
               

              La metacognición como herramienta didáctica

              La metacognición como herramienta didáctica
              Metacognition as a didactic tool
               
              Marianne Peronard
              Pontificia Universidad Católica de Valparaíso
              Chile
               

              Resumen
              Este trabajo presenta algunos de los resultados obtenidos en la investigación apoyada por FONDECYT proyecto 1020791 que continúa algunos de los trabajos sobre metacognición que nuestro equipo viene desarrollando hace 7 años. Su objetivo es comprobar si enseñar metaconocimientos relativos a los textos escritos y simultáneamente aplicándolos y reflexionando sobre lo hecho, es posible mejorar la comprensión y la producción de textos escritos en alumnos de 2º año de enseñanza secundaria. Se usó el diseño semi–experimental con grupo experimental y grupo control. Se elaboraron cuatro pruebas: de comprensión, producción, metacomprensión y metaproducción. Basado en nuestro modelo de comprensión y en el de Hayes de producción, se elaboró un material para una intervención didáctica en 10 cursos considerados grupo experimental. Después de su aplicación, se pudo comprobar que la intervención aumentó considerablemente el conocimiento metacomprensivo, el metaproductivo y el rendimiento en comprensión en el grupo experimental. En producción, el resultado no diferenció tan marcadamente al grupo experimental del grupo control, esto debido, probablemente, al hecho de que los alumnos de algunos cursos tuvieron asistencia escolar sumamente irregular de modo que la intervención perdió parte de su efecto.
              Palabras Clave: Conocimiento metacognitivo, metaproducción, metacomprensión, comprensión y producción de textos escritos.

              Abstract
              This study presents some of the results obtained in an investigation (FONDECYT 1020791) which extends our previous studies on metacognitive knowledge. We believe that separating the teaching of metacognitive knowledge from reading and writing activities prevents students from improving their activities through the use of their metacognitive knowledge. So this time we prepared classroom materials and activities which combined both aspects (knowledge, activities and reflexion) simultaneously. This material was applied to ten class groups, all the students attending their 10th year of schooling (2º year of secondary studies) which formed the experimental group. We built four test (comprehension, writing, metacomprehension and metaproduction) which we applied to the students in the experimental group and also to 5 other classes, which formed the control group. After the application of the material, which lasted 4 month, we applied the post–tests which showed a considerable increase in metacognitive knowledge and comprehension skills in the experimental group, compared with the control group. In production, the result did not establish a clear difference between the experimental and control group, probably due to the factor the students in some classes had irregular attendances, thus diminishing the effect of intervention.
              Key Words: Metacognitive knowledge, metacomprehension, metaproduction, reading, writing.




              INTRODUCCIÓN
              El objetivo de nuestra investigación, algunos de cuyos resultados presentamos aquí, es comprobar si el conocimiento consciente de ciertos procesos cognitivos y de ciertas características de los textos escritos contribuye a mejorar el desempeño de adolescentes en actividades relacionadas con el lenguaje escrito; es decir, si el aumento del conocimiento metacognitivo y metalingüístico contribuye a hacer de ellos comprendedores y productores de textos escritos más estratégicos.
              I. MARCO DE REFERENCIA
              Antecedentes históricos
              La discusión acerca de la posibilidad del ser humano de tener conciencia de los procesos y contenidos de su propia mente es de larga data. Ya Aristóteles disentía de la doctrina de su maestro Platón, de las "ideas" como realidades "suprasensibles", separables de los seres individuales y existiendo más allá de ellos. En cambio, consideraba que la cuidadosa observación de las formas permitiría inferir lo universal a partir de lo particular. Estos universales serían conceptos formados sobre la base de repetidas sensaciones que llegan a la memoria, permitiéndonos de este modo experimentar lo mismo en lo individual. El hecho de que este filósofo haya sido el iniciador de dos disciplinas: la lógica o "analítica", preservada en lo que hoy se conoce como el Organon, y la psicología, representada por De Ánima y Parva Naturalia, una colección de artículos acerca de las sensaciones, la memoria, los sueños y el dormir, nos permite concluir que el estagirita pensaba que los procesos mentales son tan observables como los hechos exteriores, es decir, que el hombre es capaz de un pensamiento reflexivo o introspección.
              En el Siglo III d.C., a partir de las propuestas del neoplatónico Plotinio y posiblemente en contraste con la medicina y su enfoque materialista, la psicología se entendió como ciencia de la conciencia. Durante toda la Edad Media la existencia de la conciencia o alma no fue cuestionada y tanto Santo Tomás de Aquino como San Agustín apoyaban y basaban sus enseñanzas en creencias obtenidas mediante sus propias introspecciones.
              En el Siglo XVII, Descartes tomó como punto de inicio de sus reflexiones la única verdad que consideraba que no debía ser puesta en duda y a la que llegó mediante la introspección. Su cogito ergo sum fue la conclusión inevitable de su método: si todo ha de ser puesto en duda, es necesario que el individuo pensante no dude de su propia existencia, al menos en el momento en que está dudando (Descartes, 1637). Esta verdad es captada por el sujeto pensante en forma directa sin una idea intermediaria que lo represente a sí mismo. El conocimiento que se pueda lograr de la existencia del resto de las cosas se obtiene mediante procesos inferenciales a partir de las correspondientes ideas presentes en el intelecto. En consecuencia, los objetos inmediatos de las que el pensante tiene conciencia son siempre ideas. Pero, para evitar caer en el solipsismo, Descartes tiene que probar la existencia de entes diferentes a él mismo. Una vez más recurre a la introspección como punto de partida. Propone que, al tomar conciencia de las ideas que forman el continuo fluir de nuestros pensamientos, nos es posible comprobar que algunas ideas se nos aparecen como entes de variadas características, que se mueven, cambian e interactúan. Pero el hecho de darnos cuenta de estas ideas no implica la existencia referencial. Entonces, ¿de dónde salen esas ideas? y ¿cómo podemos saber que corresponden a entes cuya existencia es verdadera? A la primera pregunta, Descartes responde que provienen de la única otra idea clara y precisa que tenemos: la idea de Dios. En cuanto a la segunda pregunta, responde que solo podemos tener conocimientos vagos e imprecisos de lo que nos rodea aplicando la intuición (idea), la deducción y la enumeración para acercarnos a ellos. Así pues, en algunos seres existiría una clara distinción entre entes ideales (sustancia pensante) y entes materiales (sustancia extensa).
              Esta distinción, conocida como "dualismo cartesiano", dio origen a innumerables discusiones y tomas de posición, fundamentalmente, porque Descartes no pudo explicar a satisfacción de sus colegas cómo interactúan ambas sustancias, pero también por su recurso a la existencia de la idea de Dios. El Siglo XVII fue una época de gran efervescencia intelectual y de acaloradas discusiones entre destacados filósofos, ingleses como Hobbes y Locke o continentales, como Pascal, Leibnitz y Spinoza. Este último consideraba que existe solo una sustancia que, en el hombre, se manifiesta en dos modalidades: una pensante y una extensa. Otros, en cambio, como el inglés Hobbes –y también en rechazo del dualismo cartesiano – se inclinaron por una posición materialista, mientras que Locke es uno de aquellos que tomaron una posición cartesiana.
              También hubo serias disputas entre los partidarios del dualismo. Por ejemplo, Wundt y Titchener, que iniciaron la psicología experimental alrededor del año 1870, postulaban que el conocimiento que se tiene del contenido de la conciencia es tan claro y directo como el que se obtiene por la experiencia inmediata y, por ello, irrefutable. En cambio, Brentano (1944), seguidor de Aristóteles y más inclinado al realismo que al idealismo, pero firme sostenedor de la existencia del alma personal, sostenía que la introspección es falible, pues su captación no es inmediata sino que es un proceso de observación y, por tanto, sujeto a error.
              Este influyente profesor alemán definió la psicología como la ciencia del alma, considerando que su objeto debían ser los actos y procesos psíquicos y no los estados psíquicos; a la falibilidad de la introspección contribuiría, además, el hecho de que la conciencia esté constituida no solo por un contenido sensorial (percepción y juicio o creencia), sino, además por la valoración de dichos contenidos.
              Estas prolongadas y no resueltas disputas, tanto entre materialistas y dualistas como entre estos últimos y, sobre todo, por el advenimiento y auge del conductismo, terminaron por desacreditar la introspección como método para los estudios psicológicos. Junto con ello desapareció también el concepto de ‘conciencia’ del horizonte del método científico.
              Debieron pasar varias décadas de un período de ciencia normal bajo la égida del positivismo, antes de que se produjera un cambio de paradigma epistemológico que permitiera abrir la mente, "la caja negra", al estudio científico. Con el surgimiento de la psicología cognitiva (Solso, 1988) los estudiosos se atrevieron a considerar como posible objeto de investigación el mundo interior del hombre. Sus estudios van desde los procesos cognitivos más simples, como la memoria, la atención, la percepción hasta los más complejos, como la comprensión, la creatividad y la inteligencia artificial. Esto se debió, no tanto a que se haya encontrado un método específico para ello, sino más bien a que el constructivismo epistemológico, el menos dogmático de todos los paradigmas, no descalifica el uso de métodos tradicionales.
              Por otra parte, y lo que resulta fundamental para nuestras propias investigaciones, los psicólogos se sintieron muy interesados en el lenguaje, esto gracias, a que Chomsky pone en el centro de la arquitectura del lenguaje la sintaxis y la oración como unidad fundamental de la lengua, en cuya producción se revela toda la creatividad humana (Miller, 1974). Nació con ello una interdisciplina denominada psicolingüística. Es cierto que años antes, el término se había usado como título de una publicación (Osgood & Sebeok, 1965) que recogió los resultados de un seminario realizado en Estados Unidos de Norteamérica, que había reunido a lingüistas estructuralistas. La obra incluyó también aspectos de la teoría de la información, muy en consonancia con el paradigma del positivismo epistemológico que sustentaba a ambas disciplinas en esa época. La obra pretendía ser realmente programática, indicando una serie de temas que podían ser enfrentados interdisciplinariamente. Pero el proyecto no prosperó como se esperaba debido, principalmente, a los cambios paradigmáticos que afectaron tanto a la lingüística, como a la psicología.
              Sin embargo, quienes desarrollaron esta incipiente idea de transdisciplinariedad fueron los lingüistas seguidores del racionalismo chomskiano, quienes, en busca de alcanzar la adecuación explicativa (Chomsky, 1965), iniciaron los estudios ontogenéticos. Todo ello derivó, como consecuencia del interés por este tema en su época, en el resurgimiento del término "psicolingüística". Coincidentemente, desde la perspectiva de la psicología cognitiva, uno de los primeros campos abordados también fue el del desarrollo de la inteligencia en el ser humano. Se debe reconocer que sus precursores son anteriores a la revolución kuhniana y a la consiguiente aceptación del paradigma cognitivista por la mayoría de los psicólogos. En efecto, uno de los pioneros en este campo, fue Jean Piaget (1977), quien usó el método de observación clínica, que hoy denominaríamos "estudio de casos", desafiando la teoría de la probabilidad y el reinado de las estadísticas en boga en el Siglo XX (Hacking, 1995). Casi simultáneamente, pero sin que llegara a conocimiento de los estudiosos de occidente, Vygotski (1962) había hecho propuestas muy reveladoras y convincentes sobre el mismo tema.
              El interés inicial de los psicólogos por el lenguaje y de los lingüistas por los procesos cognitivos recibió un fuerte impulso con el nacimiento de la pragmática lingüística y la lingüística del texto. El trabajo conjunto resultante llevó a la ampliación del campo de sus intereses para cubrir los procesos cognitivos tan complejos como los que subyacen en el uso del lenguaje, comprensión y producción. Esta apertura solo fue posible gracias a un cambio importante en la concepción del objeto de la lingüística propuesto por los estudios pragmáticos y discursivos: de la lengua (sistema de signos o de reglas) al estudio del habla (actuación).
              Para enfrentar la complejidad de este objeto, que hasta entonces se había querido evitar (Saussure, 1945; Bloomfiel, 1933), se recurrió a metáforas más o menos iluminadoras como la computadora y las redes neuronales. La primera permitió concebir dichos procesos como procesamiento de la información, mientras que la segunda propuso concebirlos como una serie de asociaciones activadoras e inhibidoras de distinto peso. Si bien estas posiciones no han alcanzado el consenso al interior de la comunidad científica, a pesar de algunos esfuerzos por llegar a compatibilizarlos (Kintsch, 1998), han permitido avances interesante en la construcción de modelos que sustentan investigaciones novedosas.
              Cuando el psicólogo John Flavel –discípulo de Piaget y divulgador de sus ideas– comenzó a trabajar con Wellman (1977), la psicología cognitiva estaba en pleno desarrollo y no dudaron en usar con sus sujetos la introspección, tanto retrospectiva como proyectiva. Por eso mismo es que utilizó el término metacognición para designar el objeto de su investigación.
              La metacognición
              Este constructo, definido genéricamente por Flavell (1979) como "cognición de la cognición", ha sido tan discutible e interpretable como el concepto mismo de cognición. En términos no especializados, cognición significa "conocimiento (acción y efecto de conocer)" (RAE, 2001: 581). Si bien esta definición parece ser muy pobre, al menos permite rescatar el hecho de que se trata de un proceso y de un producto. Por otra parte, el sufijo ‘meta’ no significa en este caso, ‘junto a’ o ‘más allá de’, si no que, al igual que Jackobson (1975) lo hace al hablar de función metalingüística, Flavell (1977) lo utiliza para referirse al hecho de que un proceso mental, un conocimiento, se refleja sobre sí mismo, como la imagen en un espejo. Por ejemplo, el conocimiento de que algo se sabe o no se sabe, el conocimiento de las mejores estrategias para memorizar, de las estrategias para mantener la atención sobre algo en particular o para aprender algo de lo leído o escuchado.
              Esos estudios pioneros, referidos a la memoria, buscaban descubrir cuánto sabían los niños acerca de la dificultad relativa de memorizar algo (proyectivo), cuándo creían haberlo memorizado (retrospectivo) y qué estrategias conocían para ayudarse a memorizar (introspectivo). Utilizando niños de diversas edades, llegaron a la conclusión de que los juicios de los sujetos acerca de la memoria a menudo eran errados pero que, con la edad, estos errores disminuían y los juicios se hacían más certeros; en otras palabras, que la introspección y expresión de la metacognición se hacían más acertadas.
              El entusiasmo por estos estudios pronto se hizo sentir, tanto entre los psicólogos, como entre los psicolingüistas y psicopedagogos. Esto trajo consigo, por una parte, una cierta confusión en cuanto al significado del término (Peronard, 1999) y, simultáneamente, la posibilidad de una mayor precisión en su alcance, gracias a una serie de distinciones propuestas. La primera y tal vez la más nítida en la actualidad, es aquella entre el autoconocimiento y el conocimiento de que las otras personas tienen una mente parecida, aunque no idéntica a la nuestra. En Flavell (1979), esta distinción no está clara, pero posteriormente no se duda en distinguir lo que se llama "teoría de la mente" y "metacognición", reservando este último término para el conocimiento de los propios procesos y contenidos mentales. Una segunda distinción trajo considerables consecuencias metodológicas, aunque aparece débilmente esbozada en Flavell (1979) cuando distingue, por una parte, entre conocimiento del sujeto, de la tarea y de las estrategias y, por otra, lo que denomina experiencia metacognitiva. Posteriormente, Flavell (1985) desarrolló en mayor profundidad esta diferenciación al acoger la distinción propuesta por el filósofo Ryle (1949), entre conocimiento declarativo (saber qué) y conocimiento procedural (saber cómo). Una distinción similar fue denominada por Baker (1991) " conocimiento" y " control o regulación", terminología que tuvo amplia acogida entre los psicolingüistas.
              Muchos investigadores comenzaron a aplicar el concepto de metacognición a otros procesos cognitivos como la atención, la comunicación, la comprensión y la producción lingüística. Surgieron así términos como "metatención", "metacomunicación", y, por parte de los psicolingüistas, "metacomprensión", "metaproducción", etc. A ello se agregó el resurgimiento del concepto "metalingüística", esta vez asociado a conciencia metalingüística y no como la utilizó originalmente Jackobson (1977) relacionado a las funciones del lenguaje.
              Esta multiplicidad de estudios en áreas diferentes llevó a una cierta confusión y vaguedad terminológica, especialmente al cuestionarse el papel de la "conciencia" en la metacognición y, específicamente, en el conocimiento y uso de estrategias (Peronard, 1999). La mayoría de los estudiosos consideran que el conocimiento metacognitivo es concientizable, pero surgen dudas cuando se trata, por ejemplo, de la selección de estrategias para resolver problemas de comprensión o producción (Reder & Schunn, 1996). Una proposición muy oportuna fue la de Karmiloff–Smith (1994), quien intentó compatibilizar la posición evolutiva de Piaget (1977) con la posición innatista de Fodor (1986), logrando así que la discusión no se continuara exclusivamente en términos polares, sino que se concibiera como un continuum dinámico que con la edad y el ejercicio mueve hacia el polo de lo consciente o hacia el polo de lo automatizado. Con ello se renueva el interés por estudiar la metacognición desde la perspectiva evolutiva de los primeros años.
              II. EL DISEÑO DE INVESTIGACIÓN
              Como señalamos al inicio, nuestro objetivo es intentar mostrar que existe una relación entre el conocimiento metacognitivo asociado al lenguaje escrito y las habilidades correspondientes y que, por lo tanto, una intervención pedagógica que asocie, en forma inmediata, la reflexión (conocimiento declarativo) con las actividades de lectura y de escritura (conocimiento procedural) mejorará ambos tipos de conocimientos. En otras palabras, aumentará el conocimiento metacognitivo referido al lenguaje escrito y también la habilidad para manejar ambas habilidades (lectura y escritura).
              El formato de investigación fue semi–experimetal con grupo de control y dos grupos experimentales sometidos a una intervención pedagógica. A los tres grupos se les aplicó un conjunto de cuatro pruebas (pretest), antes de iniciar la intervención, y un conjunto similar de pruebas al finalizar (post–test).
              Los sujetos
              Puesto que nos interesaba realizar el trabajo en un contexto lo más naturalístico posible en el ambiente escolar (Mki & McGuire, 2002), la selección se hizo en términos de cursos y no de alumnos individualmente. Por ello, lo que nos pareció más práctico fue hacerlo en función del profesor. En un primer momento se escogieron seis profesores de entre los que habían asistido a cursos de perfeccionamiento en nuestra propia universidad y que tuvieran a su cargo un 2º año de enseñanza media, en la asignatura de Lenguaje y Comunicación, en establecimientos educacionales municipalizados o particulares subvencionados, es decir, que atendieran a jóvenes de clase mediamedia o clase media–baja. A los cursos atendidos por estos profesores los denominamos Grupo A. Más adelante, y con el fin de lograr una mayor representatividad, se escogieron otros 5 profesores que solo se diferenciaban de los primeros por el hecho de no haber asistido nunca a cursos de perfeccionamiento. Sus cursos constituyeron lo que denominamos Grupo B. Finalmente, para el grupo de control, se seleccionaron seis profesores de idénticas características y esos cursos constituyeron el Grupo C. En total, participaron en la investigación 17 cursos –aunque para el análisis estadístico de los resultados fue necesario descartar uno de los cursos del grupo A.
              La intervención
              Para cumplir nuestro objetivo, en una primera etapa, se solicitó a los profesores del grupo A que asistieran a reuniones quincenales durante 10 meses. Durante ese período, y con la asesoría de miembros de nuestro equipo, elaboraron guías de actividades dirigidas a orientar y modelar el conocimiento y uso de estrategias correspondientes a aspectos teóricos específicos de metacognición. Los temas escogidos correspondieron a algunos aspectos del modelo teórico que ha guiado nuestras investigaciones sobre metacomprensión (Peronard, Velásquez, Crespo & Viramonte, 2002) y del de Flower y Hayes (1981) en las actividades sobre lectura. Estos temas eran presentados en cada sesión y discutidos posteriormente con los profesores para su cabal comprensión. Especial énfasis se ponía en la inclusión en las guías de espacios para la reflexión por parte de los alumnos acerca de qué habían hecho y qué habían logrado con ello.
              Esta primera etapa tuvo dos objetivos principales: por una parte conocer, a través de las actividades propuestas y las discusiones sostenidas, el nivel real que se podía esperar de sus alumnos en relación con las actividades de lectura y escritura en la asignatura de Lenguaje y Comunicación. Por otra parte, compenetrarlos en los desafíos que representaba nuestro proyecto y las razones teóricas para la importancia que en él se otorga a la capacidad de autorreflexión por parte de los alumnos.
              La conclusión a la que llegamos en esta fase es que la heterogeneidad entre los establecimientos y sus alumnos era mucho mayor de la esperada, considerando que creíamos haber controlado, hasta cierto punto, el factor socio–cultural de los sujetos. Sin embargo, descubrimos que cada institución parecía tener una cultura educativa propia y distinta, tanto en exigencia como en sentido de cuerpo (nivel de deserción, permanencia de los docentes, etc.). A ello hay que agregar que, al interior de cada curso, la disparidad era el factor que más destacaban los profesores: en algunos casos con un grupo de alumnos muy interesados y en otros casos con un grupo de alumnos que manifestaban un total desinterés.
              En una segunda etapa, el primer semestre del segundo año de investigación, el equipo elaboró siete guiones con actividades pedagógicas dirigidas a la comprensión y producción de textos escritos acompañadas de reflexión metacognitiva. Estos guiones utilizaron ocasionalmente algunas de las actividades propuestas el año anterior por los profesores de enseñanza secundaria, pues se buscaba presentar las actividades en una secuencia progresiva, avanzando simultáneamente en comprensión y producción. Cada guión estaba pensado para cubrir entre 4 a 5 clases, permitiendo así a los profesores incorporar estas actividades en el normal desarrollo de sus cursos (v. en el Anexo 1, una de estas actividades).
              Durante la tercera etapa se realizó la intervención en el aula en los cursos de los grupos A y B (experimentales). Para la aplicación de los guiones, los profesores recibieron fotocopias de todo el material en número suficiente como para que cada alumno tuviera uno a su disposición. Durante los cuatro meses que duró la intervención, el equipo se reunió cada quince días con los profesores de los grupos experimentales para escuchar sus experiencias, las reacciones de sus alumnos, el ritmo de aplicación logrado, los problemas encontrados y sus apreciaciones acerca del avance alcanzado.
              Una vez más, nuestras conclusiones se pueden resumir en la misma palabra: heterogeneidad. No solo entre los alumnos y los establecimientos educacionales sino que, además y fundamentalmente, entre los profesores. Algunos realizaban las actividades ciñéndose estrictamente a lo propuesto, otros con gran creatividad complementaban o adaptaban algunas para adecuarlas a la materia que estaban pasando. Algunos alcanzaban a terminar en los plazos propuestos, dejando tiempo para sus actividades normales. Otros iban tan lento que debían descuidar la materia curricular. En fin, la combinación de colegios, alumnos y profesores nos demostró lo adecuado de haber aumentado el número de cursos para la aplicación.
              Los instrumentos
              Como se señaló anteriormente, para poner a prueba el logro de nuestro objetivo, elaboramos cuatro pruebas: de comprensión, de metacomprensión, de producción y de metaproducción. Algunas habían sido sometidas a exploración experimental el año anterior; otra, como la de metacomprensión, había sido utilizada anteriormente y revisada ya en varias ocasiones.
              La prueba de comprensión consistió en un texto expositivo que los alumnos debían leer para luego contestar preguntas inferenciales, cuyos puntajes dependían del grado de generalización logrado y de la distancia que en el texto separaba la información que debían utilizar para responder. Así, por ejemplo, una de las preguntas exigía una inferencia macroestructural, pues consistía en hacer un resumen del texto en no más de cinco líneas; otras requerían descubrir el significado aproximado de una palabra, basándose en información que se encontraba a mayor o menor distancia (inferencia léxica); finalmente se incluyeron preguntas inferenciales causales que diferían en cuanto al grado de generalización que el sujeto debía realizar para responder adecuadamente.
              a.







              La prueba de metacomprensión, así como la de metaproducción, consistió en un cuestionario de selección múltiple cuyas alternativas representaban un conocimiento declarativo a nivel de reconocimiento (nivel E2 de la teoría R.R.) tanto de estrategias como de ciertas características textuales y pragmáticas (coherencia, cohesión, jerarquización semántica, situación retórica). El valor asignado a cada alternativa dependía de su cercanía con el conocimiento de un experto que concibe un texto escrito, dentro de un contexto de interacción comunicativa.
              b.






              La prueba de producción pedía la elaboración de un texto expositivo adecuada a la situación retórica incluida en las instrucciones. Por ejemplo: "Una revista juvenil de España ha solicitado un artículo informativo acerca de la música más en boga hoy entre los jóvenes chilenos". Para evaluar esta prueba se tomaba en cuenta si se mantenía dentro del tema (coherencia) y del género informativo, si consideraba el probable desconocimiento de los lectores acerca de ciertos aspectos comunes en nuestra cultura (audiencia) y el número, variedad y adecuación de los conectores empleados (cohesión).
              c.







              III. RESULTADOS
              Una vez evaluadas estas pruebas se procedió a verter las cifras en planillas excel. En un comienzo, separamos los resultados de las pruebas de metacognición por campos correspondientes a los diversos elementos que constituían nuestros modelos. Sin embargo, posteriormente, tras un primer tratamiento estadístico, llegamos a la conclusión de que estas dimensiones no son independientes entre sí y, por tanto, no se pueden analizar provechosamente en forma aislada. Siguiendo las ideas de Briggs y Peat (1990), postulamos que todos y cada uno de ellos influye en el grado de metaconocimiento, de modo que, en conjunto, pueden dar una idea más cabal de él.
              Por tanto, aplicamos pruebas de confiabilidad (alfa de Cronbach) a los resultados de cada prueba como un todo. Los resultados obtenidos fueron los siguientes:
              Estos índices fueron considerados satisfactorios, puesto que los de metaconocimiento están por encima de la cifra considerada adecuada y, en las otras dos pruebas, dada su menor estructuración, no era posible esperar índices más altos.
              A continuación, determinamos los promedios por curso y por grupos, pero dada la diversidad de las escalas de puntuación, los resultados los expresamos en términos de porcentaje de logro en las cuatro pruebas del pre–test.
              Una vez terminada la intervención en los cursos de los grupos A y B, se aplicaron de nuevo las cuatro pruebas. Las dos de metacognición fueron las mismas del pre–test. Para la prueba de producción se usaron las mismas instrucciones y una situación retórica similar (cambio de país y de tema). A fin de evitar la posible intervención diferenciada del conocimiento previo, el texto utilizado en la prueba de comprensión era similar al tema del pre–test (problemas del agua a nivel mundial). Las preguntas inferenciales fueron del mismo tipo e intentamos mantener el grado de dificultad, aunque, como muestra la Tabla Nº 2, no lo logramos del todo. En ella se entregan las cifras obtenidas en el pre y post–test.
              El Gráfico 1 muestra más claramente lo señalado. Hemos segmentado la distribución de las cifras en tres grandes rangos: fácil, normal y difícil, los que se muestran para las 2 pruebas de comprensión (pre y post–test).
              Gráfico 1
              Estas cifras indican claramente que el post–test tiene tres preguntas que presentaron un mayor grado de dificultad, nos referimos a la 2, la 6 y la 7; situación que se compensa, en cierta forma, con la mayor facilidad de la 1 y la 8. Sin embargo, en su totalidad, podemos decir que el post–test resultó algo más difícil.
              Ahora bien, antes de continuar aportando mayores resultados, cabe hacer una advertencia: no tomamos ninguna medida para comprobar lo que los profesores del grupo Nº 3, es decir, del grupo control, estaban haciendo en sus respectivos cursos. Ellos solo sabían que formaban parte de un proyecto de investigación cuya naturaleza conocían en términos generales. Solo podíamos suponer que estarían trabajando en la línea de la Reforma Educacional y, por lo tanto, estarían guiando a sus alumnos a ser mejores lectores y escritores.
              Los resultados de los pre–test nos permitieron confirmar que la heterogeneidad observada en los grupos experimentales también se daba en el grupo control especialmente en el ámbito de la comprensión. La diferencia intragrupal en esta prueba alcanza a un 20%: en todos los grupos hay cursos que alcanzan poco más del 40% de rendimientos y otros que logran un promedio de más de 60%. En la prueba de producción las diferencias entre los cursos que alcanzan los puntajes más altos y los más bajos también se dan en los tres grupos, 27% en el grupo control, 12,5% en el grupo A y 17,2% en el grupo B. En las pruebas de metacomprensión y metaproducción la situación es diferente: el porcentaje de logro es más alto en todos los cursos y si bien hay diferencias intergrupales, éstas son menores.
              Comparando los resultados obtenidos en los pretests y los post–test, llegamos a la siguiente conclusión: en la prueba de comprensión, como resultado de la mayor dificultad del post–test, los tres grupos bajaron sus puntajes, aunque en el grupo B la diferencia no alcanzó a ser estadísticamente significativa. En la prueba de producción, los tres grupos aumentaron significativamente los porcentajes promedio alcanzados. En las dos pruebas de metaconocimiento, los incrementos en los índices fueron significativos en todos los grupos, excepto en la prueba de metaproducción en la cual el grupo control no alcanzó a mejorar significativamente. Sin embargo, esta aparente homogeneidad intergrupal es el resultado de la heterogeneidad intragrupal, como se puede ver en los siguientes tablas que muestran los promedios de los cursos que conforman los grupos A y B (experimentales) y C (control).
              Para contrarrestar esta heterogeneidad intragrupal y así poder comparar los resultados entre los grupos, sumamos las diferencias positivas y restamos las negativas en cada grupo y lo dividimos por el número de cursos que los componen. El procedimiento mencionado nos permitió llegar a los siguientes resultados:
              1. En el post–test de comprensión. Si bien, como se señaló, esta prueba resultó más difícil, por lo que todos los grupos bajaron, esta baja fue notoriamente mayor en el grupo control:
              – El grupo A muestra una baja de 2.4%
              – El grupo B una baja de 0,46%
              – El grupo C una baja de 5,68
              2. En las pruebas de metacomprensión todos los grupos subieron, pero el grupo control lo hizo en menor medida:
              – El grupo A subió un 16,58%.
              – El grupo B subió un 11,56%.
              – El grupo C subió, apenas un 1,75%
              3. En las pruebas de metaproducción todos subieron pero, en el caso del grupo control esta mejora es apenas perceptible:
              – El grupo A subió un 4,26%,
              – El grupo B subió 5,42%.
              – El grupo C subió solo 0,9%.

              Contrario a lo esperado, las cifras en el post–test de producción mostraron muy poco avance para uno de los grupos experimentales, mientras que para los dos grupos las alzas fueron aproximadamente las mismas:
              – El grupo A subió 0,9%
              – El grupo B subió 8,3%
              – El grupo C subió 9,1 %
              Buscando una explicación al comportamiento diferencial de los dos grupos experimentales, sobre todo en el desempeño en el post–test de producción, decidimos profundizar en otra de las características que habíamos observado durante la intervención: la irregular asistencia y grado de deserción que se iba produciendo en algunos de los cursos experimentales a medida que avanzaba el año escolar. El material estaba pensado para un avance secuencial, de modo que, perder una o más sesiones, indudablemente, limitaba el efecto que pudiera ejercer sobre el conocimiento y la habilidad de los alumnos en comprensión y producción. Una prueba de esta irregular asistencia la tenemos al comparar el número de alumnos que dieron los pre–test (al iniciar el semestre) y los que dieron los post–test al finalizarlo.

              Para ello, comparamos el número de alumnos de los grupos experimentales que dieron las diversas pruebas, obteniendo los siguientes resultados: en el grupo A, los colegios 2 y 5 tuvieron la asistencia más irregular, mientras que en el grupo B fueron los cursos 3 y 4 los más irregulares, y son los resultados de estos cursos los que influyeron en bajar los puntajes de los grupos experimentales.
              CONCLUSIONES
              Los datos reunidos durante esta investigación permiten afirmar que es posible enseñar provechosamente conocimiento metacognitivo y metatextual. Este procedimiento se realiza mediante actividades didácticas que combinen la enseñanza directa de este conocimiento en asociación inmediata con actividades y reflexión acerca de la utilidad de dichos conocimientos al momento de leer comprensivamente y escribir textos congruentes con las situaciones retóricas decididas durante la planificación de la actividad.
              Tal como se aplicó el material de la intervención, los resultados fueron muy satisfactorios en muchos cursos de los grupos experimentales, pero no en todos ni en todas las pruebas. La efectividad de las actividades parece haber dependido, en parte, de la asiduidad de la asistencia a clases de los alumnos. Indudablemente, también otros factores pueden haber intervenido, como los mencionados al comentar la heterogeneidad de los cursos, los profesores y los establecimientos detectada durante las reuniones sostenidas antes y durante la intervención. Por ello, parece recomendable que en una nueva aplicación no se exigiera hacerlo en un calendario tan apretado. Esto es especialmente importante en los cursos cuyos alumnos tienen asistencia irregular. Eso le daría tiempo al profesor para elaborar nuevas actividades similares a las propuestas manteniendo el objetivo perseguido –claramente incluido en cada guión– que permitirían reforzar las estrategias en aquellos alumnos que habían estado presentes durante la primera presentación, junto con poner al día a aquellos que habían faltado. El no haber dejado tiempo para esto puede explicar los resultados relativamente pobres de algunos cursos experimentales que bajan el promedio de los grupos.
              Interesante resulta observar lo acontecido con la prueba de producción, en la que el grupo control obtuvo resultados muy semejantes a uno de los grupos experimentales. Nos atrevemos a sugerir dos explicaciones provisorias para este resultado: en primer lugar, el programa del 2º año de E. M. otorga suma importancia a la construcción de textos de modo que, mientras que en los grupos experimentales se aplicaba el material de la intervención, en los cursos que conformaron el grupo control, los respectivos profesores también se estaban centrando en la escritura solo que sin recurrir a la metacognición.
              En segundo lugar, el trabajo de algunos de esos profesores habría sido más eficaz que algunos de los de los grupos experimentales, como lo demuestran los puntajes obtenidos en los pre–tests de producción, mayores en el grupo control que en los otros dos grupos. Esta misma explicación es válida para el menor aumento de los grupos experimentales, cuyos promedios en el pre–test fueron considerablemente inferiores.
              En definitiva, nos parece recomendable replicar este tipo de intervención dada su efectividad en el aumento del conocimiento metacomprensivo y metaproductivo, y por haber probado su capacidad para mejorar la habilidad comprensiva de textos escritos, tan importante para el éxito en el sistema escolar. Sin embargo, en caso de hacerlo, se debiera tratar de tomar dos medidas: tener grupos más homogéneos, utilizando para ello, por ejemplo, los pretest para la selección de los cursos, aunque ello signifique disminuir el número de sujetos con los que se trabaje, y darle más tiempo a las actividades de producción que parecen requerir más práctica para pasar del conocimiento declarativo al procedural.

              *Proyecto FONDECYT 1020791.
               
              REFERENCIAS BIBLIOGRÁFICAS
              Bloomfield, L. (1933). Language. New York: Holt, Rinehart & Winston.
              Brentano, K. (1944). Psychologie du point de vue empirique. Paris: Auber.
              Briggs, J. & Peat, F. (1990). Espejo y Reflejo: Del caos al orden. Barcelona: Gedisa.
              Chomsky, N. (1965). Aspects of the theory of syntax. Cambridge, Mass.: M.I.T. Press.
              RAE (2001). Diccionario de la Real Academia Española de la Lengua. Madrid: Espasa–Calpe.
              Flavell, J. & Wellman, H. (1977). Metamemory. En R. V. Kail & J. W. Hagen (Eds.), Perspectives on the Development of Memory and Cognition (pp. 1–33). Hillsdale, N.J.: Lawrence Erlbaum.
              Flower, L. & Hayes, J. (1981). A cognitive process theory of writing. College Composition & Communication, 31 , 132–149.
              Fodor, J. (1986). La Modularidad de la mente. Madrid: Morata.
              Hacking, I. (1995). La domesticación del azar. Barcelona: Gedisa.
              Jacobson, R. (1975). Lingüística y poética. En Ensayos de Lingüística General. Barcelona: Seix Barral.
              Karmiloff–Smith, A. (1994). Más allá de la modularidad. Madrid: Alianza.
              Kintsch, W. (1998). Comprehension a paradigm for cognition. Cambridge: Cambridge University Press.
              Maki, R. & McGuire, M. (2002). Metacognition for text: Findings and implications for education. En T. F. Perfect & B. L. Schwartz (Eds.), Applied metacognition (pp. 1–11) . New York: Cambridge University Press.
              Miller, G. (1974). Lenguaje y psicología. En E. Lenneberg (Ed.), Nuevas direcciones en el estudio del lenguaje (pp. 109–128). Madrid: Revista de Occidente.
              Osgood, Ch. & Sebeok, T. (1965). Psycholinguistics. Indiana: Indiana University Press.
              Peronard, M. (1999). Metacognición y conciencia. En G. Parodi (Ed.), Discurso, cognición y educación. Ensayos en honor a Luis A. Gómez Macker (pp. 43–57). Valparaíso: Ediciones Universitarias.
              Peronard, M., Velásquez, M., Crespo, N. & Viramonte, M. (2002). Conocimiento metacognitivo del lenguaje escrito: Instrumento de medición y fundamentación teórica. Infancia y Aprendizaje, 25(2), 131–143.
              Piaget, J. (1977). La naissance de l’intelligence chez l’enfan.‘Neuchâtel: Delachaux & Niestlé.
              Reder, L. & Schunn, C. (1996). Metacognitive aspects of implicit/explicit memory. En L. Reder (Ed.), Implicit memory and metacognition (pp. 45–78). Mahwah, N.J.: Lawrence Erlbaum.
              Saussure, F. de (1945). Curso de lingüística general. Buenos Aires: Losada.
              Solso, R. (1988). Cognitive psychology. Massachussets: Allyn & Bacon.
              Vygotski, L. (1962). Thought and language. Cambridge,. Mass.: M.I.T. Press.
               
               Dirección para Correspondencia: Marianne Peronard (mperonar@ucv.cl). Tel.:(56–32) 273387 Fax: (56–32) 273448. Pontificia Universidad Católica de Valparaíso, Av. Brasil # 2830, piso 9, Valparaíso, Chile.
               
              MODULO DIDACTICO
               
               
              ANEXO 2
               
              A. 2.1 PRUEBA DE COMPRENSIÓN
              El agua se volverá amarga
              Hablar del agua es hablar de una paradoja: es el elemento más abundante de la Tierra y, a su vez, es el más escasos en muchos lugares, da la vida y, en ocasiones, la quita ; une y separa. No le concedemos valor, pero su falta paralizaría nuestra vida.
              Existen grandes depósitos de agua dulce que se encuentran en lugares muy alejados de los centro poblados, por ejemplo, en los glaciares de Groenlandia, en la Antártica, en los lagos de América del Norte, en Rusia y en las zonas húmedas tropicales. En cambio, en otros lugares, como el norte de Chile, o el centro de Australia, prácticamente no hay reservas de agua. En las áreas urbanas del tercer mundo 170 millones de personas carecen de agua limpia para satisfacer sus mínimas necesidades: beber, cocinar o lavarse; en las áreas rurales de estos países, el panorama es más sombrío ya que alcanza a casi 885 millones de personas.

              La sucesiva construcción de diques y represas ocasiona múltiples problemas y no garantiza, por sí sola, la satisfacción de las demandas futuras de agua dulce. Se habla de que globalmente hay un exceso de agua, pero, debido, especialmente, a la contaminación, el agua dulce sigue disminuyendo hasta niveles peligrosos para la sobrevivencia del planeta. Imágenes de una Tierra desértica y estéril dejarán de ser ideas de cuentos o películas de ciencia ficción y pasarán a convertirse en una realidad. Urgen, en consecuencia, acciones inmediatas frente a este grave problema. Si bien la cantidad de agua disponible en el planeta es abundante, no debemos olvidar que el agua potable supone solamente el 2,9% del agua terrestre, lo que hace que, en ocasiones, su uso plantee problemas complejos. Todos se tendrían que resumir en una frase; "existe un desajuste entre la demanda, en cantidad y calidad, y las disponibilidades en un momento dado y en un lugar concreto". No todos los recursos hídricos disponibles pueden ser utilizados como agua potable.

              No debe extrañarnos, por tanto, la afirmación de que la contaminación del agua es uno de los problemas más graves con los que se enfrenta la civilización actual. Las lluvias ácidas, el vertimiento de aguas contaminadas con productos químicos, agrícolas, metales pesados, residuos domiciliarios, etc. se incorporan al caudal de agua de los ríos, lagos, esteros y canales. Este problema es grave en todos los países. En los industrializados, por la cantidad y diversidad de agentes contaminantes y en los países en desarrollo, debido a la imposibilidad de hacer frente al gasto económico que suponen las tecnologías para la purificación del agua. Hay que considerar también que los depósitos naturales de agua son ecosistemas muy vulnerables. Los lagos y estanques, por ejemplo, tienen ciclos de renovación muy lentos por lo que tardan mucho en eliminar los agentes contaminantes.

              El agua dulce no es solamente agua. La biodiversidad de ríos, lagos, torrentes y zonas húmedas es el conjunto de ecosistemas más amenazados de la tierra. Casi el 20% de los peces de agua dulce han desaparecido o están en peligro de hacerlo. Esta cifra es mucho mayor en algunos países industrializados como sucede en Europa Oriental. Peces, anfibios, moluscos y otras muchas especies peligran también por la contaminación del agua.

              Frente a la dispersión de los depósitos de agua dulce, la contaminación o la carencia de más fuentes de aguas superficiales, se ha recurrido a la explotación y empleo de napas. En principio, podemos decir que abundan las aguas de este tipo, por lo que podrían constituirse en una alternativa posible para dotar al planeta de este preciado líquido. Sin embargo, es necesario considerar que estos recursos, si bien se encuentran, en principio, mejor protegidos frente a la contaminación que las aguas superficiales, cuando ésta se produce, el daño suele ser mayor e irreversible en la mayoría de los casos. De ahí la urgencia de articular un sistema de protección de preserve las napas. Tal vez, ellas constituyan la última esperanza de salvar al planeta de un daño irreparable.


              Ahora que leíste el texto contesta las siguientes preguntas:

              1. ¿Qué situación es la principal responsable de la escasez de agua dulce en el planeta?

              2. ¿A qué se refiere el autor con el título "El agua dulce se volverá amarga?

              3. ¿Qué solución se propone en el texto para la escasez de agua dulce en el planeta?

              4. ¿Qué quiere probar el autor cuando en el párrafo 2 nombra los principales depósitos de agua dulce en el planeta?

              5. Según el texto ¿qué significado le das a la palabra "paradoja".

              6. ¿Dónde es más escasa el agua potable?

              7. ¿De qué manera se puede relacionar la dispersión de los depósitos de agua dulce con la escasez de este líquido?

              8. Según el texto ¿qué significa la palabra "napas"?

              9. ¿Para qué crees tú que el autor escribió este texto?

              10. ¿A quién crees tú que está dirigido este texto? Justifica tu respuesta.

              A.2.2 ACTIVIDAD DE ESCRITURA
              Una revista juvenil española ha invitado a los jóvenes chilenos a escribir acerca del cantante o grupo musical de moda en nuestro país.
              Te pedimos que redactes un texto, de una plana como mínimo, en el cual informes a los lectores de la revista todo lo que sepas del tema y crees que le pueda interesar

              A.2.3 EJEMPLOS DE PREGUNTAS DE METACOMPRENSIÓN
              Antes de leer un texto para hacer un resumen pedido por la profesora ¿qué hago?

              a) me fijo en cuántas hojas tiene (2)

              b) reviso bien para ver si es el texto que corresponde (1)

              c) leo el título y trato de recordar lo que he leído al respecto (6)

              d) calculo el tiempo que me voy a demorar en leerlo (3)

              e) lo hojeo rápidamente para ver si el tema lo hemos visto en clases (5)
              f) me fijo en los subtítulos (4)

              Un cuento escrito por un compañero está mal escrito cuando

              a) no describe los personajes adecuadamente (5)

              b) aburre mientras se lee (3)

              c) los conflictos quedan sin resolver (6)

              d) está mal redactado (2)
              e) tiene graves problemas de ortografía (1)
              f) pasa bruscamente de un suceso a otro sin explicación (4)

              Cuando leo un texto me detengo porque,

              a) quiero anotar buena idea que es importante (3)

              b) quiero tratar de imaginarme cada parte (5)
              c) me llamó la atención una oración que después quiero recordar (4)

              d) muchas personas me lo han recomendado (2)
              e) relaciono lo que dice esa parte del texto con otras cosas que he leído (6)
              f) me cansé de leer en esa misma posición (1)

              A.2.4
              EJEMPLOS DE PREGUNTAS DE METAPRODUCCIÓN
              Si me hubieran pedido que participara en un concurso de cuento yo

              a) buscaría una buena disculpa para decir que no (1)

              b) me preocuparía de que el conflicto central quede bien resuelto (4)

              c) buscaría nombres ingeniosos para los personajes (3)

              d) me preocuparía de que quede bien presentado (2)
              e) dejaría en claro las motivaciones para las acciones de los personajes (5)

              Mientras escribo un resumen de la materia para la prueba de biología me detengo para

              a) ver si estoy escribiendo lo que me va a servir para estudiar (5)

              b) ver si no estoy omitiendo alguna idea importante (4)

              c) comprobar si estoy incluyendo los términos especializados más importantes (3)

              d) ver si está quedando muy largo (2)

              e) calcular si me va a alcanzar el tiempo (1)

              Si tengo que escribir una carta al alcalde de la ciudad para pedir que construya una plaza de juegos en mi sector, yo me preocuparía sobre todo de

              a) que tenga una correcta ortografía y una excelente presentación (2)

              b) que las ideas estén bien organizadas (4)

              c) que toda la información esté relacionada con el tema (3)

              d) que mis razones sean convincentes (5)

              e) que se la pueda llevar personalmente (1)


               
              Argentina    
               
              Mariela Eula.
              Trad. Pública y Lic. en Inglés.
               
               United Kingdom 

              PRAGMATICA Y TRADUCCION

               

              Cita

              PRAGMATICA Y TRADUCCION

              una propuesta para el tratamiento de las inferencias conversacionales
              Miguel Pérez*, Elena Garayzábal Heinze**, Mohamed El-Madkouri**[1]
              (Universidad Autónoma de Madrid)

               

              Hay autores que ganan en la traducción y otros que perecen en ella [...]

               

              [...] Hay un mundo pedestre, serial, que manipula todas las intenciones. Ante esa realidad debemos jerarquizar a los traductores como se hace con las figuras literarias y otorgar premios que reconozcan su labor. Es sorprendente ver que en las críticas que publican nuestros periódicos y revistas apenas se aluda al valor de las traducciones, como si el español de los libros no fuese responsabilidad de los traductores. Yo veo en esto una de las causas de porqué anda hoy tan mal la literatura traducida de nuestro idioma

               (Herberto Padilla)

                

              Abstract

               

              The purpose of this article is to give a solid theoretical framework to understand conversational inferences from the translation point of view, to derive applications that lead us to adopt this theme in applied and real translations through different languages and cultures.

              Inferences are a lack in the field of translation and that avoids an effective treatment of the translation phenomenon.

               

              1- Introducción

               

              El objetivo de este trabajo consiste en proporcionar un marco teórico sólido y bien definido que permita emprender un acercamiento a las inferencias conversacionales desde el punto de vista de la traducción. De esta manera, se conseguirá delimitar correctamente el objeto de estudio al que nos enfrentamos, derivándose de esto subsecuentes aplicaciones que nos permitan abordar esta cuestión de una forma práctica y real en las traducciones entre lenguas y culturas diferentes.

              Para ello, partiremos de una revisión del fenómeno inferencial en las obras traductológicas, lo cual pondrá en evidencia las carencias que éstas manifiestan y que, por otro lado, impiden que se haga posible un tratamiento efectivo de este fenómeno en la traducción.

              La revisión del campo de los tratados teóricos en el seno de la traductología, en lo que concierne a las inferencias, nos proporcionará las claves y las líneas a seguir para establecer un modelo teórico adecuado a la realidad práctica que hay que trabajar. Éste será el punto de partida para focalizar y priorizar las acciones que se han de desarrollar y llegar así a la realidad comunicativa de los hablantes y sus enunciaciones, facilitando la delimitación de entidades concretas susceptibles de recibir la atención de métodos de traducción específicos.   

               

              2- Las inferencias conversacionales en los estudios traductológicos

               

              Una mirada al estado de la cuestión, en los últimos años, permite translucir el vacío y la confusión teórica al respecto. Así, las referencias a la parcela de las inferencias conversacionales se suelen limitar a escasos y pobres compendios de conceptos, escogidos sin criterios claros, provenientes de autores como Grice o Sperber y Wilson. Además, no hay un consenso claro en cuanto al espacio teórico al que esta perspectiva se adscribe: unos, como Hatim y Mason (Hatim, Mason, 1995) lo circunscriben al campo de estudio de la pragmática; otros en cambio, a la forma en que lo hace Peter Fawcett (Fawcet, 1997), creen que tales vicisitudes deben encuadrarse en el dominio de la psicolingüística; los hay incluso que no le conceden ningún espacio de asentamiento explícito en su desarrollo (Lederer, 1994). En cualquier caso, el resultado no suele ser el de un espacio acotado, sino el de un cajón desastre que se muestra a toda prisa con la vista puesta en lo que sigue.

              No hay duda, no obstante, de que cuando hablamos de inferencias conversacionales nos movemos, como dice Lederer (1995), en el terreno de lo implícito, allá donde los presupuestos y las insinuaciones se entrelazan con la lengua para condicionar el significado de los textos:

               

              La compréhension embrasse delle des présupposés et des sous-entendus, qu´on peut classer sous le terme general d´implicites. Ils sont indisociables de la connaissance de la langue et ont leur importance, car ils ons une incidence sur le sens des textes au même titre que l´explicite linguistique. (Lederer, 1995: 34)

                      

                       Según este mismo autor, para el caso concreto de la traductología, los presupuestos de la lengua son el resultado de la asociación de los significados con el conocimiento del mundo, mientras las insinuaciones son las intenciones que forzaron la enunciación de lo dicho. De esta manera, Lederer llega a la conclusión de que el traductor o el intérprete tiene que combinar tanto lo explícito como lo implícito: hay que saber ajustar los presupuestos que transporta la lengua con las insinuaciones exteriores al acto de traducción para una verdadera comprensión de los textos.

                       Sin embargo, es necesario profundizar más y ahondar en los procesos y principios que determinan que esa parte implícita sea extraída por el interlocutor de cualquier hablante o escritor. Basil Hatim e Ian Mason (1995) afrontan esta tarea aclarando, en primer lugar, que es necesario ampliar el campo de estudio desde la consideración del significado de la oración, o del texto, hacia la del significado del hablante y del significado del oyente (o del escritor y lector). Así, y según ellos, la concepción de entender el significado del texto original es errónea; es más adecuado tratar el significado del lector como una interpretación del significado del escritor:

               

              La tarea del oyente o lector es construir un modelo de la intención comunicativa del hablante o escritor, en consonancia con las indicaciones que van apareciendo a medida que se procesa el texto y con el que el primero sabe del mundo en general. (Hatim, Mason, 1995: 122)

               

                       Tenemos ahora, por tanto, que distinguir entre el conocimiento del mundo y el conocimiento que el texto porta, en palabras de Beaugrande y Dressler (1981): “conocimiento ofrecido por el texto y conocimiento del mundo”. Llegados a este punto, es necesario hacer notar, no obstante, que estos conceptos introducidos hasta ahora no son suficientes para satisfacer la comunicación, puesto que ni los hablantes disponen, cada uno, de todo el conocimiento del mundo, ni todos los hablantes coinciden en sus conocimientos sobre el mundo. De esta manera, para que la comunicación sea posible el hablante/escritor y el interlocutor/lector necesitan de un espacio de conocimientos compartido que permita la interacción: los conocimientos compartidos:

                      

              Todo lo que guía a un hablante al tratar algo como dado o compartido es lo que da por supuesto que el oyente da por supuesto. (Prince, 1981:232)

                      

                        Siguiendo a Hatim y Mason:

               

              Nunca podemos saber lo que nuestro interlocutor sabe; pero sí que podemos elaborar suposiciones sobre el entorno cognitivo que ambos compartimos, y, de hecho, es así como actuamos. (Hatim, Mason, 1995: 122)

               

                       Más adelante, estos autores distinguen entre entidades nuevas en el discurso, entidades evocadas textual o situacionalmente, y entidades inferibles. Según ellos, una entidad evocada es la que ya está activa en el modelo discursivo en construcción, bien gracias al co-texto o porque es situacionalmente relevante

               

              Lo importante aquí, desde el punto de vista de la traductología, es que lo inferible o situacionalmente evocado para el lector del texto original puede no serlo para el lector de la versión. (Hatim, Mason, 1995: 122)

               

                       Esto es, existe un sistema subyacente de conocimientos y aptitudes que forman parte de la competencia de transferencia. Ésta consiste en la capacidad de recorrer el proceso de transferencia desde el texto original a la elaboración del texto final, lo que supone saber comprender el texto original y reexpresarlo en la lengua de llegada según la finalidad de la traducción y las características del destinatario (Hurtado Albir, 2001)

              Parece, pues, que el caballo de batalla de toda traducción es el hecho de que los destinatarios del texto original y los de la versión traducida se muevan en entornos cognitivos diferentes, lo que hace que no estén en la misma disposición a la hora de enfrentarse a la tarea de la inferencia. Ahora bien, ¿cómo abordar esta problemática? Hatim y Mason hacen uso de los conceptos de “efectividad” y “eficacia” para intentar responder a la pregunta, además de argüir las propuestas de Grice, por un lado, y de Sperber y Wilson, por otro, para ello. El traductor debe tener en cuenta distintos supuestos  sobre los separados entornos cognitivos de los usuarios del texto original y de la versión. Esto es, está obligado a calcular lo que puede ser presupuesto o compartido con los receptores a los que se destinan las traducciones, buscando un equilibrio entre las ya citadas entidades nuevas, evocadas e inferibles que haga posible que el destinatario infiera la intención comunicativa del productor. Para alcanzar este equilibrio, Hatim y Mason utilizan los términos de efectividad (“alcanzar la máxima transmisión de contenido relevante o cumplir con una meta comunicativa”[Hatim, Mason, 1995:123]) y eficacia (“alcanzar lo anterior del modo más económico, dando lugar al mínimo gasto de esfuerzo de elaboración”[ Hatim, Mason, 1995:123]). Esto quiere decir que el traductor tiene que controlar la información que los receptores necesitan, para llevar a cabo las inferencias, considerando estos dos nuevos baremos: explicitar el contenido mínimo más relevante con respecto a la intención del texto. Ambos conceptos se ponen, además, en relación con las máximas conversacionales de Grice, en concreto con las de cantidad y relevancia. La primera dice:

               

                       Actúa de modo que tu contribución sea tan informativa como sea necesario

                       No actúes de modo que tu contribución sea más informativa de lo necesario

               

                       Sin embargo, dicen Hatim y Mason, “lo que es <<necesario>> para un determinado propósito comunicativo en el entorno cultural de la lengua de llegada es, por consiguiente, un asunto que el traductor ha de valorar. Y en estos términos es como podemos definir la adecuación” (1995:124). A la luz de esta máxima de cantidad, las nociones de elipsis y redundancia en la traducción se pueden tomar como variables pragmáticas dependientes de las presuposiciones acerca de los respectivos entornos cognitivos de los usuarios del texto original y de la versión.

                       La relevancia a la que se hace referencia en la definición del término de efectividad se relaciona con la máxima de relevancia:

               

                       Sé relevante

               

                       Y para definir el mismo concepto de relevancia se acude a la obra de Sperber y Wilson (1987), quienes llevan este principio a la posición de factor central por el que se rige la interpretación de una realización. De esta manera, los oyentes infieren la información más relevante para el contexto que el hablante explicita, y esta relevancia está en función de la relación de dicha inferencia con las representaciones previas de estos oyentes: cuanto más contribuye una suposición a introducir algún cambio en nuestros conocimientos, en un contexto dado, más relevante es. Hatim y Mason nos recuerdan, por ende, que lo que es relevante en un entorno (el del texto original) no tiene por qué serlo en otro (el de la versión); es por esto por lo que los traductores son los que deben valorar la relevancia en función de los destinatarios pretendidos, y así calcular el adecuado equilibrio entre lo nuevo, lo evocado y lo inferible en el texto producido. Para terminar de comprender este proceso de las inferencias conversacionales, además, estos autores traen a colación la teoría de la violación de las máximas conversacionales de Grice, la cual explica el fenómeno que desencadena la puesta en marcha de la inferencia:

               

              Uno de los hallazgos de Grice es que, cuando una máxima es aparentemente violada, los participantes en la conversación tienden a inferir algún contenido inexpresado (“implicatura”) antes de abandonar el supuesto de que se mantiene el principio de cooperación.     

               

                       A la luz de esta misma afirmación, otro autor, Peter Fawcett (1997), llama la atención sobre la necesidad de reflexionar acerca de las implicaciones de la misma para el traductor:

               

              In addition to supplying macro-level translation principles based on the Gricean maxims, implicatures will also operate at the micro-level, since it is assumed that different languages will apply the principles in different ways in different situation, and this Knowledge should be part of translator competence. (Fawcett, 1997: 133)

               

              Para este autor, aunque las cuatro máximas de Grice (cualidad, cantidad, relación y modo), más alguna de las que se han añadido después (cortesía), se desarrollaron en un principio con vistas al análisis del lenguaje hablado, su relevancia para la lengua escrita y, por tanto, para la traducción es clara: “It could work both as a general theory of the act of translation (...) and as an instruction to translators to learn how the maxims are applied in the languages they work between and to act accordingly” (1997: 130). Ahora bien, en el momento de centrarse en la cuestión misma de las inferencias conversacionales, Fawcett mira también a la teoría de la relevancia. De esta forma, nos dice que el receptor es capaz de inferir la intención de su interlocutor haciendo uso de las propiedades lingüísticas, las cuales nos guían en la formación de representaciones semánticas en la mente, y de su propio conocimiento del mundo (“contexto”). Es aquí, pues, donde entra este principio de relevancia: elegimos del contexto aquellas suposiciones que tienen mayores efectos contextuales o beneficio y que requieren menos esfuerzo de procesamiento. Inmediatamente después, Peter Fawcett aplica este ámbito tan sucintamente delineado al mundo de la traducción. Para ello, recoge las consideraciones de Gutt (1991), quien utiliza esta teoría de la relevancia para ofrecer un panorama concreto a los traductores. Así, nos dice que el traductor debe elegir, fundamentalmente, entre dos tipos de traducción en función de lo que él considera relevante del texto original para la nueva audiencia: traducción directa o indirecta. A partir de las objeciones que indicaban la imposibilidad de saber cuál es realmente el conocimiento de la audiencia meta (Newmark, 1993), Gutt defiende la conservación de la forma de la expresión y del contenido del texto fuente para aplicar el principio de relevancia. Sin embargo, cuando habla de conservar la forma de la expresión no se refiere al mantenimiento de las formas estilísticas (esto sería imposible dada la tremenda variabilidad estructural entre las diferentes lenguas del mundo), sino a la conservación de las claves comunicativas que guían a los receptores en la correcta interpretación de las enunciaciones. Así, dos enunciaciones de dos lenguas distintas comparten las mimas claves o pistas si ambas llevan a la misma interpretación. Por todo ello, una traducción directa sería aquella forma de traducción independiente del contexto en el que ésta se produce que preserva las claves comunicativas y que necesita, entonces, del contexto original para que las inferencias se lleven a cabo. Ésta es la verdadera traducción para Gutt, puesto que él mantiene que las traducciones tienen que guardar una verdadera relación con la versión original. La traducción indirecta, por el contrario, es contextualmente dependiente, y en ella sólo se mantiene el significado de la obra original, de manera que el traductor hace los cambios necesarios para maximizar su relevancia, en función de su nueva audiencia, sin tener en cuenta para ello el texto original. La elección entre las dos formas descritas estará condicionada por lo que el traductor considera relevante para su público (“It is left to the translator to choose between indirect and direct translation (...) depending on what they see relevant to the audience, and to make the decision clear to the audience in a foreword” [Gutt, 1991: 181, 183]): en la traducción directa es necesario que los receptores estén familiarizados con el contexto asumido por el comunicador original (éstos corren con la responsabilidad de maquillar y recomponer las diferencias culturales); en la indirecta, habrá que llevar a cabo una adaptación de la obra original y compensar las desigualdades contextuales explicitando y haciendo evidentes las implicaturas.

              Llegado a este punto del repaso al estado de la cuestión, se hacen evidentes varias carencias. Por un lado, no hay un marco teórico claro y fuerte que sustente las aportaciones que estos autores hacen. Por otro, no se explican ni delimitan los conceptos utilizados: ¿qué es exactamente una implicatura? ¿Y una explicatura? ¿Qué significa exactamente que las suposiciones tengan efectos contextuales? ¿Qué son esas claves comunicativas de las que habla Gutt?¿Qué papel juegan éstas en el proceso de interpretación? Por último, no se deriva ninguna aplicación específica y concreta para traducir las inferencias conversacionales de una lengua a otra. Gutt sólo contempla dos alternativas: o se lleva a cabo un intento translación de las inferencias de una lengua a otra (sin la explicitud que debiera), pero manteniendo el nivel contextual del texto fuente (luego no se está haciendo una traducción real de la inferencia); o se sustituye ésta por una explicitación en la lengua fuente (luego no se mantiene la forma de “inferencia” en la lengua meta).

              Pero sigamos revisando los libros y artículos que desde la traducción se interesan por esta parcela del campo de la pragmática. En este recorrido, además de las referencias expuestas antes, donde se preconiza un acercamiento abarcador al fenómeno de las inferencias, hay otras muchas tentativas de estudio de manifestaciones precisas de éste. Tales son las reflexiones acerca de la ironía y su traducción. Mohamed El-Madkouri dice de la misma:

               

              Darla a la luz probablemente no suponga tantas dificultades como leerla y comprenderla y menos trasvasarla de una lengua a otra. Pues si el análisis de los mecanismos y procedimientos irónicos es todavía incipiente, lo es más la investigación acerca de las pautas para seguir en su traducción. (El-Madkouri, 1994: 391)

               

                       Esto nos permite volver a retomar el trabajo de Hatim y Mason (1995), quienes partían del desencadenamiento del proceso inferencial en el hablante, a partir de la violación de una máxima conversacional por parte de su interlocutor, para volcarse en el elemento concreto de la ironía. De esta forma, ellos dicen que las máximas conversacionales más estrechamente relacionadas con la ironía son dos:

              -                      La de cualidad

              §         No digas nada que creas que es falso.

              §         No digas nada de lo que no tengas la necesaria constancia.

              Ejemplo:

              A.     -Igual te nombran gerente

              B.     -Sí, y a lo mejor las vacas vuelan

              -                      La de cantidad

              §         Actúa de modo que tu contribución sea tan informativa como se requiera

                Ejemplo:

              A (contemplando un aguacero). –Parece que está lloviendo

               

              Esto quiere decir que nos apoyamos en la violación de una máxima para hacer notar a nuestro interlocutor que estamos ironizando, o sea “que el hablante se disocia de la opinión expresada y que (...) está haciendo eco de un punto de vista para mostrar cierta actitud ante éste (ridículo, indignación, exasperación, etcétera)” (1995:129). El establecimiento de la inferencia apropiada se alcanzará por dos factores, en palabras de Hatim y Mason: “por el contraste de la opinión expresada en apariencia con cualquier opinión expresada contextualmente; y, posiblemente también, [por] el contraste de la opinión expresada en apariencia con lo que se da por sentado (el entorno cognitivo mutuo)” (1995:129, 130). El segundo factor mencionado, obviamente, es el que más nos interesa para el caso de la traducción, ya que el receptor del texto original puede moverse en un contexto socio-cultural distinto del que rodea al destinatario del texto meta. Esto conlleva que pueda haber diferencias entre lo que se da por supuesto en uno y otro. Al final del capítulo ambos autores proporcionan un ejemplo de traducción de ironía de la lengua francesa a la inglesa. En ésta, la máxima de cualidad se viola de diferente forma en la segunda, proporcionando pistas para que los lectores ingleses reconozcan la intención irónica. Lo más importante es que no se explican ni definen los criterios que se tienen que seguir en este proceso de transformación, de modo que el cambio de “forma” se hará de acuerdo con la intuición del traductor. Sin embargo, la muestra inglesa del ejemplo que ellos aducen hace uso de ciertos recursos lingüísticos diferentes de la versión francesa, lo que indica que sería posible realizar un estudio que tratase de introducir cierta sistematicidad en el procedimiento partiendo de dicho recursos. Aquí nos topamos, no obstante, con opiniones que podrían ir en contra de esto que se empieza a destapar ahora. Éste es el caso del autor citado antes con excesiva premura:

               

              La ironía no es un procedimiento estrictamente lingüístico sino que se basa, muchas veces, en realidades extratextuales. La ironía en estos casos no nace de una heterogeneidad lingüística sino de otro tipo de incoherencia con una realidad consabida, asumida y superada. (El-Madkouri, 1994: 397)

               

              Sin duda, se cruzan aquí las exposiciones de Mohamed El-Madokouri y las de Hatim y Mason: el primero se está refiriendo también, en el párrafo anterior, a las máximas conversacionales de Grice, en concreto a la máxima de cualidad. Sin embargo, se hace necesaria la siguiente pregunta: ¿en realidad las ironías basadas en este tipo de procedimiento (violación de máxima) no se apoyan en recursos lingüísticos o paralingüísticos fosilizados y gramaticalizados que son necesarios para que la enunciación sea verdaderamente recibida con intención ironizadora?

              Con esto se está queriendo decir que, aunque efectivamente la violación de la máxima conversacional sea un desencadenante de la interpretación inferencial, y ésta no sea un recurso estrictamente lingüístico, necesita ser acompañada de ciertas locuciones o fórmulas lingüísticas o paralingüísticas que aseguren nuestra intención irónica y que no seamos tomados por ignorantes. Podría haber quien dijese en este preciso instante que la mención de los rasgos paralingüísticos supone ya de por sí una confirmación de la tesis de El-Madkouri, pero el hecho de denominarlos de tal manera ya implica que son rasgos que van intrínsecamente ligados a lo lingüístico y que, por tanto, pueden ser afrontados por la ciencia lingüística. Prueba de ello es que la pragmática se ha venido ocupando de esta área de la comunicación desde el principio (Gumperz, Dell Hymes, 1972). Todo esto pretende resaltar que la violación de la máxima conversacional no provoca por sí sola la puesta en marcha de la inferencia; ésta se acompaña de elementos concretos que pueden ser objetivados y analizados.

              Para apoyar esto que se defiende, veamos algunos de los ejemplos que El-Madkouri presenta como casos de ironías que contradicen una “realidad consabida, asumida y superada”:

               

              Ejemplo1

              Discutir la esferidad terrestre tomando posturas precientíficas.

               

              En este caso, si queremos decirle a alguien, en clave irónica, que la tierra pudiera ser plana porque si no los terrícolas que habitasen la parte inferior del globo caerían al vacío al estar boca abajo, resulta difícil imaginarlo si no es haciendo uso de una entonación especial o, si no, de alguna fórmula idiomática introductoria que deje claro que no creemos realmente lo que decimos. Baste pensar el efecto que produciría si argumentásemos esta postura con tono serio y de la misma manera que argumentamos cualquier idea que sí profesamos realmente

               

               Ejemplo2

              Equivocarse de figuras históricas conocidas por todos.

               

              Aquí también aparecen los mismos elementos que en el caso anterior. Si quisiéramos ironizar con un ejemplo de esta clase sin hacer uso de ninguna entonación particular, y sin acompañar nuestra enunciación de ningún gesto facial o corporal, no parece haber otra opción que alguna “coletilla” del tipo “De todos es bien sabido que...” o algo por el estilo.

               

              3- Propuesta de un marco teórico para el estudio de las inferencias conversacionales y su aplicación en la traducción

               

              El apartado anterior no ha hecho sino mostrar las lagunas teóricas y aplicadas del estudio de las inferencias conversacionales en traducción. Así, la trayectoria seguida hasta aquí ha servido para delimitar el objeto de estudio ante el cual nos encontramos y los problemas a los que tenemos que hacer frente. Esto es, la visión panorámica ofrecida abre ya el camino y nos deja en disposición de entrever por dónde hemos de intervenir y qué dirección hay que tomar para conseguir llegar a una propuesta de enfoque sólida que permita cimentar una base sobre la que proyectar futuras aplicaciones directas entre lenguas específicas.         Queda claro, además, que el conjunto de las aportaciones realizadas por los autores señalados dibuja un mapa en el que los aparatos teóricos de Grice y Sperber-Wilson juegan un papel protagonista. Sin embargo, el uso conjunto de ambos no es suficiente para conseguir una aproximación eficiente a la realidad